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Unity Software Inc.

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3292
SEC CIK
0001810806
Parsed reports
527

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2021 Filed Sep 7, 2021 23:27 UTC
Downie CliveSVP & GM, Consumer
Exercise / conversionCommon Stock 33,333 $1.43 $47,499.53
Disclosure

SEC source: 0001590494-21-000004 · wf-form4_163105723445335.xml · nonDerivative · entry 1

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,248 $1.43 Strike: $1.43 $17,453.40
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · derivative · entry 9

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,192

Underlying: Common Stock · 12,248 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

F6 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 1,645 $127.75 $210,148.75
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 8

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 127.42 to $127.99, inclusive.

F6 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 3,811 $126.85 $483,425.35
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 7

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,645

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.43 to $127.40, inclusive.

F6 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 6,792 $126.03 $855,995.76
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 6

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,456

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.44 to $126.41, inclusive.

F6 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionCommon Stock 12,248 $1.43 $17,453.40
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 5

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 300 $128.18 $38,454.00
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 4

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,528

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.15 to $128.20, inclusive.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 44,299 $127.60 $5,652,552.40
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 3

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,828

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.16 to $128.09, inclusive.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 106,150 $126.51 $13,429,036.50
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 2

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,987,127

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.15 to $127.14, inclusive.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:35 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 66,375 $125.79 $8,349,311.25
Disclosure

SEC source: 0001193857-21-000002 · wf-form4_163068694426157.xml · nonDerivative · entry 1

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,093,277

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.15 to $126.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) and (7) through (9) of this Form 4.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 2,500 $128.59 $321,485.00
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 12

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,614,500

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.0000 to $128.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 15,507 $127.27 $1,973,498.36
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 11

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,617,000

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.9500 to $127.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 17,944 $126.44 $2,268,833.98
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 10

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,632,507

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.9500 to $126.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 29,842 $125.54 $3,746,281.12
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 9

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,650,451

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.9500 to $125.9400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 1,657 $128.10 $212,255.40
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 8

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,680,293

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.0100 to $128.2500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 22,027 $127.29 $2,803,922.56
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 7

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,681,950

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.0000 to $127.2948, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 50,947 $126.60 $6,449,930.96
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 6

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,703,977

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.0000 to $126.9900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 20,096 $125.49 $2,521,822.92
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 5

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,754,924

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.0000 to $125.9900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 8,680 $124.62 $1,081,724.17
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 4

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,775,020

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.0000 to $124.9600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 10,800 $123.50 $1,333,794.60
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 3

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,783,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.9900 to $123.9200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 17,515 $123.87 $2,169,562.03
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 2

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,749,500

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.8000 to $124.1800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:32 UTC
OTEE 2020 ApSDirector · 10% owner
SaleCommon Stock 102,485 $123.43 $12,650,000.26
Disclosure

SEC source: 0000950142-21-002799 · es210180943_4-otee.xml · nonDerivative · entry 1

OTEE 2020 ApS · CIK 0001826287 · Director · 10% owner

Helgason David · CIK 0001824018 · Director

Ante Joachim Christoph · CIK 0001826146 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,812,015

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.8000 to $123.7900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. Each of Messrs. Mr. Helgason and Ante disclaims beneficial ownership of the shares held by OTEE except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:06 UTC SaleCommon Stock 6,846 $125.47 $858,967.62
Disclosure

SEC source: 0001810806-21-000158 · wf-form4_163036118462478.xml · nonDerivative · entry 3

Visoso Luis Felipe · CIK 0001816289 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F3 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.23 to $125.84, inclusive.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:06 UTC SaleCommon Stock 14,054 $124.74 $1,753,095.96
Disclosure

SEC source: 0001810806-21-000158 · wf-form4_163036118462478.xml · nonDerivative · entry 2

Visoso Luis Felipe · CIK 0001816289 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,846

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.25 to $125.22, inclusive.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:06 UTC SaleCommon Stock 6,927 $123.81 $857,631.87
Disclosure

SEC source: 0001810806-21-000158 · wf-form4_163036118462478.xml · nonDerivative · entry 1

Visoso Luis Felipe · CIK 0001816289 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,900

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.25 to $124.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) of this Form 4.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:11 UTC
Whitten MarcSVP & GM, Create Solutions
SaleCommon Stock 11,259 $122.76 $1,382,154.84
Disclosure

SEC source: 0001810806-21-000160 · wf-form4_163036150197525.xml · nonDerivative · entry 1

Whitten Marc · CIK 0001848572 · SVP & GM, Create Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,741

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.35 to $123.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request full information with the number of shares sold at each separate price within the range set forth in this footnote.

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August 25, 2021 Filed Aug 28, 2021 00:51 UTC
Downie CliveSVP & GM, Consumer
Exercise / conversionStock Option (Right to Buy) · Derivative 33,334 $1.43 Strike: $1.43 $47,500.95
Disclosure

SEC source: 0001590494-21-000002 · wf-form4_163011187096396.xml · derivative · entry 5

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,626

Underlying: Common Stock · 33,334 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

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August 25, 2021 Filed Aug 28, 2021 00:51 UTC
Downie CliveSVP & GM, Consumer
SaleCommon Stock 5,060 $125.55 $635,283.00
Disclosure

SEC source: 0001590494-21-000002 · wf-form4_163011187096396.xml · nonDerivative · entry 4

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,446

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.25 to $126.23, inclusive.

