Tapewire

Nasdaq · USD

UFCS

UNITED FIRE GROUP INC

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Tapewire entity
4741
SEC CIK
0000101199
Parsed reports
482

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 4, 2019 17:34 UTC
CONNER DAVID EVP/Chief Claims Officer
Exercise / conversionCommon Stock 1,500 $22.42 $33,630.00
Disclosure

SEC source: 0000101199-19-000002 · wf-form4_154662325387731.xml · nonDerivative · entry 1

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966.6921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,131 $0.00 Strike: $22.42 $0.00
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · derivative · entry 6

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,131 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · derivative.exercise_date: All options currently exercisable.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
SaleCommon Stock 1,131 $55.00 $62,205.00
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · nonDerivative · entry 4

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,466.6921

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
Exercise / conversionCommon Stock 1,131 $22.42 $25,357.02
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · nonDerivative · entry 3

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,597.6921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,780 $0.00 Strike: $23.96 $0.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · derivative · entry 9

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,780 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F3 · derivative.exercise_date: All options currently exercisable.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $22.42 $0.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · derivative · entry 8

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F3 · derivative.exercise_date: All options currently exercisable.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
SaleCommon Stock 6,780 $55.00 $372,918.31
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 6

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810.2557

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55 to $55.055. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionCommon Stock 6,780 $23.96 $162,448.80
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 5

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,590.2557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
SaleCommon Stock 2,800 $55.00 $154,007.56
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 4

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810.2557

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55 to $55.055. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
December 31, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionCommon Stock 2,800 $22.42 $62,776.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 3

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,610.2557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
Exercise / conversionStock Option (right to buy) · Derivative 369 $0.00 Strike: $22.42 $0.00
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · derivative · entry 5

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631

Underlying: Common Stock · 369 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · derivative.exercise_date: All options currently exercisable.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
SaleCommon Stock 369 $55.00 $20,295.00
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · nonDerivative · entry 2

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,466.6921

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:58 UTC
CONNER DAVID EVP/Chief Claims Officer
Exercise / conversionCommon Stock 369 $22.42 $8,272.98
Disclosure

SEC source: 0000101199-18-000127 · wf-form4_154629348054762.xml · nonDerivative · entry 1

CONNER DAVID E · CIK 0001451182 · VP/Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835.6921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $22.42 $0.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · derivative · entry 7

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 200 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F3 · derivative.exercise_date: All options currently exercisable.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
SaleCommon Stock 200 $55.00 $11,000.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 2

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810.2557

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 22:10 UTC
ERNST BARRIE WVP/Chief Investment Officer
Exercise / conversionCommon Stock 200 $22.42 $4,484.00
Disclosure

SEC source: 0000101199-18-000129 · wf-form4_154629419654732.xml · nonDerivative · entry 1

ERNST BARRIE W · CIK 0001451189 · VP/Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,010.2557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 22:34 UTC
NOYCE JAMESDirector
Exercise / conversionCommon Stock 1,000 $20.40 $20,400.00
Disclosure

SEC source: 0000101199-18-000123 · wf-form4_154214846699126.xml · nonDerivative · entry 1

NOYCE JAMES · CIK 0001201561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:15 UTC
NOYCE JAMESDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,727 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0000101199-18-000114 · wf-form4_154153888510049.xml · derivative · entry 3

NOYCE JAMES · CIK 0001201561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,727 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · derivative.exercise_date: All options currently exercisable.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:15 UTC
NOYCE JAMESDirector
SaleCommon Stock 1,727 $55.00 $94,985.00
Disclosure

SEC source: 0000101199-18-000114 · wf-form4_154153888510049.xml · nonDerivative · entry 2

NOYCE JAMES · CIK 0001201561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,655

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:15 UTC
NOYCE JAMESDirector
Exercise / conversionCommon Stock 1,727 $20.40 $35,230.80
Disclosure

SEC source: 0000101199-18-000114 · wf-form4_154153888510049.xml · nonDerivative · entry 1

NOYCE JAMES · CIK 0001201561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 18:55 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $29.61 $0.00
Disclosure

SEC source: 0000101199-18-000111 · wf-form4_154101208443160.xml · derivative · entry 3

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,041

Underlying: Common Stock · 5,000 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · derivative.exercise_date: 6433 options exercisable. Remaining options become vested and exercisable on 2/21/2019.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 18:55 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
SaleCommon Stock 5,000 $53.00 $265,000.00
Disclosure

SEC source: 0000101199-18-000111 · wf-form4_154101208443160.xml · nonDerivative · entry 2

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660.179

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 18:55 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
Exercise / conversionCommon Stock 5,000 $29.61 $148,050.00
Disclosure

SEC source: 0000101199-18-000111 · wf-form4_154101208443160.xml · nonDerivative · entry 1

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,660.179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,755 $0.00 Strike: $28.93 $0.00
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · derivative · entry 8

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755

Underlying: Common Stock · 1,755 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All options currently exercisable.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,145 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · derivative · entry 7

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

Underlying: Common Stock · 2,145 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All options currently exercisable.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,727 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · derivative · entry 6

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727

Underlying: Common Stock · 2,727 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All options currently exercisable.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,727 $0.00 Strike: $22.46 $0.00
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · derivative · entry 5

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,727

Underlying: Common Stock · 2,727 shares

Expires 2020-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All options currently exercisable.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionCommon Stock 1,755 $28.93 $50,763.38
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · nonDerivative · entry 4

