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Nasdaq · USD

TXMD

TherapeuticsMD, Inc.

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Tapewire entity
7541
SEC CIK
0000025743
Parsed reports
242

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 22, 2018 00:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-006362 · bernick-form4_111918.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006362 · bernick-form4_111918.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 457,510

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:01 UTC SaleCommon Stock 91,400 $4.75 $433,875.80
Disclosure

SEC source: 0001387131-18-006362 · bernick-form4_111918.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.665 to $4.88, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-006362 · bernick-form4_111918.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 129,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · derivative · entry 8

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,255

Underlying: Common Stock · 129,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 129,000 $4.99 $643,581.00
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.78 to $5.11, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 129,000 $0.10 $13,132.20
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 129,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · derivative · entry 7

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,255

Underlying: Common Stock · 129,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 129,000 $4.82 $621,651.00
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · nonDerivative · entry 2

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $5.015, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 01:02 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 129,000 $0.10 $13,132.20
Disclosure

SEC source: 0001387131-18-006314 · milligan-form4_111418.xml · nonDerivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · derivative · entry 8

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $4.81 $442,428.00
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · nonDerivative · entry 4

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.73 to $4.935, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · nonDerivative · entry 3

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · derivative · entry 7

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $4.73 $435,160.00
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.87, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2018 Filed Nov 15, 2018 01:02 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-006220 · finizio-form4_111218.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 01:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · derivative · entry 8

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 548,100

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 01:01 UTC SaleCommon Stock 91,400 $4.83 $441,096.40
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · nonDerivative · entry 4

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.925, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 01:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2018 Filed Nov 14, 2018 01:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 640,310

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2018 Filed Nov 14, 2018 01:01 UTC SaleCommon Stock 91,400 $4.93 $450,236.40
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6 to $5.05, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 08, 2018 Filed Nov 14, 2018 01:01 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-006131 · bernick-form4_110818.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2018 Filed Nov 13, 2018 12:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001387131-18-006074 · cartwright-form4_110718.xml · derivative · entry 3

Cartwright Daniel A · CIK 0001532231 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 40,000 shares

Expires 2021-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 13, 2018 12:35 UTC SaleCommon Stock 40,000 $4.85 $194,000.00
Disclosure

SEC source: 0001387131-18-006074 · cartwright-form4_110718.xml · nonDerivative · entry 2

Cartwright Daniel A · CIK 0001532231 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.955, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 07, 2018 Filed Nov 13, 2018 12:35 UTC Exercise / conversionCommon Stock 40,000 $0.38 $15,200.00
Disclosure

SEC source: 0001387131-18-006074 · cartwright-form4_110718.xml · nonDerivative · entry 1

Cartwright Daniel A · CIK 0001532231 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · derivative · entry 8

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $5.12 $470,764.00
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · nonDerivative · entry 4

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0 to $5.42, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · nonDerivative · entry 3

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · derivative · entry 7

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $5.45 $501,308.00
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.24 to $5.55, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 25, 2018 Filed Oct 30, 2018 01:00 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-005729 · finizio-form4_102518.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · derivative · entry 8

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $5.37 $671,250.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.535, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · derivative · entry 7

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
SaleCommon Stock 125,000 $5.33 $666,250.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · nonDerivative · entry 2

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,419

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.435, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 01:06 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionCommon Stock 125,000 $0.10 $12,725.00
Disclosure

SEC source: 0001387131-18-005637 · milligan-form4_102318.xml · nonDerivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 23:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · derivative · entry 8

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 731,710

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 23:19 UTC SaleCommon Stock 91,400 $5.51 $503,614.00
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · nonDerivative · entry 4

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.43 to $5.66, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 23:19 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · nonDerivative · entry 3

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 23:19 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91,400 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · derivative · entry 7

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 823,110

Underlying: Common Stock · 91,400 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 23:19 UTC SaleCommon Stock 91,400 $5.61 $512,754.00
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · nonDerivative · entry 2

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,557,371

F2 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.87, inclusive. The Reporting Person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 23:19 UTC Exercise / conversionCommon Stock 91,400 $0.10 $9,304.52
Disclosure

SEC source: 0001387131-18-005562 · bernick-form4_101818.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BF Investment Enterprises, Ltd.

Disclosed balance after: 6,648,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported securities are owned by BF Investment Enterprises, Ltd. ("BF Investment"). The Reporting Person (i) holds, together with his spouse as tenants by the entirety, a 70.6% membership interest in BF Management, LLC (the "GP"), the general partner of BF Investment, (ii) holds, together with his spouse as tenants by the entirety, a 73% limited partner interest in BF Investment, (iii) holds in the aggregate, with his spouse in their individual capacities, 3.272% limited partner interest in BF Investment, and (iv) serves as the Manager of the GP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · derivative · entry 8

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $5.45 $501,216.00
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · nonDerivative · entry 4

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.37 to $5.67, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 12, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · nonDerivative · entry 3

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 92,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · derivative · entry 7

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,910

Underlying: Common Stock · 92,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
SaleCommon Stock 92,000 $5.65 $519,616.00
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

F1 · kind: The sales were made pursuant to the Reporting Person's 10b5-1 trading plan with respect to shares of Common Stock underlying options to purchase Common Stock that expire on or before January 1, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.4 to $5.75, inclusive. The reporting person undertakes to provide TherapeuticsMD, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 23:01 UTC
Finizio Robert GDirector · CEO
Exercise / conversionCommon Stock 92,000 $0.10 $9,365.60
Disclosure

SEC source: 0001387131-18-005451 · finizio-form4_101118.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 23:01 UTC
Milligan John C.K. IVDirector · President/Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001387131-18-005414 · milligan-form4_100918.xml · derivative · entry 8

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,255

Underlying: Common Stock · 125,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.