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UIS

UNISYS CORP

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6360
SEC CIK
0000746838
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 20:07 UTC
Newfield MathewSenior Vice President
Exercise / conversionCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000036 · primary_doc.xml · nonDerivative · entry 3

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:07 UTC
Newfield MathewSenior Vice President
Tax withholdingCommon Stock 295 $25.13 $7,413.35
Disclosure

SEC source: 0000746838-21-000036 · primary_doc.xml · nonDerivative · entry 2

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,384

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:07 UTC
Newfield MathewSenior Vice President
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000036 · primary_doc.xml · nonDerivative · entry 1

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
GrantRestricted Stock Units · Derivative 9,098 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · derivative · entry 9

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 9,098 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to one share of Unisys Corporation common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.underlying_shares: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
GrantRestricted Stock Units · Derivative 4,549 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · derivative · entry 8

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock · 4,549 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F8 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

F8 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
GrantRestricted Stock Units · Derivative 4,074 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · derivative · entry 7

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

Underlying: Common Stock · 4,074 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F6 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F6 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · derivative · entry 6

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.5681 shares of Unisys Corporation common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · derivative · entry 5

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F2 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F2 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Tax withholdingCommon Stock 330 $24.55 $8,101.50
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · nonDerivative · entry 4

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,326

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Exercise / conversionCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · nonDerivative · entry 3

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Tax withholdingCommon Stock 210 $24.55 $5,155.50
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · nonDerivative · entry 2

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:49 UTC
Madion LisaSenior Vice President
Exercise / conversionCommon Stock 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000031 · primary_doc.xml · nonDerivative · entry 1

Madion Lisa · CIK 0001838400 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 47,523 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 13

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,523

Underlying: Common Stock · 47,523 shares

Expires not disclosed

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to one share of Unisys Corporation common stock.

F12 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F12 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F12 · derivative.underlying_shares: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 23,762 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 12

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

Underlying: Common Stock · 23,762 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F10 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

F10 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 16,972 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 11

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,972

Underlying: Common Stock · 16,972 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F8 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F8 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 10

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock option granted under the terms and provisions of the Unisys Corporation 2003 Long-Term Incentive and Equity Compensation Plan. The stock option is exercisable in three annual installments beginning December 2, 2015.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionCommon Stock · Derivative 6,224 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 9

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.5681 shares of Unisys Corporation common stock.

F5 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

F5 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 6,224 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · derivative · entry 8

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449

Underlying: Common Stock · 6,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F3 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F3 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
SaleCommon Stock 4,000 $24.66 $98,626.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 6

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,815

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.215 to $25.13, inclusive. The reporting person undertakes to provide Unisys Corporation, any security holder of Unisys Corporation or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionCommon Stock 4,000 $13.35 $53,380.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 5

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Tax withholdingCommon Stock 2,828 $24.55 $69,427.40
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 4

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,815

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionCommon Stock 9,760 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 3

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Tax withholdingCommon Stock 1,803 $24.55 $44,263.65
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 2

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,883

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:46 UTC
Thomson Michael MSenior Vice President and CFO
Exercise / conversionCommon Stock 6,224 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000034 · primary_doc.xml · nonDerivative · entry 1

Thomson Michael M · CIK 0001561637 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,361 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · derivative · entry 6

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.5681 shares of Unisys Corporation common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,361 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · derivative · entry 5

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Underlying: Common Stock · 3,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F2 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F2 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Tax withholdingCommon Stock 1,822 $24.55 $44,730.10
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · nonDerivative · entry 4

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,187

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Exercise / conversionCommon Stock 5,271 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · nonDerivative · entry 3

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Tax withholdingCommon Stock 1,162 $24.55 $28,527.10
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · nonDerivative · entry 2

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,738

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC
Ruckstuhl Ann SSenior Vice President
Exercise / conversionCommon Stock 3,361 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000033 · primary_doc.xml · nonDerivative · entry 1

Ruckstuhl Ann S · CIK 0001690873 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
GrantRestricted Stock Units · Derivative 9,098 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · derivative · entry 9

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 9,098 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to one share of Unisys Corporation common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.underlying_shares: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
GrantRestricted Stock Units · Derivative 4,549 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · derivative · entry 8

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock · 4,549 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F8 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

F8 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
GrantRestricted Stock Units · Derivative 4,074 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · derivative · entry 7

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

Underlying: Common Stock · 4,074 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F6 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F6 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · derivative · entry 6

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.5681 shares of Unisys Corporation common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · derivative · entry 5

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F2 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F2 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Tax withholdingCommon Stock 345 $24.55 $8,469.75
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · nonDerivative · entry 4

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,845

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Exercise / conversionCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · nonDerivative · entry 3

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Tax withholdingCommon Stock 220 $24.55 $5,401.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · nonDerivative · entry 2

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:02 UTC
Newfield MathewSenior Vice President
Exercise / conversionCommon Stock 622 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000032 · primary_doc.xml · nonDerivative · entry 1

Newfield Mathew · CIK 0001838401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
GrantRestricted Stock Units · Derivative 9,098 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · derivative · entry 9

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 9,098 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to one share of Unisys Corporation common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.underlying_shares: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
GrantRestricted Stock Units · Derivative 4,549 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · derivative · entry 8

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock · 4,549 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F8 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

F8 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
GrantRestricted Stock Units · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · derivative · entry 7

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Underlying: Common Stock · 4,412 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F6 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F6 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · derivative · entry 6

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.5681 shares of Unisys Corporation common stock.

F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · derivative · entry 5

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F2 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

F2 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Tax withholdingCommon Stock 908 $24.55 $22,291.40
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · nonDerivative · entry 4

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,761

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Exercise / conversionCommon Stock 3,171 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · nonDerivative · entry 3

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Tax withholdingCommon Stock 592 $24.55 $14,533.60
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · nonDerivative · entry 2

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:46 UTC
Gupta ShalabhVice President and Treasurer
Exercise / conversionCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000028 · primary_doc.xml · nonDerivative · entry 1

Gupta Shalabh · CIK 0001715005 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:33 UTC
KENNEY GERALD PSVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 9,098 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000030 · primary_doc.xml · derivative · entry 9

KENNEY GERALD P · CIK 0001590536 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

Underlying: Common Stock · 9,098 shares

Expires not disclosed

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to one share of Unisys Corporation common stock.

F10 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

F10 · derivative.underlying_shares: Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs will be eligible to vest at a conversion rate of between 0.5 shares to 1 share of Unisys Corporation common stock for each PB-RSU if the 20-trading day trailing average of the closing price of Unisys Corporation's common stock over any 20 consecutive trading days during the period from the grant date through February 26, 2024 is 10% to 20% higher (with the conversion rate determined by linear interpolation for increases between such range) than the closing price of Unisys Corporation's common stock on the grant date. If the stock price appreciation test is not met at least at the 10% level, then the PB-RSUs will not vest at all. If the stock price appreciation test is met at greater than the 20% level, then the PB-RSUs will vest at the rate of 1 share of Unisys Corporation common stock for each PB-RSU.

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February 26, 2021 Filed Mar 2, 2021 21:33 UTC
KENNEY GERALD PSVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 4,549 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000030 · primary_doc.xml · derivative · entry 8

KENNEY GERALD P · CIK 0001590536 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Common Stock · 4,549 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F8 · derivative.exercise_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

F8 · derivative.expiration_date: Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on February 26, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.