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TXG

10x Genomics, Inc.

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2172
SEC CIK
0001770787
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202601
May 202604
Jun 202606
Jul 202600
Aug 2026012
Sep 2026016
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
McAnear Justin J.Chief Financial Officer
GrantPerformance based Restricted Stock Units · Derivative 12,996 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013504 · form4.xml · derivative · entry 3

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,996

Underlying: Class A Common Stock · 12,996 shares

Expires 2028-04-01

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
McAnear Justin J.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 25,991 $0.00 Strike: $50.10 $0.00
Disclosure

SEC source: 0001140361-23-013504 · form4.xml · derivative · entry 2

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,991

Underlying: Class A Common Stock · 25,991 shares

Expires 2033-03-21

F2 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
McAnear Justin J.Chief Financial Officer
GrantClass A Common Stock 25,991 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013504 · form4.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,510

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Hindson Benjamin J.Director · See Remarks
GrantPerformance- based Restricted Stock Units · Derivative 18,194 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013505 · form4.xml · derivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,194

Underlying: Class A Common Stock · 18,194 shares

Expires 2028-04-01

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Hindson Benjamin J.Director · See Remarks
GrantStock Option (right to buy) · Derivative 36,387 $0.00 Strike: $50.10 $0.00
Disclosure

SEC source: 0001140361-23-013505 · form4.xml · derivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,387

Underlying: Class A Common Stock · 36,387 shares

Expires 2033-03-21

F2 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Hindson Benjamin J.Director · See Remarks
GrantClass A Common Stock 36,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013505 · form4.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,624

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Saxonov SergeDirector · Chief Executive Officer
GrantPerformance - based Restricted Stock Units · Derivative 72,773 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013506 · form4.xml · derivative · entry 7

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,773

Underlying: Class A Common Stock · 72,773 shares

Expires 2028-04-01

F7 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F7 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Saxonov SergeDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 72,773 $0.00 Strike: $50.10 $0.00
Disclosure

SEC source: 0001140361-23-013506 · form4.xml · derivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,773

Underlying: Class A Common Stock · 72,773 shares

Expires 2033-03-21

F6 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Saxonov SergeDirector · Chief Executive Officer
GrantClass A Common Stock 36,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013506 · form4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 899,792

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Wilbur JamesChief Commercial Officer
GrantPerformance-based Restricted Stock Units · Derivative 7,278 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013503 · form4.xml · derivative · entry 3

Wilbur James · CIK 0001940931 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Class A Common Stock · 7,278 shares

Expires 2028-04-01

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Wilbur JamesChief Commercial Officer
GrantStock Option (right to buy) · Derivative 14,555 $0.00 Strike: $50.10 $0.00
Disclosure

SEC source: 0001140361-23-013503 · form4.xml · derivative · entry 2

Wilbur James · CIK 0001940931 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,555

Underlying: Class A Common Stock · 14,555 shares

Expires 2033-03-21

F2 · derivative.exercise_date: 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:25 UTC
Wilbur JamesChief Commercial Officer
GrantClass A Common Stock 14,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-013503 · form4.xml · nonDerivative · entry 1

Wilbur James · CIK 0001940931 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,394

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:27 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 303 $49.28 $14,932.08
Disclosure

SEC source: 0001567619-23-005183 · doc1.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,405

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $49.15 to $49.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:27 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 1,697 $48.81 $82,823.78
Disclosure

SEC source: 0001567619-23-005183 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,708

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.15 to $49.14. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3 · balance_after: Excludes 870 shares transferred to Sirius Trust, 6,050 shares transferred to Y/S Pot Trust and 37,390 shares transferred to the Y/S Descendants' Trust, on March 11, 2023.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:43 UTC
Saxonov SergeDirector · Chief Executive Officer
GiftClass A Common Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004744 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 487

F1 · ownership.nature: The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:53 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 1,245 $47.75 $59,452.86
Disclosure

SEC source: 0001567619-23-003782 · doc1.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,519

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:51 UTC
Hindson Benjamin J.Director · See Remarks
SaleClass A Common Stock 1,742 $47.75 $83,186.25
Disclosure

SEC source: 0001567619-23-003780 · doc1.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,237

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:51 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 1,941 $47.75 $92,689.16
Disclosure

