Tapewire

Nasdaq · USD

TXMD

TherapeuticsMD, Inc.

Export transactions ↓
Tapewire entity
7541
SEC CIK
0000025743
Parsed reports
242

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $5.76 $719,625.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.4 to $6, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · derivative · entry 7

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $5.95 $743,125.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · nonDerivative · entry 2

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $5.995, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · nonDerivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · derivative · entry 8

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 914,510

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 23:00 UTC SaleCommon Stock 91,400 $5.93 $542,002.00
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · nonDerivative · entry 4

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.855 to $6.045, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 23:00 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 1,005,910

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 23:00 UTC SaleCommon Stock 91,400 $5.89 $538,346.00
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.035, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 23:00 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005357 · ownership.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 23:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · derivative · entry 8

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 1,097,310

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 23:01 UTC SaleCommon Stock 91,400 $6.55 $598,578.60
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · nonDerivative · entry 4

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.735, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 23:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 1,188,710

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:01 UTC SaleCommon Stock 91,400 $6.63 $605,982.00
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.53 to $6.76, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005141 · bernick-form4_092718.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · derivative · entry 8

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $6.78 $847,000.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7 to $6.88, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · derivative · entry 7

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $6.78 $847,250.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · nonDerivative · entry 2

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.61 to $6.885, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 23:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005028 · milligan-form4_092518.xml · nonDerivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · derivative · entry 8

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
SaleCommon Stock 92,000 $6.67 $613,640.00
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · nonDerivative · entry 4

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.51 to $6.92, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · nonDerivative · entry 3

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · derivative · entry 7

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
SaleCommon Stock 92,000 $6.58 $605,360.00
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.755, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 23:01 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-004940 · finizio-form4_092018.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 23:34 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · derivative · entry 8

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 1,280,110

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 23:34 UTC SaleCommon Stock 91,400 $6.35 $579,933.00
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · nonDerivative · entry 4

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.43, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 23:34 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 23:34 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 1,371,510

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 23:34 UTC SaleCommon Stock 91,400 $6.26 $571,707.00
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.34, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 23:34 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-004753 · bernick-form4_091218.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · derivative · entry 9

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $6.13 $765,750.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.03 to $6.22, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · derivative · entry 8

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $6.07 $758,125.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 2

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.93 to $6.245, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · derivative · entry 8

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
SaleCommon Stock 92,000 $6.22 $572,240.00
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · nonDerivative · entry 4

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.095 to $6.31, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · nonDerivative · entry 3

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · derivative · entry 7

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
SaleCommon Stock 92,000 $6.25 $575,000.00
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.385, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 23:00 UTC
Finizio Robert GDirector · CEO · 10% owner
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-004627 · finizio-form4_090618.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
GiftCommon Stock 434,814 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 6

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 434,814

F5 · ownership.nature: By the Milligan Irrevocable Nonexempt Trust - 2014. These securities are held in a trust for the benefit of the Reporting Person's spouse and children. The Reporting Person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 23, 2018 Filed Sep 13, 2018 00:19 UTC
Milligan John C.K. IVDirector · President/Secretary
GiftCommon Stock 434,814 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-004676 · milligan-form4_091018.xml · nonDerivative · entry 5

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · ownership.nature: By the Reporting Person's Grantor-Retained Annuity Trust (the "GRAT").

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:32 UTC PurchaseCommon Stock 4,000 $5.53 $22,100.00
Disclosure

SEC source: 0001387131-18-004189 · thompson-form4_082118.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 683,500

F1 · ownership.nature: Owned by Thompson Family Investments, LLC an entity solely owned by Thompson Family Holdings, LLC, an entity solely owned by Mr. Thompson.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.