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Nasdaq · USD

UAL

United Airlines Holdings, Inc.

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3116
SEC CIK
0000100517
Parsed reports
620

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202603
Jun 202602
Jul 202604
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2022 Filed Sep 2, 2022 20:26 UTC
LADERMAN GERALDEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 7,810 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024284 · wf-form4_166215039631248.xml · derivative · entry 3

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

Underlying: Common Stock · 7,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

F2 · derivative.expiration_date: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:26 UTC
LADERMAN GERALDEVP and CFO
Tax withholdingCommon Stock 3,060 $35.01 $107,130.60
Disclosure

SEC source: 0001628280-22-024284 · wf-form4_166215039631248.xml · nonDerivative · entry 2

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,197

F3 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award referenced in footnote 2 above.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:26 UTC
LADERMAN GERALDEVP and CFO
Exercise / conversionCommon Stock 7,810 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024284 · wf-form4_166215039631248.xml · nonDerivative · entry 1

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:24 UTC
Hart Gregory LEVP & Chief Growth Officer
Exercise / conversionRestricted Stock Units · Derivative 7,763 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024282 · wf-form4_166215024520664.xml · derivative · entry 3

Hart Gregory L · CIK 0001593356 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,763

Underlying: Common Stock · 7,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

F2 · derivative.expiration_date: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:24 UTC
Hart Gregory LEVP & Chief Growth Officer
Tax withholdingCommon Stock 3,080 $35.01 $107,830.80
Disclosure

SEC source: 0001628280-22-024282 · wf-form4_166215024520664.xml · nonDerivative · entry 2

Hart Gregory L · CIK 0001593356 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,258

F3 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award referenced in footnote 2 above.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:24 UTC
Hart Gregory LEVP & Chief Growth Officer
Exercise / conversionCommon Stock 7,763 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024282 · wf-form4_166215024520664.xml · nonDerivative · entry 1

Hart Gregory L · CIK 0001593356 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 00:12 UTC
Hart Gregory LEVP, Chief Growth Officer
SaleCommon Stock 14,000 $38.88 $544,373.20
Disclosure

SEC source: 0000899243-22-028171 · doc4.xml · nonDerivative · entry 1

Hart Gregory L · CIK 0001593356 · EVP, Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.77 to $38.791, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 22:50 UTC PurchaseCommon Stock 25,000 $35.64 $890,940.00
Disclosure

SEC source: 0000899243-22-026899 · doc4.xml · nonDerivative · entry 2

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.61 to $35.64, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
July 25, 2022 Filed Jul 27, 2022 22:50 UTC PurchaseCommon Stock 25,000 $35.84 $896,082.50
Disclosure

SEC source: 0000899243-22-026899 · doc4.xml · nonDerivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.825 to $35.85, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:00 UTC GrantShare Units · Derivative 1,044.97 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025075 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799.93

Underlying: Common Stock · 1,044.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:00 UTC GrantShare Units · Derivative 918.85 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025074 · doc4.xml · derivative · entry 1

Friend Matthew · CIK 0001806799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608.19

Underlying: Common Stock · 918.85 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:00 UTC
Ward LayshaDirector
GrantShare Units · Derivative 900.84 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025073 · doc4.xml · derivative · entry 1

Ward Laysha · CIK 0001482973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630.28

Underlying: Common Stock · 900.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:00 UTC GrantShare Units · Derivative 990.92 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025072 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412.38

Underlying: Common Stock · 990.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:00 UTC GrantShare Units · Derivative 1,044.97 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-025071 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900.78

Underlying: Common Stock · 1,044.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2022 quarterly retainer fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Hart Brett JPresident
Exercise / conversionRestricted Stock Units · Derivative 3,224 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022641 · doc4.xml · derivative · entry 3

Hart Brett J · CIK 0001466338 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F2 · kind: Represents the settlement upon vesting of RSUs into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

F3 · derivative.expiration_date: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Hart Brett JPresident
Tax withholdingCommon Stock 1,416 $36.99 $52,377.84
Disclosure

SEC source: 0000899243-22-022641 · doc4.xml · nonDerivative · entry 2

Hart Brett J · CIK 0001466338 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,042

F4 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on June 14, 2017.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Hart Brett JPresident
Exercise / conversionCommon Stock 3,224 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022641 · doc4.xml · nonDerivative · entry 1

Hart Brett J · CIK 0001466338 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the settlement upon vesting of RSUs into UAL common stock.

F3 · kind: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC SaleCommon Stock 13,939 $36.85 $513,667.48
Disclosure

SEC source: 0000899243-22-022640 · doc4.xml · nonDerivative · entry 1

Roitman Jonathan · CIK 0001814010 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.85 to $36.865, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Jojo Linda PEVP, Tech & Chief Digital Ofcr
Exercise / conversionRestricted Stock Units · Derivative 2,149 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022638 · doc4.xml · derivative · entry 3

Jojo Linda P · CIK 0001296796 · EVP, Tech & Chief Digital Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F2 · kind: Represents the settlement upon vesting of RSUs into UAL common stock.

F3 · derivative.exercise_date: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

F3 · derivative.expiration_date: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Jojo Linda PEVP, Tech & Chief Digital Ofcr
Tax withholdingCommon Stock 940 $36.99 $34,770.60
Disclosure

SEC source: 0000899243-22-022638 · doc4.xml · nonDerivative · entry 2

Jojo Linda P · CIK 0001296796 · EVP, Tech & Chief Digital Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,414

F4 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on June 14, 2017.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:30 UTC
Jojo Linda PEVP, Tech & Chief Digital Ofcr
Exercise / conversionCommon Stock 2,149 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022638 · doc4.xml · nonDerivative · entry 1

Jojo Linda P · CIK 0001296796 · EVP, Tech & Chief Digital Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the settlement upon vesting of RSUs into UAL common stock.