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionCommon Stock 2,145 $21.10 $45,248.78
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · nonDerivative · entry 3

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionCommon Stock 2,727 $20.40 $55,630.80
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · nonDerivative · entry 2

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:09 UTC Exercise / conversionCommon Stock 2,727 $22.46 $61,248.42
Disclosure

SEC source: 0000101199-18-000107 · wf-form4_153747776276831.xml · nonDerivative · entry 1

Drahozal Christopher R · CIK 0001450669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 15:36 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
Exercise / conversionStock Option (right to buy) · Derivative 1,015 $0.00 Strike: $23.96 $0.00
Disclosure

SEC source: 0000101199-18-000103 · wf-form4_153443379912380.xml · derivative · entry 3

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,015 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All options currently exercisable.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 15:36 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
SaleCommon Stock 1,015 $50.09 $50,843.08
Disclosure

SEC source: 0000101199-18-000103 · wf-form4_153443379912380.xml · nonDerivative · entry 2

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,341.477

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.065 to $50.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 15:36 UTC
SCHARMER NEAL RVP/General Counsel/Corp Sec
Exercise / conversionCommon Stock 1,015 $23.96 $24,319.40
Disclosure

SEC source: 0000101199-18-000103 · wf-form4_153443379912380.xml · nonDerivative · entry 1

SCHARMER NEAL R · CIK 0001451184 · VP/General Counsel/Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,356.477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,467 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · derivative · entry 8

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935

Underlying: Common Stock · 2,467 shares

Expires 2027-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F6 · derivative.exercise_date: This option grant vests one-third on each of the first three anniversaries of the 3/24/2017 grant date.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,602 $0.00 Strike: $41.32 $0.00
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · derivative · entry 7

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,407

Underlying: Common Stock · 1,602 shares

Expires 2027-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F5 · derivative.exercise_date: This option grant vests one-fifth on each of the first five anniversaries of the 2/17/2017 grant date.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,317 $0.00 Strike: $39.91 $0.00
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · derivative · entry 6

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,475

Underlying: Common Stock · 6,317 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F4 · derivative.exercise_date: This option grant vests one-fifth on each of the first five anniversaries of the 2/19/2016 grant date.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
SaleCommon Stock 7,400 $55.19 $408,371.22
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · nonDerivative · entry 5

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837.962

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F3 · price: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
SaleCommon Stock 2,986 $55.58 $165,967.85
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · nonDerivative · entry 4

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,237.962

F1 · kind: Transaction pursuant to a 10b5-1 contract.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.42 to $56.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionCommon Stock 2,467 $42.27 $104,280.09
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · nonDerivative · entry 3

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,223.962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

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June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionCommon Stock 1,602 $41.32 $66,194.64
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · nonDerivative · entry 2

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,756.962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

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June 06, 2018 Filed Jun 8, 2018 18:26 UTC
JAFFRAY DAWN MSVP/Chief Financial Officer
Exercise / conversionCommon Stock 6,317 $39.91 $252,111.47
Disclosure

SEC source: 0000101199-18-000087 · wf-form4_152848238114040.xml · nonDerivative · entry 1

JAFFRAY DAWN M · CIK 0001409928 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154.962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a 10b5-1 contract.

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May 16, 2018 Filed May 18, 2018 16:36 UTC PurchaseCommon Stock 270 $51.84 $13,996.80
Disclosure

SEC source: 0001474590-18-000001 · primary_doc.xml · nonDerivative · entry 1

McIntyre Dee Ann · CIK 0001474590 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,904

F1 · balance_after: The number of securities directly owned by the Reporting Person following the reported transaction include: 438 certificated shares (168 shares held prior to reported transaction, and 270 shares reflected in reported transaction); 16,500 shares in an individual retirement account, and 30,966 shares held in a revocable trust for the Reporting Person's benefit (10,966 shares in one revocable trust account and 20,000 shares in another revocable trust account).

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May 16, 2018 Filed May 18, 2018 14:21 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000083 · wf-form4_152665320610357.xml · nonDerivative · entry 1

Skogman Kyle D. · CIK 0001450680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,391

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May 16, 2018 Filed May 18, 2018 14:19 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000082 · wf-form4_152665318567381.xml · nonDerivative · entry 1

BESONG JOHN PAUL E · CIK 0001221001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150.1036

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May 16, 2018 Filed May 18, 2018 14:19 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000081 · wf-form4_152665316671447.xml · nonDerivative · entry 1

Quass Mary K. · CIK 0001450677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,782

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May 16, 2018 Filed May 18, 2018 14:19 UTC
Voss Susan EDirector
GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000080 · wf-form4_152665314909216.xml · nonDerivative · entry 1

Voss Susan E · CIK 0001601293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667.5805

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May 16, 2018 Filed May 18, 2018 14:19 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000079 · wf-form4_152665312707397.xml · nonDerivative · entry 1

Gardial Sarah Fisher · CIK 0001674161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704.7905

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May 16, 2018 Filed May 18, 2018 14:18 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000078 · wf-form4_152665305918907.xml · nonDerivative · entry 1

MILLIGAN GEORGE D · CIK 0001023710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,170.5136

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May 16, 2018 Filed May 18, 2018 14:17 UTC GrantCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000101199-18-000077 · wf-form4_152665304242584.xml · nonDerivative · entry 1

Clancy Brenda Kay · CIK 0001688643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449.8524

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.