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Uber Technologies, Inc

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2867
SEC CIK
0001543151
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947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 22, 2024 02:33 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 5,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001600 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001600 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 3,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001600 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001600 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC Exercise / conversionRestricted Stock Units · Derivative 8,515 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001601 · primarydocument.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,724

Underlying: Common Stock · 8,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 136,239 restricted stock units (RSUs) on November 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 136,239 restricted stock units (RSUs) on November 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC Tax withholdingCommon Stock 3,113 $78.41 $244,090.33
Disclosure

SEC source: 0001562180-24-001601 · primarydocument.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,415

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 02:33 UTC Exercise / conversionCommon Stock 8,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001601 · primarydocument.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 23:58 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001399 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 9,002

F2 · ownership.nature: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 23:58 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001399 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,990

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:56 UTC
Krishnamurthy NikkiSVP and Chief People Officer
GrantRestricted Stock Units · Derivative 66,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001396 · primarydocument.xml · derivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,065

Underlying: Common Stock · 66,065 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 66,065 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 66,065 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:56 UTC
West TonySee Remarks
GrantRestricted Stock Units · Derivative 34,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001397 · primarydocument.xml · derivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,772

Underlying: Common Stock · 34,772 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 34,772 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 34,772 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:57 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 147,517 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001398 · primarydocument.xml · derivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,517

Underlying: Common Stock · 147,517 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 147,517 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 147,517 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:58 UTC
Hazelbaker JillSee Remarks
GrantRestricted Stock Units · Derivative 48,679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001399 · primarydocument.xml · derivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,679

Underlying: Common Stock · 48,679 shares

Expires not disclosed

F3 · derivative.exercise_date: Consists of 48,679 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: Consists of 48,679 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:58 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 20,000 $77.83 $1,556,674.00
Disclosure

SEC source: 0001562180-24-001399 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,290

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.790 to $77.910, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:31 UTC
West TonySee Remarks
SaleCommon Stock 3,638 $70.99 $258,268.17
Disclosure

SEC source: 0001562180-24-001314 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,566

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.8400 to $71.2300, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:31 UTC
West TonySee Remarks
SaleCommon Stock 8,160 $70.40 $574,460.74
Disclosure

SEC source: 0001562180-24-001314 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,204

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $69.8400 to $70.8300, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:31 UTC
West TonySee Remarks
SaleCommon Stock 6,952 $69.22 $481,197.28
Disclosure

SEC source: 0001562180-24-001314 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,364

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $68.7900 to $69.6600, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:35 UTC
Krishnamurthy NikkiSVP and Chief People Officer
GrantStock Options (Right to buy) · Derivative 200,000 $0.00 Strike: $40.82 $0.00
Disclosure

SEC source: 0001562180-24-001199 · primarydocument.xml · derivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-10-28

F4 · kind: The Reporting Person was granted a stock option to purchase 200,000 shares of common stock on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on October 1, 2019 and the time-based condition was satisfied as of October 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $40.82 per share, expires October 28, 2028. Any options that are not exercised by such expiration date will be forfeited.

F4 · derivative.exercise_date: The Reporting Person was granted a stock option to purchase 200,000 shares of common stock on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on October 1, 2019 and the time-based condition was satisfied as of October 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $40.82 per share, expires October 28, 2028. Any options that are not exercised by such expiration date will be forfeited.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:35 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 9,446 $70.47 $665,659.62
Disclosure

SEC source: 0001562180-24-001199 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,998

F3 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 6, 2024.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:35 UTC
Krishnamurthy NikkiSVP and Chief People Officer
GrantCommon Stock 24,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001199 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,444

F1 · shares: Consists of 24,498 restricted stock units ("RSUs") granted to the Reporting Person on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition has been satisfied.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 4,611 $70.47 $324,937.17
Disclosure

SEC source: 0001562180-24-001200 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,740

F3 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 6, 2024.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:38 UTC
Ceremony GlenSee Remarks
GrantCommon Stock 12,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-001200 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,351

F1 · shares: Consists of 12,249 restricted stock units ("RSUs") granted to the reporting person on January 28, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition has been satisfied.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:38 UTC
West TonySee Remarks
GrantStock Options (Right to buy) · Derivative 300,000 $0.00 Strike: $33.65 $0.00
Disclosure

SEC source: 0001562180-24-001201 · primarydocument.xml · derivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-03-20

F1 · kind: The Reporting Person was granted a stock option to purchase 300,000 shares of common stock on March 21, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on March 1, 2019 and the time-based condition was satisfied as of March 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $33.65 per share, expires March 20, 2028. Any options that are not exercised by such expiration date will be forfeited.

F1 · derivative.exercise_date: The Reporting Person was granted a stock option to purchase 300,000 shares of common stock on March 21, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on March 1, 2019 and the time-based condition was satisfied as of March 1, 2023. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024. The option, which has an exercise price of $33.65 per share, expires March 20, 2028. Any options that are not exercised by such expiration date will be forfeited.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 01:39 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 1,750,000 $0.00 Strike: $33.65 $0.00
Disclosure

SEC source: 0001562180-24-001202 · primarydocument.xml · derivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Common Stock · 1,750,000 shares

Expires 2024-09-04

F1 · kind: The Reporting Person was granted a stock option to purchase 1,750,000 shares of common stock on September 5, 2017 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on September 5, 2018 and the time-based condition was satisfied as of September 5, 2022. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024.

F2 · kind: The option, which has an exercise price of $33.65 per share, expires September 4, 2024. Any options that are not exercised by such expiration date will be forfeited. The Reporting Person intends to adopt a rule 10b5-1 trading plan that will permit him to exercise these options. The Reporting Person does not intend to exercise these options within the next 90 days.

F1 · derivative.exercise_date: The Reporting Person was granted a stock option to purchase 1,750,000 shares of common stock on September 5, 2017 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, subject to certain performance-based and time-based conditions. The option vested as to the time-based condition in five equal annual installments commencing on September 5, 2018 and the time-based condition was satisfied as of September 5, 2022. The option satisfied the performance-based condition on February 6, 2024 due to the achievement over a 90 consecutive day trading period of a fully-diluted equity value of $120 billion based on the average closing price of Uber's common stock during such period. The option became exercisable upon the satisfaction of the performance-based condition on February 6, 2024.

F2 · derivative.exercise_date: The option, which has an exercise price of $33.65 per share, expires September 4, 2024. Any options that are not exercised by such expiration date will be forfeited. The Reporting Person intends to adopt a rule 10b5-1 trading plan that will permit him to exercise these options. The Reporting Person does not intend to exercise these options within the next 90 days.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · derivative · entry 12

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,611

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,304 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · derivative · entry 11

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,264

Underlying: Common Stock · 2,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,112 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · derivative · entry 10

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,926

Underlying: Common Stock · 2,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,001 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,032

Underlying: Common Stock · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 550 $63.65 $35,007.50
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 8

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,946

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 591 $63.65 $37,617.15
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 7

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,496

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 527 $63.65 $33,543.55
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 6

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,087

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 499 $63.65 $31,761.35
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 5

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,614

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 2,304 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 2,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:37 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 2,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000546 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 579 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,110

Underlying: Common Stock · 579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,828

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,441 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,449

Underlying: Common Stock · 1,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,516 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,601

Underlying: Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 225 $63.65 $14,321.25
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,102

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 201 $63.65 $12,793.65
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,327

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 250 $63.65 $15,912.50
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,528

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 544 $63.65 $34,625.60
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,778

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 622 $63.65 $39,590.30
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,322

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2024.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 579 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 01:42 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-000548 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.