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UGI

UGI CORP /PA/

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0000884614
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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2020 Filed Jan 3, 2020 21:51 UTC
Perreault RogerEVP, Global LPG
GrantOption (right to buy) · Derivative 109,010 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001117 · doc4.xml · derivative · entry 1

Perreault Roger · CIK 0001660266 · EVP, Global LPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,010

Underlying: UGI Common Stock · 109,010 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:49 UTC
Jastrzebski Thaddeus JChief Financial Officer
GrantPerformance Units · Derivative 13,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001111 · doc4.xml · derivative · entry 2

Jastrzebski Thaddeus J · CIK 0001421305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: UGI Common Stock · 13,500 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:49 UTC
Jastrzebski Thaddeus JChief Financial Officer
GrantOption (right to buy) · Derivative 109,010 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001111 · doc4.xml · derivative · entry 1

Jastrzebski Thaddeus J · CIK 0001421305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,010

Underlying: UGI Common Stock · 109,010 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:48 UTC
Hartz Joseph L.President of Subsidiary
GrantPerformance Units · Derivative 5,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001106 · doc4.xml · derivative · entry 2

Hartz Joseph L. · CIK 0001698762 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,270

Underlying: UGI Common Stock · 5,270 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:48 UTC
Hartz Joseph L.President of Subsidiary
GrantOption (right to buy) · Derivative 42,580 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001106 · doc4.xml · derivative · entry 1

Hartz Joseph L. · CIK 0001698762 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,580

Underlying: UGI Common Stock · 42,580 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:47 UTC
Gaudiosi Monica MVP, Gen. Counsel & Secretary
GrantPerformance Units · Derivative 9,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001100 · doc4.xml · derivative · entry 2

Gaudiosi Monica M · CIK 0001385858 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,170

Underlying: UGI Common Stock · 9,170 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:47 UTC
Gaudiosi Monica MVP, Gen. Counsel & Secretary
GrantOption (right to buy) · Derivative 74,100 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001100 · doc4.xml · derivative · entry 1

Gaudiosi Monica M · CIK 0001385858 · VP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,100

Underlying: UGI Common Stock · 74,100 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:46 UTC
Gallagher Hugh J.President & CEO of Subsidiary
GrantPerformance Units · Derivative 8,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001094 · doc4.xml · derivative · entry 2

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960

Underlying: UGI Common Stock · 8,960 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:46 UTC
Gallagher Hugh J.President & CEO of Subsidiary
GrantOption (right to buy) · Derivative 72,390 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001094 · doc4.xml · derivative · entry 1

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,390

Underlying: UGI Common Stock · 72,390 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:44 UTC
Bergman LaurieVP, CAO & Corporate Controller
GrantPerformance Units · Derivative 2,640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001088 · doc4.xml · derivative · entry 2

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Underlying: UGI Common Stock · 2,640 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:44 UTC
Bergman LaurieVP, CAO & Corporate Controller
GrantOption (right to buy) · Derivative 21,290 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001088 · doc4.xml · derivative · entry 1

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,290

Underlying: UGI Common Stock · 21,290 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:43 UTC
Beard Robert F.EVP, Natural Gas
GrantPerformance Units · Derivative 9,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001082 · doc4.xml · derivative · entry 2

Beard Robert F. · CIK 0001529123 · EVP, Natural Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

Underlying: UGI Common Stock · 9,070 shares

Expires 2022-12-31

F2 · derivative.exercise_date: Effective January 1, 2020, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:43 UTC
Beard Robert F.EVP, Natural Gas
GrantOption (right to buy) · Derivative 73,240 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001209191-20-001082 · doc4.xml · derivative · entry 1

Beard Robert F. · CIK 0001529123 · EVP, Natural Gas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,240

Underlying: UGI Common Stock · 73,240 shares

Expires 2029-12-31

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2021.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:34 UTC
Bergman LaurieVP, CAO & Corporate Controller
GrantUGI Common Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057942 · doc4.xml · nonDerivative · entry 1

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

F1 · shares: Effective November 21, 2019, the reporting person was granted common stock pursuant to the UGI Corporation Executive Annual Bonus Plan.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:31 UTC
Jastrzebski Thaddeus JChief Financial Officer
GrantUGI Common Stock 716 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057937 · doc4.xml · nonDerivative · entry 1

Jastrzebski Thaddeus J · CIK 0001421305 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,979

F1 · shares: Effective November 21, 2019, the reporting person was granted common stock pursuant to the UGI Corporation Executive Annual Bonus Plan.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:32 UTC
Gallagher Hugh J.President & CEO of Subsidiary
GrantUGI Common Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057940 · doc4.xml · nonDerivative · entry 1