SEC source: 0001567619-23-003779 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,715

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:46 UTC
Hindson Benjamin J.Director · See Remarks
Exercise / conversionStock Option (right to buy) · Derivative 34,266 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001567619-22-021727 · doc1.xml · derivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972

Underlying: Class A Common Stock · 34,266 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:46 UTC
Hindson Benjamin J.Director · See Remarks
Exercise / conversionClass A Common Stock 34,266 $5.04 $172,700.64
Disclosure

SEC source: 0001567619-22-021727 · doc1.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 21:35 UTC
Saxonov SergeDirector · Chief Executive Officer
GiftClass A Common Stock 1,740 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021571 · doc1.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 747

F2 · ownership.nature: The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:35 UTC
Saxonov SergeDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001567619-22-021571 · doc1.xml · derivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,035

Underlying: Class A Common Stock · 3,000 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option, originally for 300,000 shares, of which 261,965 have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 21:35 UTC
Saxonov SergeDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 3,000 $1.20 $3,600.00
Disclosure

SEC source: 0001567619-22-021571 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 870 shares transferred to Sirius Trust, 9,400 shares transferred to Y/S Pot Trust and 56,000 shares transferred to the Y/S Descendants' Trust, on December 13, 2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 1,887 $34.07 $64,281.22
Disclosure

SEC source: 0001567619-22-020871 · doc1.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,926

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 789 $34.06 $26,877.21
Disclosure

SEC source: 0001567619-22-020871 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,813

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
Hindson Benjamin J.Director · See Remarks
SaleClass A Common Stock 1,087 $34.07 $37,031.81
Disclosure

SEC source: 0001567619-22-020870 · doc1.xml · nonDerivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,713

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
Hindson Benjamin J.Director · See Remarks
SaleClass A Common Stock 915 $34.07 $31,172.22
Disclosure

SEC source: 0001567619-22-020870 · doc1.xml · nonDerivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,800

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
Hindson Benjamin J.Director · See Remarks
SaleClass A Common Stock 359 $34.07 $12,229.59
Disclosure

SEC source: 0001567619-22-020870 · doc1.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,715

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 288 $34.07 $9,811.15
Disclosure

SEC source: 0001567619-22-020869 · doc1.xml · nonDerivative · entry 3

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,764

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 652 $34.07 $22,212.27
Disclosure

SEC source: 0001567619-22-020869 · doc1.xml · nonDerivative · entry 2

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,052

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:02 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 686 $34.07 $23,368.66
Disclosure

SEC source: 0001567619-22-020869 · doc1.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,704

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 1 share acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2022.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $11.48 $0.00
Disclosure

SEC source: 0001567619-22-017560 · doc1.xml · derivative · entry 3

Kosaraju Sridhar · CIK 0001651325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,167

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 130,000 shares, of which 45,833 have been exercised, vested as to one forty-eighth of the shares on April 29, 2019, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. This option may be exercised prior to vesting, subject to the Issuer's right to repurchase unvested shares.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:30 UTC Exercise / conversionClass A Common Stock 10,000 $11.48 $114,800.00
Disclosure

SEC source: 0001567619-22-017560 · doc1.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
Saxonov SergeDirector · Chief Executive Officer
GrantPerformance-based Restricted Stock Units · Derivative 213,112 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017566 · doc1.xml · derivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,112

Underlying: Class A Common Stock · 213,112 shares

Expires 2026-09-14

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F2 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
Saxonov SergeDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 142,075 $0.00 Strike: $33.67 $0.00
Disclosure

SEC source: 0001567619-22-017566 · doc1.xml · derivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,075

Underlying: Class A Common Stock · 142,075 shares

Expires 2032-09-14

F1 · derivative.exercise_date: 1/3rd of the shares subject to the option vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
McAnear Justin J.Chief Financial Officer
GrantPerformance-based Restricted Stock Units · Derivative 40,593 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017565 · doc1.xml · derivative · entry 3

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,593

Underlying: Class A Common Stock · 40,593 shares

Expires 2026-09-14

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:34 UTC
McAnear Justin J.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 40,593 $0.00 Strike: $33.67 $0.00
Disclosure

