UBER

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,503

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,074

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,403

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2024.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007814 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007382 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,896

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007382 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,331

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007382 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,486

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007382 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,959

Underlying: Common Stock · 1,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007382 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,697

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,844

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,132

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,490

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,204

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,956

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007382 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007383 · primarydocument.xml · derivative · entry 13

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,490

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007383 · primarydocument.xml · derivative · entry 12

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,707

Underlying: Common Stock · 2,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007383 · primarydocument.xml · derivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,850

Underlying: Common Stock · 2,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007383 · primarydocument.xml · derivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,222

Underlying: Common Stock · 1,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,205

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,175

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,678

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,031

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007383 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007384 · primarydocument.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,018

Underlying: Common Stock · 2,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 136,239 restricted stock units (RSUs) on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 136,239 restricted stock units (RSUs) on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007384 · primarydocument.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,826

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007384 · primarydocument.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007385 · primarydocument.xml · derivative · entry 2

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 312 restricted stock units ("RSUs") on October 10, 2024 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2024.

F2 · derivative.expiration_date: The reporting person was granted 312 restricted stock units ("RSUs") on October 10, 2024 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2024.

SEC source: 0001562180-24-007385 · primarydocument.xml · nonDerivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007386 · primarydocument.xml · derivative · entry 12

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,523

Underlying: Common Stock · 2,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007386 · primarydocument.xml · derivative · entry 11

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,913

Underlying: Common Stock · 2,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007386 · primarydocument.xml · derivative · entry 10

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,025

Underlying: Common Stock · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007386 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,917

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 53,756 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 53,756 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 8

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,875

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 7

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,795

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 6

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,639

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 5

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,438

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2024.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-24-007386 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.