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866

F1 · shares: Effective November 21, 2019, the reporting person was granted common stock pursuant to the UGI Corporation Executive Annual Bonus Plan.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:29 UTC
Perreault RogerEVP, Global LPG
GrantUGI Common Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057935 · doc4.xml · nonDerivative · entry 1

Perreault Roger · CIK 0001660266 · EVP, Global LPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,246

F1 · shares: Effective November 21, 2019, the reporting person was granted common stock pursuant to the UGI Corporation Executive Annual Bonus Plan.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 21:22 UTC PurchaseUGI Common Stock 56,269 $43.06 $2,422,740.57
Disclosure

SEC source: 0001209191-19-056736 · doc4.xml · nonDerivative · entry 2

HERMANCE FRANK S · CIK 0001190203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Read SEC document
November 14, 2019 Filed Nov 14, 2019 22:00 UTC
Perreault RogerEVP, Global LPG
PurchaseUGI Common Stock 2,357 $42.45 $100,061.49
Disclosure

SEC source: 0001209191-19-056586 · doc4.xml · nonDerivative · entry 1

Perreault Roger · CIK 0001660266 · EVP, Global LPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,481

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:22 UTC PurchaseUGI Common Stock 93,731 $42.48 $3,981,692.88
Disclosure

SEC source: 0001209191-19-056736 · doc4.xml · nonDerivative · entry 1

HERMANCE FRANK S · CIK 0001190203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,731

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:51 UTC
POL ANNEDirector
GrantUGI Common Stock 9,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047320 · doc4.xml · nonDerivative · entry 1

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Benefit Plan

Disclosed balance after: 157,842

F1 · balance_after: Total gives effect to dividend equivalent accruals.

F2 · ownership.nature: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, each APU phantom unit issued under the AmeriGas Propane, Inc. long-term incentive plan was at the Effective Time cancelled and converted into UGI restricted stock units determined by multiplying the number of phantom units by the Multiplier. Each UGI restricted stock unit represents the right to receive a UGI share upon retirement or termination of service.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:59 UTC
Walsh John LDirector · President & CEO
GrantUGI Common Stock 7,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047331 · doc4.xml · nonDerivative · entry 1

Walsh John L · CIK 0001321522 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,879

F1 · balance_after: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:55 UTC
Gallagher Hugh J.President & CEO of Subsidiary
GrantRestricted Stock Unit · Derivative 38,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047326 · doc4.xml · derivative · entry 2

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,644

Underlying: UGI Common Stock · 38,644 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one UGI share and will be settled in cash.

F1 · price: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, APU performance units and restricted units issued to the reporting person under the AmeriGas Propane, Inc. long-term incentive plan was, at the Effective Time, cancelled and converted into a number of UGI restricted stock units as set forth in greater detail in the Merger Agreement.

F3 · derivative.exercise_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

F3 · derivative.expiration_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:55 UTC
Gallagher Hugh J.President & CEO of Subsidiary
GrantUGI Common Stock 10,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047326 · doc4.xml · nonDerivative · entry 1

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,444

F1 · balance_after: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, APU performance units and restricted units issued to the reporting person under the AmeriGas Propane, Inc. long-term incentive plan was, at the Effective Time, cancelled and converted into a number of UGI restricted stock units as set forth in greater detail in the Merger Agreement.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:56 UTC
Bergman LaurieVP, CAO & Corporate Controller
GrantRestricted Stock Unit · Derivative 2,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047328 · doc4.xml · derivative · entry 2

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806

Underlying: UGI Common Stock · 2,806 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one UGI share and will be settled in cash.

F1 · price: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, APU performance units and restricted units issued to the reporting person under the AmeriGas Propane, Inc. long-term incentive plan was, at the Effective Time, cancelled and converted into a number of UGI restricted stock units as set forth in greater detail in the Merger Agreement.

F3 · derivative.exercise_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

F3 · derivative.expiration_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:56 UTC
Bergman LaurieVP, CAO & Corporate Controller
GrantUGI Common Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047328 · doc4.xml · nonDerivative · entry 1

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

F1 · balance_after: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, APU performance units and restricted units issued to the reporting person under the AmeriGas Propane, Inc. long-term incentive plan was, at the Effective Time, cancelled and converted into a number of UGI restricted stock units as set forth in greater detail in the Merger Agreement.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:53 UTC
Perreault RogerEVP, Global LPG
GrantRestricted Stock Unit · Derivative 14,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047325 · doc4.xml · derivative · entry 2

Perreault Roger · CIK 0001660266 · EVP, Global LPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,771

Underlying: UGI Common Stock · 14,771 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one UGI share and will be settled in cash.

F1 · price: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest.