F3 · kind: The RSUs were granted on June 14, 2017 and vested in 1/3 annual installments on June 14, 2020, 2021 and 2022.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:30 UTC PurchaseCommon Stock 50,000 $37.69 $1,884,465.00
Disclosure

SEC source: 0000899243-22-022639 · doc4.xml · nonDerivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.00 to $38.39, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 21:30 UTC PurchaseCommon Stock 25,000 $44.21 $1,105,355.00
Disclosure

SEC source: 0000899243-22-021228 · doc4.xml · nonDerivative · entry 2

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.20 to $44.23, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:30 UTC PurchaseCommon Stock 25,000 $45.20 $1,129,917.50
Disclosure

SEC source: 0000899243-22-021228 · doc4.xml · nonDerivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.159 to $45.214, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 21:30 UTC
KENNY CHRISVice President & Controller
SaleCommon Stock 9,700 $47.88 $464,436.00
Disclosure

SEC source: 0000899243-22-020480 · doc4.xml · nonDerivative · entry 1

KENNY CHRIS · CIK 0001192928 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,605

Read SEC document
May 27, 2022 Filed May 31, 2022 23:31 UTC Exercise / conversionShare Units · Derivative 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020260 · doc4.xml · derivative · entry 3

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:31 UTC Disposition to issuerCommon Stock 1,452 $47.52 $68,999.04
Disclosure

SEC source: 0000899243-22-020260 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,159

Read SEC document
May 27, 2022 Filed May 31, 2022 23:31 UTC Exercise / conversionCommon Stock 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020260 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:26 UTC Exercise / conversionShare Units · Derivative 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020254 · doc4.xml · derivative · entry 3

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:26 UTC Disposition to issuerCommon Stock 1,452 $47.52 $68,999.04
Disclosure

SEC source: 0000899243-22-020254 · doc4.xml · nonDerivative · entry 2

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,342

Read SEC document
May 27, 2022 Filed May 31, 2022 23:26 UTC Exercise / conversionCommon Stock 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020254 · doc4.xml · nonDerivative · entry 1

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:23 UTC Exercise / conversionShare Units · Derivative 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020252 · doc4.xml · derivative · entry 3

KENNEDY JAMES A C · CIK 0001203069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:23 UTC Disposition to issuerCommon Stock 1,452 $47.52 $68,999.04
Disclosure

SEC source: 0000899243-22-020252 · doc4.xml · nonDerivative · entry 2

KENNEDY JAMES A C · CIK 0001203069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,596

Read SEC document
May 27, 2022 Filed May 31, 2022 23:23 UTC Exercise / conversionCommon Stock 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020252 · doc4.xml · nonDerivative · entry 1

KENNEDY JAMES A C · CIK 0001203069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16.048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:19 UTC Exercise / conversionShare Units · Derivative 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020245 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,904 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:19 UTC Disposition to issuerCommon Stock 1,452 $47.52 $68,999.04
Disclosure

SEC source: 0000899243-22-020245 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,550

F4 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:19 UTC Exercise / conversionCommon Stock 2,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020245 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F4 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:32 UTC GrantShare Units · Derivative 4,985 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020261 · doc4.xml · derivative · entry 2

PHILIP EDWARD M · CIK 0001078280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

Underlying: Common Stock · 4,985 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award and the Non-Executive Chair award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award and Non-Executive Chair award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F4 · shares: Non-Executive Chair award.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award and the Non-Executive Chair award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award and Non-Executive Chair award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:32 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020261 · doc4.xml · derivative · entry 1

PHILIP EDWARD M · CIK 0001078280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award and the Non-Executive Chair award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award and Non-Executive Chair award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award and the Non-Executive Chair award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award and Non-Executive Chair award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:31 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020260 · doc4.xml · derivative · entry 4

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.exercise_price: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F4 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F2 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · derivative.expiration_date: (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:28 UTC
Ward LayshaDirector
GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020258 · doc4.xml · derivative · entry 1

Ward Laysha · CIK 0001482973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:26 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020256 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

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May 26, 2022 Filed May 31, 2022 23:26 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020254 · doc4.xml · derivative · entry 4

Harford Barney · CIK 0001453413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires 2023-05-26

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:23 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020252 · doc4.xml · derivative · entry 4

KENNEDY JAMES A C · CIK 0001203069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires 2023-05-26

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:23 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020251 · doc4.xml · derivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:22 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020250 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:19 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020245 · doc4.xml · derivative · entry 4

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires 2023-05-26

F2 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:19 UTC GrantShare Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020244 · doc4.xml · derivative · entry 1

Friend Matthew · CIK 0001806799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.exercise_price: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2 · derivative.expiration_date: (Continued from Footnote 1) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2022 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2022 annual director equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP.

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May 25, 2022 Filed May 27, 2022 21:00 UTC
Hart Brett JPresident
GrantRestricted Stock Units · Derivative 29,247 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019951 · doc4.xml · derivative · entry 1

Hart Brett J · CIK 0001466338 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,266

Underlying: Common Stock · 29,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in one-third (1/3) annual increments on February 28, 2023, February 28, 2024 and February 28, 2025.

F2 · derivative.expiration_date: The RSUs vest in one-third (1/3) annual increments on February 28, 2023, February 28, 2024 and February 28, 2025.

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April 22, 2022 Filed Apr 25, 2022 22:00 UTC
Enqvist Torbjorn JEVP & Chief Customer Officer
SaleCommon Stock 8,900 $51.33 $456,837.00
Disclosure

SEC source: 0000899243-22-015580 · doc4.xml · nonDerivative · entry 1

Enqvist Torbjorn J · CIK 0001866177 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,190

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.