SEC source: 0001567619-22-017565 · doc1.xml · derivative · entry 2

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,593

Underlying: Class A Common Stock · 40,593 shares

Expires 2032-09-14

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 14, 2022, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:34 UTC
McAnear Justin J.Chief Financial Officer
GrantClass A Common Stock 20,297 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017565 · doc1.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,389

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs vest on each quarterly anniversary measured from August 21, 2022, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:33 UTC
Hindson Benjamin J.Director · See Remarks
GrantPerformance-based Restricted Stock Units · Derivative 67,655 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017564 · doc1.xml · derivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Underlying: Class A Common Stock · 67,655 shares

Expires 2026-09-14

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:33 UTC
Hindson Benjamin J.Director · See Remarks
GrantStock Option (right to buy) · Derivative 67,655 $0.00 Strike: $33.67 $0.00
Disclosure

SEC source: 0001567619-22-017564 · doc1.xml · derivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Underlying: Class A Common Stock · 67,655 shares

Expires 2032-09-14

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 14, 2022, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:33 UTC
Hindson Benjamin J.Director · See Remarks
GrantClass A Common Stock 33,828 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017564 · doc1.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,074

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs vest on each quarterly anniversary measured from August 21, 2022, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:32 UTC
Wilbur JamesChief Commercial Officer
GrantStock Option (right to buy) · Derivative 239,596 $0.00 Strike: $33.67 $0.00
Disclosure

SEC source: 0001567619-22-017561 · doc1.xml · derivative · entry 2

Wilbur James · CIK 0001940931 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,596

Underlying: Class A Common Stock · 239,596 shares

Expires 2032-09-14

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on the one-year anniversary measured from July 27, 2022, and 1/48th of the shares vest monthly thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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September 14, 2022 Filed Sep 16, 2022 21:32 UTC
Wilbur JamesChief Commercial Officer
GrantClass A Common Stock 95,839 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017561 · doc1.xml · nonDerivative · entry 1

Wilbur James · CIK 0001940931 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,839

F1 · shares: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 25% of the RSUs vest on the one-year anniversary measured from August 21, 2022, and 1/16th of the RSUs vest quarterly thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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September 12, 2022 Filed Sep 14, 2022 21:55 UTC
Saxonov SergeDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001567619-22-017433 · doc1.xml · derivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,035

Underlying: Class A Common Stock · 11,500 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option, originally for 300,000 shares, of which 258,965 have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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September 12, 2022 Filed Sep 14, 2022 21:55 UTC
Saxonov SergeDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 11,500 $1.20 $13,800.00
Disclosure

SEC source: 0001567619-22-017433 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2022 Filed Aug 25, 2022 21:00 UTC
Saxonov SergeDirector · Chief Executive Officer
SaleClass A Common Stock 2,715 $35.19 $95,544.38
Disclosure

SEC source: 0001567619-22-016678 · doc1.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,102

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

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August 23, 2022 Filed Aug 25, 2022 20:59 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 987 $35.19 $34,733.81
Disclosure

SEC source: 0001567619-22-016677 · doc1.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,092

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

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August 23, 2022 Filed Aug 25, 2022 20:58 UTC
Hindson Benjamin J.Director · See Remarks
SaleClass A Common Stock 1,292 $35.19 $45,467.16
Disclosure

SEC source: 0001567619-22-016676 · doc1.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,246

F1 · shares: The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

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June 15, 2022 Filed Jun 17, 2022 21:14 UTC GrantStock Option (right to buy) · Derivative 5,300 $0.00 Strike: $39.62 $0.00
Disclosure

SEC source: 0001567619-22-013119 · doc1.xml · derivative · entry 2

Mammen Mathai · CIK 0001421050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Class A Common Stock · 5,300 shares

Expires 2031-06-15

F2 · derivative.exercise_date: This option, granted pursuant to the Issuer's 2019 Omnibus Incentive Plan, vests as to one-twelfth of the shares on July 15, 2022 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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June 15, 2022 Filed Jun 17, 2022 21:14 UTC GrantClass A Common Stock 2,120 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013119 · doc1.xml · nonDerivative · entry 1

Mammen Mathai · CIK 0001421050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. One-fourth of the RSUs, granted pursuant to the Issuer's 2019 Omnibus Incentive Plan, shall vest on August 21, 2022 and on each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.