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TYL

TYLER TECHNOLOGIES INC

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Tapewire entity
3344
SEC CIK
0000860731
Parsed reports
688

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202620
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 2, 2021 16:20 UTC
Puckett Jeffrey DavidChief Operating Officer
GrantCommon Stock 10 $384.52 $3,845.15
Disclosure

SEC source: 0001240085-21-000035 · primary_doc.xml · nonDerivative · entry 1

Puckett Jeffrey David · CIK 0001863648 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

F1 · price: Purchased under the terms of the Tyler Technologies, Inc. 2004 Employee Stock Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:15 UTC
MILLER BRIAN KExecutive VP and CFO
GrantCommon Stock 19 $384.52 $7,305.79
Disclosure

SEC source: 0001240085-21-000034 · primary_doc.xml · nonDerivative · entry 1

MILLER BRIAN K · CIK 0001086072 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,412

F1 · price: Purchased under the Tyler Technologies, Inc. 2004 Employee Stock Option Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:07 UTC
MOORE H LYNN JRDirector · President and CEO
GrantCommon Stock 24 $384.52 $9,228.36
Disclosure

SEC source: 0001240085-21-000033 · primary_doc.xml · nonDerivative · entry 1

MOORE H LYNN JR · CIK 0001250902 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,151

F1 · price: Purchased under the terms of the Tyler Technologies, Inc. 204 Employee Stock Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:34 UTC
MILLER BRIAN KExecutive VP and CFO
Exercise / conversionOption · Derivative 3,500 $0.00 Strike: $205.66 $0.00
Disclosure

SEC source: 0001240085-21-000032 · primary_doc.xml · derivative · entry 4

MILLER BRIAN K · CIK 0001086072 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,042

Underlying: Common Stock · 3,500 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option has graded vesting. Date exercisable will vary with each vesting tranche.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:34 UTC
MILLER BRIAN KExecutive VP and CFO
SaleCommon Stock 3,500 $430.62 $1,507,152.85
Disclosure

SEC source: 0001240085-21-000032 · primary_doc.xml · nonDerivative · entry 2

MILLER BRIAN K · CIK 0001086072 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,393

F2 · price: Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide to the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:34 UTC
MILLER BRIAN KExecutive VP and CFO
Exercise / conversionCommon Stock 3,500 $205.66 $719,810.00
Disclosure

SEC source: 0001240085-21-000032 · primary_doc.xml · nonDerivative · entry 1

MILLER BRIAN K · CIK 0001086072 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquired through the exercise of options.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:42 UTC
MARR JOHN S JRDirector · Executive Chairman
SaleCommon Stock 16,092 $430.45 $6,926,725.77
Disclosure

SEC source: 0001240085-21-000031 · primary_doc.xml · nonDerivative · entry 1

MARR JOHN S JR · CIK 0001085536 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,361

F1 · price: Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide to the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:31 UTC
MARR JOHN S JRDirector · Executive Chairman
SaleCommon Stock 10,000 $408.30 $4,082,956.00
Disclosure

SEC source: 0001240085-21-000030 · primary_doc.xml · nonDerivative · entry 1

MARR JOHN S JR · CIK 0001085536 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453

F1 · price: Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide to the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:13 UTC
MILLER BRIAN KExecutive VP and CFO
GrantOption · Derivative 6,000 $0.00 Strike: $402.00 $0.00
Disclosure

SEC source: 0001240085-21-000028 · primary_doc.xml · derivative · entry 1

MILLER BRIAN K · CIK 0001086072 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2031-06-01

F1 · derivative.exercise_date: Option has graded vesting. Date exercisable will vary with each vesting tranche.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:20 UTC
Puckett Jeffrey DavidChief Operating Officer
GrantOption · Derivative 2,350 $0.00 Strike: $402.00 $0.00
Disclosure

SEC source: 0001240085-21-000029 · primary_doc.xml · derivative · entry 1

Puckett Jeffrey David · CIK 0001863648 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires 2031-06-01

F1 · derivative.exercise_date: Option has graded vesting. Date exercisable will vary with each vesting tranche.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:09 UTC
MOORE H LYNN JRDirector · President and CEO
GrantOption · Derivative 9,000 $0.00 Strike: $402.00 $0.00
Disclosure

SEC source: 0001240085-21-000027 · primary_doc.xml · derivative · entry 1

MOORE H LYNN JR · CIK 0001250902 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2031-06-01

F1 · derivative.exercise_date: Option has graded vesting. Date exercisable will vary with each vesting tranche.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 19:02 UTC
MARR JOHN S JRDirector · Executive Chairman
GrantOption · Derivative 3,750 $0.00 Strike: $402.00 $0.00
Disclosure

SEC source: 0001240085-21-000026 · primary_doc.xml · derivative · entry 1

MARR JOHN S JR · CIK 0001085536 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2031-06-01

F1 · derivative.exercise_date: Option has graded vesting. Date exercisable will vary with each vesting tranche.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:23 UTC
MARR JOHN S JRDirector · Executive Chairman
SaleCommon Stock 10,000 $397.09 $3,970,929.00
Disclosure

SEC source: 0001240085-21-000023 · primary_doc.xml · nonDerivative · entry 1

MARR JOHN S JR · CIK 0001085536 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,453

F1 · price: Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide to the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $167.14 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 21

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options vested in equal installments beginning May 10, 2018.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $146.92 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 20