F3 · derivative.exercise_date: The restricted stock units will vest over a period of up to three years following the date hereof and have no expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest over a period of up to three years following the date hereof and have no expiration date.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:53 UTC
Perreault RogerEVP, Global LPG
GrantUGI Common Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047325 · doc4.xml · nonDerivative · entry 1

Perreault Roger · CIK 0001660266 · EVP, Global LPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,124

F1 · balance_after: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:52 UTC GrantUGI Common Stock 2,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047323 · doc4.xml · nonDerivative · entry 1

HERMANCE FRANK S · CIK 0001190203 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Benefit Plan

Disclosed balance after: 34,376

F1 · balance_after: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, each APU phantom unit issued under the AmeriGas Propane, Inc. long-term incentive plan was at the Effective Time cancelled and converted into UGI restricted stock units determined by multiplying the number of phantom units by the Multiplier. Each UGI restricted stock unit represents the right to receive a UGI share upon retirement or termination of service.

F1 · ownership.nature: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, each APU phantom unit issued under the AmeriGas Propane, Inc. long-term incentive plan was at the Effective Time cancelled and converted into UGI restricted stock units determined by multiplying the number of phantom units by the Multiplier. Each UGI restricted stock unit represents the right to receive a UGI share upon retirement or termination of service.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:50 UTC GrantUGI Common Stock 637 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047317 · doc4.xml · nonDerivative · entry 2

SCHLANGER MARVIN O · CIK 0001201756 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,637

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:50 UTC GrantUGI Common Stock 11,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047317 · doc4.xml · nonDerivative · entry 1

SCHLANGER MARVIN O · CIK 0001201756 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Benefit Plan

Disclosed balance after: 145,032

F1 · balance_after: Total gives effect to dividend equivalent accruals.

F2 · ownership.nature: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement, one of the following forms of consideration: (i) 0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, each APU phantom unit issued under the AmeriGas Propane, Inc. long-term incentive plan was at the Effective Time cancelled and converted into UGI restricted stock units determined by multiplying the number of phantom units by the Multiplier. Each UGI restricted stock unit represents the right to receive a UGI share upon retirement or termination of service.

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August 21, 2019 Filed Oct 7, 2019 20:43 UTC Amendment
Bergman LaurieVP, CAO & Corporate Controller
GrantUGI Common Stock 932 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052687 · doc4a.xml · nonDerivative · entry 1

Bergman Laurie · CIK 0001672722 · VP, CAO & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

F1 · balance_after: The reporting person is amending the Form 4 originally filed on August 23, 2019 to correct the number of shares of UGI Common Stock acquired by the reporting person in connection with the exchange of AmeriGas Common Units pursuant to the terms of the Agreement and Plan of Merger dated as of April 1, 2019 by and among UGI Corporation, AmeriGas Partners, L.P. and the other parties thereto.

F2 · balance_after: Includes 1,490 shares previously owned indirectly through UGI Corporation's 401(k) plan.

F3 · balance_after: Includes 141 shares acquired under the Issuer's dividend reinvestment plan.

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August 21, 2019 Filed Oct 7, 2019 20:45 UTC Amendment
Gallagher Hugh J.President & CEO of Subsidiary
GrantUGI Common Stock 7,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052689 · doc4a.xml · nonDerivative · entry 1

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,251

F1 · balance_after: The reporting person is amending the Form 4 originally filed on August 23, 2019 to correct the number of shares of UGI Common Stock acquired by the reporting person in connection with the exchange of AmeriGas Common Units pursuant to the terms of the Agreement and Plan of Merger dated as of April 1, 2019 by and among UGI Corporation, AmeriGas Partners, L.P. and the other parties thereto.

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August 21, 2019 Filed Dec 3, 2019 21:44 UTC Amendment
Gallagher Hugh J.President & CEO of Subsidiary
GrantRestricted Stock Unit · Derivative 24,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-058719 · doc4a.xml · derivative · entry 1

Gallagher Hugh J. · CIK 0001576690 · President & CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,147

Underlying: UGI Common Stock · 24,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one UGI share and will be settled in cash.

F2 · shares: The reporting person is amending the Form 4 originally filed on August 23, 2019 to correct an administrative error in the number of securities held by the reporting person.

F4 · price: Under the Agreement and Plan of Merger dated as of 4/1/19 ("Merger Agreement") by and among UGI, AmeriGas Partners, L.P. ("APU") and the other parties thereto, on 8/21/19 (the "Effective Time"), each APU common unit ("AmeriGas Units") was automatically converted into the right to receive, at the election of each holder, but subject to any applicable withholding tax and the proration under the Merger Agreement one of the following forms of consideration: (i)0.6378 ("Multiplier") shares of UGI common stock; (ii) $7.63 in cash, without interest and 0.500 UGI Shares; or (iii) $35.325 in cash, without interest. In addition, APU performance units and restricted units issued to the reporting person under the AmeriGas Propane, Inc. long-term incentive plan was, at the Effective Time, cancelled and converted into a number of UGI restricted stock units as set forth in greater detail in the Merger Agreement.

