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Nasdaq · USD

UAL

United Airlines Holdings, Inc.

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Tapewire entity
3116
SEC CIK
0000100517
Parsed reports
620

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202603
Jun 202602
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2020 Filed May 26, 2020 22:02 UTC Exercise / conversionCommon Stock 2,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014222 · doc4.xml · nonDerivative · entry 1

VITALE DAVID J · CIK 0001180949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"), the reporting person elected to receive the entire award settled in shares of the Company's common stock.

Read SEC document
May 23, 2020 Filed May 26, 2020 22:01 UTC Exercise / conversionShare Units · Derivative 2,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014221 · doc4.xml · derivative · entry 2

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,103 shares

Expires 2020-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"), the reporting person elected to receive the entire award settled in shares of the Company's common stock.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"), the reporting person elected to receive the entire award settled in shares of the Company's common stock.

Read SEC document
May 23, 2020 Filed May 26, 2020 22:01 UTC Exercise / conversionCommon Stock 2,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014221 · doc4.xml · nonDerivative · entry 1

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"), the reporting person elected to receive the entire award settled in shares of the Company's common stock.

Read SEC document
May 23, 2020 Filed May 26, 2020 22:01 UTC Exercise / conversionShare Units · Derivative 2,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014218 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,103 shares

Expires 2020-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

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May 23, 2020 Filed May 26, 2020 22:01 UTC Disposition to issuerCommon Stock 1,052 $25.63 $26,962.76
Disclosure

SEC source: 0000899243-20-014218 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,802

F4 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
May 23, 2020 Filed May 26, 2020 22:01 UTC Exercise / conversionCommon Stock 2,103 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014218 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F4 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
May 21, 2020 Filed May 22, 2020 22:02 UTC
KIRBY J SCOTTDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 88,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014072 · doc4.xml · derivative · entry 1

KIRBY J SCOTT · CIK 0001249555 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,809

Underlying: Common Stock · 88,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · shares: This RSU award relates to Mr. Kirby's new 2020 long-term incentive ("LTI") opportunity in the role of CEO. The new LTI opportunity has been reduced and pro-rated based only on the portion of the year that he serves in his new role.

F3 · derivative.exercise_date: The RSU award vests in three installments of 29,476 RSUs on February 28, 2021, 29,476 RSUs on February 28, 2022 and 29,477 RSUs on February 28, 2023.

F3 · derivative.expiration_date: The RSU award vests in three installments of 29,476 RSUs on February 28, 2021, 29,476 RSUs on February 28, 2022 and 29,477 RSUs on February 28, 2023.

F2 · derivative.underlying_shares: This RSU award relates to Mr. Kirby's new 2020 long-term incentive ("LTI") opportunity in the role of CEO. The new LTI opportunity has been reduced and pro-rated based only on the portion of the year that he serves in his new role.

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May 21, 2020 Filed May 22, 2020 22:00 UTC
Hart Brett JPresident
GrantRestricted Stock Units · Derivative 69,660 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014070 · doc4.xml · derivative · entry 1

Hart Brett J · CIK 0001466338 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,288

Underlying: Common Stock · 69,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · shares: This RSU award relates to Mr. Hart's new 2020 long-term incentive ("LTI") opportunity in the role of President. The new LTI opportunity has been reduced and pro-rated based only on the portion of the year that he serves in his new role.

F3 · derivative.exercise_date: The RSUs vest in three installments of 23,220 RSUs on February 28, 2021, 23,220 RSUs on February 28, 2022 and 23,220 RSUs on February 28, 2023.

F3 · derivative.expiration_date: The RSUs vest in three installments of 23,220 RSUs on February 28, 2021, 23,220 RSUs on February 28, 2022 and 23,220 RSUs on February 28, 2023.