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August 25, 2021 Filed Aug 28, 2021 00:51 UTC
Downie CliveSVP & GM, Consumer
SaleCommon Stock 19,952 $124.67 $2,487,415.84
Disclosure

SEC source: 0001590494-21-000002 · wf-form4_163011187096396.xml · nonDerivative · entry 3

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.24 to $125.23, inclusive.

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August 25, 2021 Filed Aug 28, 2021 00:51 UTC
Downie CliveSVP & GM, Consumer
SaleCommon Stock 8,322 $124.02 $1,032,094.44
Disclosure

SEC source: 0001590494-21-000002 · wf-form4_163011187096396.xml · nonDerivative · entry 2

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.45 to $124.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) of this Form 4.

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August 25, 2021 Filed Aug 28, 2021 00:51 UTC
Downie CliveSVP & GM, Consumer
Exercise / conversionCommon Stock 33,334 $1.43 $47,500.95
Disclosure

SEC source: 0001590494-21-000002 · wf-form4_163011187096396.xml · nonDerivative · entry 1

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 14, 2021 00:24 UTC SaleCommon Stock 6,742 $125.00 $842,750.00
Disclosure

SEC source: 0000950142-21-002617 · es210177690_4-helgason.xml · nonDerivative · entry 2

Helgason David · CIK 0001824018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

F2 · balance_after: Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the earlier of (i) June 17, 2022, the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date.

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August 12, 2021 Filed Aug 14, 2021 00:24 UTC SaleCommon Stock 6,000 $124.00 $744,001.20
Disclosure

SEC source: 0000950142-21-002617 · es210177690_4-helgason.xml · nonDerivative · entry 1

Helgason David · CIK 0001824018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,149

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.0000 to $124.0075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
Exercise / conversionStock Option (Right to Buy) · Derivative 6,917 $1.71 Strike: $1.71 $11,793.49
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · derivative · entry 6

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,831

Underlying: Common Stock · 6,917 shares

Expires 2025-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

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August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 900 $111.28 $100,152.00
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · nonDerivative · entry 5

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,821

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.80, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 4,917 $110.47 $543,180.99
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · nonDerivative · entry 4

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,721

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.94 to $110.93, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 400 $109.45 $43,780.00
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · nonDerivative · entry 3

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,638

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.93 to $109.70, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 700 $108.25 $75,775.00
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · nonDerivative · entry 2

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,038

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.80 to $108.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) of this Form 4.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:05 UTC
Hauwert RalphSVP, Research & Development
Exercise / conversionCommon Stock 6,917 $1.71 $11,793.49
Disclosure

SEC source: 0001810806-21-000156 · wf-form4_162872672115476.xml · nonDerivative · entry 1

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionStock Option (Right to Buy) · Derivative 7,000 $3.69 Strike: $3.69 $25,830.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · derivative · entry 6

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,032

Underlying: Common Stock · 7,000 shares

Expires 2026-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 800 $111.35 $89,080.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · nonDerivative · entry 5

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,121

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.04 to $111.80, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 5,100 $110.47 $563,397.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · nonDerivative · entry 4

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,921

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.98 to $110.97, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 400 $109.43 $43,772.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · nonDerivative · entry 3

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,021

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.90 to $109.68, inclusive.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 700 $108.21 $75,747.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · nonDerivative · entry 2

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,421

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.75 to $108.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) of this Form 4.

Read SEC document
August 09, 2021 Filed Aug 12, 2021 00:02 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionCommon Stock 7,000 $3.69 $25,830.00
Disclosure

SEC source: 0001810806-21-000154 · wf-form4_162872652953691.xml · nonDerivative · entry 1

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:12 UTC
Smith KeishaDirector
GrantCommon Stock 3,738 $0.00 $0.00
Disclosure

SEC source: 0001810806-21-000150 · wf-form4_162862635898032.xml · nonDerivative · entry 1

Smith-Jeremie Keisha · CIK 0001874299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,738

F1 · shares: Represents restricted stock units granted to the reporting person. The shares subject to this award vest in a series of successive equal quarterly installments over a three-year period measured from the grant date, subject to the reporting person's continued service through that date.

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August 02, 2021 Filed Aug 4, 2021 16:22 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,248 $1.43 Strike: $1.43 $17,453.40
Disclosure

SEC source: 0001810806-21-000140 · wf-form4_162809411201383.xml · derivative · entry 13

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 512,440

Underlying: Common Stock · 12,248 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Fully vested.

F8 · ownership.nature: The securities are held by the reporting person's fiancee.

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August 02, 2021 Filed Aug 4, 2021 16:22 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 2,400 $108.40 $260,160.00
Disclosure

SEC source: 0001810806-21-000140 · wf-form4_162809411201383.xml · nonDerivative · entry 12

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.13 to $109.03, inclusive.

F8 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:22 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 3,405 $107.58 $366,309.90
Disclosure

SEC source: 0001810806-21-000140 · wf-form4_162809411201383.xml · nonDerivative · entry 11

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.13 to $108.10, inclusive.

F8 · ownership.nature: The securities are held by the reporting person's fiancee.

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August 02, 2021 Filed Aug 4, 2021 16:22 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 1,400 $106.71 $149,394.00
Disclosure

SEC source: 0001810806-21-000140 · wf-form4_162809411201383.xml · nonDerivative · entry 10

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,805

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.13 to $107.11, inclusive.

F8 · ownership.nature: The securities are held by the reporting person's fiancee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.