F3 · derivative.exercise_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

F3 · derivative.expiration_date: The units will vest over a period of up to three years following the date hereof and have no expiration date.

F2 · derivative.underlying_shares: The reporting person is amending the Form 4 originally filed on August 23, 2019 to correct an administrative error in the number of securities held by the reporting person.

F2 · balance_after: The reporting person is amending the Form 4 originally filed on August 23, 2019 to correct an administrative error in the number of securities held by the reporting person.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:52 UTC
Bort M ShawnDirector
Exercise / conversionOption (Right to Buy) · Derivative 12,750 $0.00 Strike: $18.86 $0.00
Disclosure

SEC source: 0001209191-19-037408 · doc4.xml · derivative · entry 6

Bort M Shawn · CIK 0001453089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: UGI Common Stock · 12,750 shares

Expires 2022-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:52 UTC
Bort M ShawnDirector
Exercise / conversionOption (Right to Buy) · Derivative 12,750 $0.00 Strike: $21.20 $0.00
Disclosure

SEC source: 0001209191-19-037408 · doc4.xml · derivative · entry 5

Bort M Shawn · CIK 0001453089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: UGI Common Stock · 12,750 shares

Expires 2021-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:52 UTC
Bort M ShawnDirector
SaleUGI Common Stock 25,500 $52.97 $1,350,653.40
Disclosure

SEC source: 0001209191-19-037408 · doc4.xml · nonDerivative · entry 3

Bort M Shawn · CIK 0001453089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $52.64 to $53.21. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:52 UTC
Bort M ShawnDirector
Exercise / conversionUGI Common Stock 12,750 $18.86 $240,465.00
Disclosure

SEC source: 0001209191-19-037408 · doc4.xml · nonDerivative · entry 2

Bort M Shawn · CIK 0001453089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:52 UTC
Bort M ShawnDirector
Exercise / conversionUGI Common Stock 12,750 $21.20 $270,300.00
Disclosure

SEC source: 0001209191-19-037408 · doc4.xml · nonDerivative · entry 1

Bort M Shawn · CIK 0001453089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
Exercise / conversionOption (Right to Buy) · Derivative 4,329 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · derivative · entry 7

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: UGI Common Stock · 4,329 shares

Expires 2020-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
SaleUGI Common Stock 4,329 $52.90 $229,004.10
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · nonDerivative · entry 4

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
Exercise / conversionUGI Common Stock 4,329 $16.01 $69,307.29
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · nonDerivative · entry 3

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
Exercise / conversionOption (Right to Buy) · Derivative 2,421 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · derivative · entry 6

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329

Underlying: UGI Common Stock · 2,421 shares

Expires 2020-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
SaleUGI Common Stock 2,421 $52.94 $128,177.67
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · nonDerivative · entry 2

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $52.90 to $53.08. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:39 UTC
POL ANNEDirector
Exercise / conversionUGI Common Stock 2,421 $16.01 $38,760.21
Disclosure

SEC source: 0001209191-19-036393 · doc4.xml · nonDerivative · entry 1

POL ANNE · CIK 0001234188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:52 UTC
Walsh John LDirector · President & CEO
Exercise / conversionOptions (Right to Buy) · Derivative 50,000 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001209191-19-029684 · doc4.xml · derivative · entry 3

Walsh John L · CIK 0001321522 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: UGI Common Stock · 50,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:52 UTC
Walsh John LDirector · President & CEO
SaleUGI Common Stock 50,000 $54.19 $2,709,290.00
Disclosure

SEC source: 0001209191-19-029684 · doc4.xml · nonDerivative · entry 2

Walsh John L · CIK 0001321522 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,226

F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $54.00 to $54.56. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:52 UTC
Walsh John LDirector · President & CEO
Exercise / conversionUGI Common Stock 50,000 $21.06 $1,053,000.00
Disclosure

SEC source: 0001209191-19-029684 · doc4.xml · nonDerivative · entry 1

Walsh John L · CIK 0001321522 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:50 UTC PurchaseUGI Common Stock 100,000 $54.10 $5,410,480.00
Disclosure

SEC source: 0001209191-19-029680 · doc4.xml · nonDerivative · entry 1

HERMANCE FRANK S · CIK 0001190203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:41 UTC Exercise / conversionOption (Right to Buy) · Derivative 12,750 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001209191-19-009671 · doc4.xml · derivative · entry 4

SCHLANGER MARVIN O · CIK 0001201756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: UGI Common Stock · 12,750 shares

Expires 2020-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.