F2 · derivative.underlying_shares: This RSU award relates to Mr. Hart's new 2020 long-term incentive ("LTI") opportunity in the role of President. The new LTI opportunity has been reduced and pro-rated based only on the portion of the year that he serves in his new role.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:05 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014226 · doc4.xml · derivative · entry 3

KENNEDY JAMES A C · CIK 0001203069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires 2021-05-21

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:02 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014223 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:03 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014225 · doc4.xml · derivative · entry 1

PHILIP EDWARD M · CIK 0001078280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:02 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014222 · doc4.xml · derivative · entry 3

VITALE DAVID J · CIK 0001180949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires 2021-05-21

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:01 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014221 · doc4.xml · derivative · entry 3

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires 2021-05-21

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:01 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014220 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:01 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014219 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:01 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014218 · doc4.xml · derivative · entry 4

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires 2021-05-21

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:01 UTC GrantShare Units · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014217 · doc4.xml · derivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2020 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2020 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:58 UTC GrantShare Units · Derivative 1,071.21 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-009989 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144.14

Underlying: Common Stock · 1,071.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2020 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2020 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC GrantShare Units · Derivative 1,129.64 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-009986 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,345.17

Underlying: Common Stock · 1,129.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2020 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2020 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:54 UTC GrantShare Units · Derivative 1,071.21 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-009985 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,144.14

Underlying: Common Stock · 1,071.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F1 · shares: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · price: Represents 2020 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The share units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 818 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 14

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,638

Underlying: Common Stock · 818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F4 · derivative.expiration_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F8 · ownership.nature: By spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 1,039 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 13

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F8 · ownership.nature: By spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 12

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F8 · ownership.nature: By spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 11

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F4 · derivative.expiration_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 3,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 10

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Underlying: Common Stock · 3,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionRestricted Stock Units · Derivative 2,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · derivative · entry 9

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Tax withholdingCommon Stock 1,226 $61.59 $75,509.34
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 8

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,205

F5 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 23, 2017, February 22, 2018 and February 27, 2019.

F8 · ownership.nature: By spouse of the reporting person.

F9 · ownership.nature: Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 818 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 7

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · kind: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F8 · ownership.nature: By spouse of the reporting person.

F9 · ownership.nature: Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 1,039 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 6

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · kind: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F8 · ownership.nature: By spouse of the reporting person.

F9 · ownership.nature: Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 5

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F8 · ownership.nature: By spouse of the reporting person.

F9 · ownership.nature: Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Tax withholdingCommon Stock 3,765 $61.59 $231,886.35
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 4

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

F5 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 23, 2017, February 22, 2018 and February 27, 2019.

F6 · ownership.direct: Includes 5,374 shares held in a revocable trust in the name of the reporting person.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 3

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · kind: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 3,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 2

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · kind: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:44 UTC
Gebo KateEVP HR and Labor Relations
Exercise / conversionCommon Stock 2,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006817 · doc4.xml · nonDerivative · entry 1

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionRestricted Stock Units · Derivative 5,161 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · derivative · entry 9

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,322

Underlying: Common Stock · 5,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F5 · derivative.exercise_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F5 · derivative.expiration_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionRestricted Stock Units · Derivative 5,810 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · derivative · entry 8

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810

Underlying: Common Stock · 5,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · derivative · entry 7

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 14, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The RSUs were granted on June 14, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionRestricted Stock Units · Derivative 4,795 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · derivative · entry 6

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Tax withholdingCommon Stock 7,158 $61.59 $440,861.22
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · nonDerivative · entry 5

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,780

F6 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 23, 2017, June 14, 2017, February 22, 2018 and February 27, 2019.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionCommon Stock 5,161 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · nonDerivative · entry 4

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F5 · kind: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionCommon Stock 5,810 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · nonDerivative · entry 3

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · kind: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · nonDerivative · entry 2

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · kind: The RSUs were granted on June 14, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:17 UTC
Hart Brett JEVP and Chief Adm Ofer
Exercise / conversionCommon Stock 4,795 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006802 · doc4.xml · nonDerivative · entry 1

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on February 23, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · derivative · entry 7

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,136

Underlying: Common Stock · 3,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · derivative.exercise_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

F4 · derivative.expiration_date: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · derivative · entry 6

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

Underlying: Common Stock · 3,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,920 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · derivative · entry 5

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 4,605 $61.59 $283,621.95
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · nonDerivative · entry 4

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 27, 2017, February 22, 2018 and February 27, 2019.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · nonDerivative · entry 3

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F4 · kind: The RSUs were granted on February 27, 2019 and vest in 1/3 annual installments on February 28, 2020, 2021 and 2022.

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February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 3,904 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · nonDerivative · entry 2

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F3 · kind: The RSUs were granted on February 22, 2018 and vest in 1/3 annual installments on February 28, 2019, 2020 and 2021.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:08 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 2,920 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006798 · doc4.xml · nonDerivative · entry 1

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 28, 2018, 2019 and 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.