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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2023 Filed Nov 21, 2023 02:06 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007812 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:06 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007812 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:06 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007812 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:39 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 100,000 $52.84 $5,284,000.00
Disclosure

SEC source: 0001562180-23-007734 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,243

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:40 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 18,850 $53.01 $999,149.91
Disclosure

SEC source: 0001562180-23-007735 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,009

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.02, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 01:00 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007653 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,859

F2 · kind: Represents a gift of shares directly held by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 01:01 UTC
West TonySee Remarks
SaleCommon Stock 17,550 $51.46 $903,124.76
Disclosure

SEC source: 0001562180-23-007654 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,339

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.16 to $52.03, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 01:01 UTC
West TonySee Remarks
SaleCommon Stock 1,200 $50.49 $60,584.04
Disclosure

SEC source: 0001562180-23-007654 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,889

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.88, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
November 09, 2023 Filed Nov 10, 2023 00:52 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007621 · primarydocument.xml · nonDerivative · entry 3

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116,243

F2 · kind: Represents a gift of shares directly held by Mr. Khosrowshahi. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
November 09, 2023 Filed Nov 14, 2023 01:00 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 20,000 $50.29 $1,005,778.00
Disclosure

SEC source: 0001562180-23-007653 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,359

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.2650 to $50.3550, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 08, 2023 Filed Nov 10, 2023 00:52 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 49,984 $50.00 $2,499,200.00
Disclosure

SEC source: 0001562180-23-007621 · primarydocument.xml · nonDerivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,216,243

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

Read SEC document
November 07, 2023 Filed Nov 10, 2023 00:52 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 50,016 $50.00 $2,500,800.00
Disclosure

SEC source: 0001562180-23-007621 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266,227

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

Read SEC document
October 30, 2023 Filed Nov 2, 2023 00:43 UTC
Ceremony GlenSee Remarks
GrantRestricted Stock Units · Derivative 33,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007477 · primarydocument.xml · derivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,348

Underlying: Common Stock · 33,348 shares

Expires not disclosed

F1 · kind: Consists of 33,348 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/10 of the total RSUs will vest on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter.

F1 · derivative.exercise_date: Consists of 33,348 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/10 of the total RSUs will vest on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter.

F1 · derivative.expiration_date: Consists of 33,348 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/10 of the total RSUs will vest on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · derivative · entry 16

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,188

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,669 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · derivative · entry 15

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,028

Underlying: Common Stock · 4,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · derivative · entry 14

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,867

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,689 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · derivative · entry 13

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,941

Underlying: Common Stock · 2,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,547 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · derivative · entry 12

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,409

Underlying: Common Stock · 2,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,461 $44.71 $65,321.31
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,359

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,795 $44.71 $124,964.45
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,820

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,015 $44.71 $45,380.65
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,615

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,598 $44.71 $71,446.58
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,630

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,476 $44.71 $65,991.96
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,228

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007361 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · derivative · entry 15

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,028

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,604 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · derivative · entry 14

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,037

Underlying: Common Stock · 5,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,212 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · derivative · entry 13

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,620

Underlying: Common Stock · 1,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · derivative · entry 12

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,110

Underlying: Common Stock · 3,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,910 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · derivative · entry 11

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,325

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Tax withholdingCommon Stock 896 $44.71 $40,060.16
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 10

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,089

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,779 $44.71 $124,249.09
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 9

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,985

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Tax withholdingCommon Stock 601 $44.71 $26,870.71
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 8

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,764

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,524 $44.71 $68,138.04
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,365

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,443 $44.71 $64,516.53
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,889

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 5,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 3,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-007362 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · derivative · entry 12

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,028

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,305 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · derivative · entry 11

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,177

Underlying: Common Stock · 2,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · derivative · entry 10

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,263

Underlying: Common Stock · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,001 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,035

Underlying: Common Stock · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 726 $44.71 $32,459.46
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · nonDerivative · entry 8

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,021

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 921 $44.71 $41,177.91
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · nonDerivative · entry 7

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,747

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 22:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 844 $44.71 $37,735.24
Disclosure

SEC source: 0001562180-23-007363 · primarydocument.xml · nonDerivative · entry 6

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,668

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.