UBER

SEC source: 0001775389-26-000001 · primarydocument.xml · derivative · entry 10

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,118

Underlying: Common Stock · 1,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 53,756 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 53,756 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001775389-26-000001 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,233

Underlying: Common Stock · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 57,137 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 57,137 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 8

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,281

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 7

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,903

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 6

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,402

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 5

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,682

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001775389-26-000001 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0002071761-26-000001 · primarydocument.xml · derivative · entry 12

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682

Underlying: Common Stock · 3,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 184,365 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F6 · derivative.expiration_date: The reporting person was granted 184,365 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0002071761-26-000001 · primarydocument.xml · derivative · entry 11

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,590

Underlying: Common Stock · 4,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F5 · derivative.expiration_date: The reporting person was granted 194,024 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0002071761-26-000001 · primarydocument.xml · derivative · entry 10

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,515

Underlying: Common Stock · 2,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 120,951 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0002071761-26-000001 · primarydocument.xml · derivative · entry 9

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,947

Underlying: Common Stock · 2,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 118,670 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 8

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,048

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 7

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,285

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 6

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,544

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 5

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,953

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 4

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 3

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 2

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0002071761-26-000001 · primarydocument.xml · nonDerivative · entry 1

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001090355-26-000001 · primarydocument.xml · derivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297

Underlying: Common Stock · 297 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person was granted 297 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

F1 · derivative.expiration_date: The reporting person was granted 297 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on January 16, 2026.

SEC source: 0001190699-26-000001 · primarydocument.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 282 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person was granted 282 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F1 · derivative.expiration_date: The reporting person was granted 282 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

SEC source: 0001262929-26-000001 · primarydocument.xml · derivative · entry 1

Trujillo David · CIK 0001262929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person was granted 267 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F1 · derivative.expiration_date: The reporting person was granted 267 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

SEC source: 0001468233-26-000001 · primarydocument.xml · derivative · entry 1

Arora Nikesh · CIK 0001468233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_date: The reporting person was granted 267 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F1 · derivative.expiration_date: The reporting person was granted 267 restricted stock units ("RSUs") on January 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

SEC source: 0002071761-25-000006 · primarydocument.xml · derivative · entry 3

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

SEC source: 0002071761-25-000006 · primarydocument.xml · nonDerivative · entry 2

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,460

F1 · kind: Shares withheld (i) for the net exercise of stock options expiring on January 27, 2026, and (ii) to satisfy tax liability in connection with such exercise of stock options.

SEC source: 0002071761-25-000006 · primarydocument.xml · nonDerivative · entry 1

Macdonald Andrew · CIK 0002071761 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001626201-25-000011 · primarydocument.xml · nonDerivative · entry 9

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,423

F3 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan, adopted on May 27, 2025.

SEC source: 0001525321-25-000007 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,321

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 69,137 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F6 · derivative.expiration_date: The reporting person was granted 69,137 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001525321-25-000007 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,737

Underlying: Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 72,759 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F5 · derivative.expiration_date: The reporting person was granted 72,759 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001525321-25-000007 · primarydocument.xml · derivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,898

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 33,597 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 33,597 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001525321-25-000007 · primarydocument.xml · derivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,783

Underlying: Common Stock · 687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 32,964 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 32,964 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,188

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,902

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,654

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,002

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001525321-25-000007 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001609983-25-000012 · primarydocument.xml · derivative · entry 7

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,281

Underlying: Common Stock · 2,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 136,239 RSUs on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F5 · derivative.expiration_date: The reporting person was granted 136,239 RSUs on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001609983-25-000012 · primarydocument.xml · derivative · entry 6

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,479

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 41,205 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 41,205 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001609983-25-000012 · primarydocument.xml · nonDerivative · entry 4

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,633

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001609983-25-000012 · primarydocument.xml · nonDerivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,203

F2 · kind: Shares withheld to satisfy tax liability upon vesting of RSUs on December 16, 2025.

SEC source: 0001609983-25-000012 · primarydocument.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001609983-25-000012 · primarydocument.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

SEC source: 0001626201-25-000011 · primarydocument.xml · derivative · entry 13

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,218

Underlying: Common Stock · 3,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F7 · derivative.expiration_date: The reporting person was granted 147,492 RSUs on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

SEC source: 0001626201-25-000011 · primarydocument.xml · derivative · entry 12

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,655

Underlying: Common Stock · 2,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F6 · derivative.expiration_date: The reporting person was granted 139,697 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.