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Options vested in equal installments beginning May 11, 2017.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $121.11 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 19

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Options vested in equal installments beginning May 12, 2016.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $77.19 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 18

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Options vested in equal installments beginning May 14, 2015.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $64.95 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 17

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Option vested in equal installments beginning May 9, 2014.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $37.44 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 16

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Option vested in equal installments beginning May 10, 2013.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · derivative · entry 15

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 12, 2020, Mr. King was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and which were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.expiration_date: On May 12, 2020, Mr. King was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and which were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 2,155 $388.00 $836,140.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 13

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,832

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $167.14 $835,700.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 12

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Exercise of stock options granted to Mr. King on May 10, 2017.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 1,893 $387.97 $734,427.21
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 11

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,987

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $146.92 $734,600.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 10

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Exercise of stock options granted to Mr. King on May 11, 2016.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 1,563 $387.67 $605,928.21
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 9

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,880

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $121.11 $605,550.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 8

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Exercise of stock options granted to Mr. King on May 12, 2015.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 999 $387.16 $386,772.84
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 7

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,443

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $77.19 $385,950.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 6

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of stock options granted to Mr. King on May 14, 2014.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 839 $387.67 $325,255.13
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 5

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,442

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $64.95 $324,750.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 4

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of stock options granted to Mr. King on May 9, 2013.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC SaleCommon Stock 486 $386.60 $187,887.60
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 3

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,281

F4 · kind: Shares sold to pay the exercise price of options.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 5,000 $37.44 $187,200.00
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 2

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of stock options granted to Mr. King on May 10, 2012.

Read SEC document
May 12, 2021 Filed May 12, 2021 21:37 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0000310051-21-000009 · primary_doc.xml · nonDerivative · entry 1

King Luther Jr · CIK 0001290407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:49 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000019 · primary_doc.xml · derivative · entry 3

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F4 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:49 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000019 · primary_doc.xml · nonDerivative · entry 1

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:37 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000018 · primary_doc.xml · derivative · entry 3

Cline Brenda A · CIK 0001605218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F4 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:37 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000018 · primary_doc.xml · nonDerivative · entry 1

Cline Brenda A · CIK 0001605218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:12 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000017 · primary_doc.xml · derivative · entry 3

Carter Glenn A · CIK 0001604450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F4 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

Read SEC document
May 12, 2021 Filed May 12, 2021 16:12 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000017 · primary_doc.xml · nonDerivative · entry 1

Carter Glenn A · CIK 0001604450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 13, 2021 16:36 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000022 · primary_doc.xml · derivative · entry 3

BRATTAIN DONALD R · CIK 0000903621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

Read SEC document
May 12, 2021 Filed May 13, 2021 16:36 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000022 · primary_doc.xml · nonDerivative · entry 1

BRATTAIN DONALD R · CIK 0000903621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares owned indirectly by the reporting person, as follows: (a) 2,762 shares held by Deephaven Enterprises, Inc., of which the reporting person is the sole shareholder; and (b) 2,660 shares held in an individual retirement account for the benefit of the reporting person's spouse.

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May 12, 2021 Filed May 13, 2021 16:16 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000021 · primary_doc.xml · derivative · entry 3

WOMBLE DUSTIN R · CIK 0001250459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F4 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 12, 2021 Filed May 13, 2021 16:16 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000021 · primary_doc.xml · nonDerivative · entry 1

WOMBLE DUSTIN R · CIK 0001250459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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May 12, 2021 Filed May 13, 2021 15:15 UTC Exercise / conversionRestricted Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000020 · primary_doc.xml · derivative · entry 3

Pope Daniel M · CIK 0001673912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F4 · derivative.expiration_date: On May 12, 2020, the reporting person was granted 753 restricted stock units, which vested 100% on the first anniversary of the grant date and were settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 12, 2021 Filed May 13, 2021 15:15 UTC Exercise / conversionCommon Stock 753 Not disclosed Not disclosed
Disclosure

SEC source: 0001240085-21-000020 · primary_doc.xml · nonDerivative · entry 1

Pope Daniel M · CIK 0001673912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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May 11, 2021 Filed May 12, 2021 16:49 UTC GrantRestricted Stock Units · Derivative 634 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000019 · primary_doc.xml · derivative · entry 2

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 11, 2021 Filed May 12, 2021 16:37 UTC GrantRestricted Stock Units · Derivative 634 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000018 · primary_doc.xml · derivative · entry 2

Cline Brenda A · CIK 0001605218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 11, 2021 Filed May 12, 2021 16:12 UTC GrantRestricted Stock Units · Derivative 634 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000017 · primary_doc.xml · derivative · entry 2

Carter Glenn A · CIK 0001604450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 11, 2021 Filed May 13, 2021 16:16 UTC GrantRestricted Stock Units · Derivative 634 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000021 · primary_doc.xml · derivative · entry 2

WOMBLE DUSTIN R · CIK 0001250459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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May 11, 2021 Filed May 13, 2021 15:15 UTC GrantRestricted Stock Units · Derivative 634 $0.00 $0.00
Disclosure

SEC source: 0001240085-21-000020 · primary_doc.xml · derivative · entry 2

Pope Daniel M · CIK 0001673912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

F3 · derivative.expiration_date: The restricted stock units vest 100% on the first anniversary of the date of grant and will be settled by the Issuer on such date, subject to the terms and conditions of the Issuer's 2018 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.