Tapewire

Nasdaq · USD

TXG

10x Genomics, Inc.

Export transactions ↓
Tapewire entity
2172
SEC CIK
0001770787
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 50 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202601
May 202604
Jun 202606
Jul 202600
Aug 2026012
Sep 2026016
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
McAnear Justin J.Chief Financial Officer
Exercise / conversionClass A Common Stock 10,000 $5.04 $50,400.00
Disclosure

SEC source: 0001209191-21-007560 · doc4.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 607 $179.01 $108,661.86
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 6

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,636

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $178.86 to $179.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 2,998 $177.68 $532,671.45
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 5

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,243

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $177.36 to $178.27. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 6,322 $176.65 $1,116,780.67
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 4

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,241

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $176.25 to $177.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 18,374 $175.74 $3,229,090.86
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,563

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $175.25 to $176.23. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 4,749 $174.90 $830,601.05
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,937

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $174.24 to $175.23. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:08 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 700 $173.79 $121,649.99
Disclosure

SEC source: 0001209191-21-007559 · doc4.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,686

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $173.21 to $174.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 25, 2021 Filed Mar 26, 2021 00:32 UTC GiftClass A Common Stock 7,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023107 · doc4.xml · nonDerivative · entry 2

Kosaraju Sridhar · CIK 0001651325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,000

F1 · ownership.nature: These shares are held by the Kosaraju Family Trust dated June 21, 2014, of which the Reporting Person is trustee (the "Kosaraju Family Trust").

Read SEC document
January 25, 2021 Filed Mar 26, 2021 00:32 UTC GiftClass A Common Stock 7,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023107 · doc4.xml · nonDerivative · entry 1

Kosaraju Sridhar · CIK 0001651325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 376 $182.78 $68,726.07
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 7

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,491

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F8 · price: This transaction was executed in multiple trades at prices ranging from $182.55 to $182.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 900 $181.49 $163,342.98
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 6

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,867

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $180.97 to $181.81. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 1,206 $180.27 $217,406.46
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 5

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,767

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $179.96 to $180.75. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 1,608 $179.28 $288,285.30
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 4

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,973

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $178.90 to $179.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 1,110 $178.31 $197,925.32
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 3

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,581

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $177.80 to $178.76. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 900 $176.57 $158,910.03
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 2

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,691

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $176.20 to $177.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 16:28 UTC SaleClass A Common Stock 1,400 $175.79 $246,103.06
Disclosure

SEC source: 0001209191-21-004663 · doc4.xml · nonDerivative · entry 1

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,591

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $175.20 to $176.18. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · derivative · entry 6

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,000

Underlying: Class A Common Stock · 17,000 shares

Expires 2027-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: This option, originally for 800,000 shares, of which 187,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
SaleClass A Common Stock 400 $141.77 $56,708.00
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · nonDerivative · entry 5

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,608

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.40 to $142.07. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
SaleClass A Common Stock 3,135 $140.74 $441,211.12
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · nonDerivative · entry 4

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,008

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.34 to $141.26. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
SaleClass A Common Stock 10,465 $139.89 $1,463,946.76
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · nonDerivative · entry 3

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,143

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.34 to $140.33. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
SaleClass A Common Stock 3,000 $138.97 $416,907.60
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · nonDerivative · entry 2

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,608

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.33 to $139.32. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:12 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionClass A Common Stock 17,000 $1.16 $19,720.00
Disclosure

SEC source: 0001209191-21-002188 · doc4.xml · nonDerivative · entry 1

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:14 UTC SaleClass A Common Stock 100 $141.61 $14,161.00
Disclosure

SEC source: 0001209191-21-002198 · doc4.xml · nonDerivative · entry 4

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,991

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:14 UTC SaleClass A Common Stock 900 $140.94 $126,846.99
Disclosure

SEC source: 0001209191-21-002198 · doc4.xml · nonDerivative · entry 3

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,091

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.60 to $141.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:14 UTC SaleClass A Common Stock 5,200 $139.88 $727,385.88
Disclosure

SEC source: 0001209191-21-002198 · doc4.xml · nonDerivative · entry 2

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,991

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.42 to $140.35. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:14 UTC SaleClass A Common Stock 1,300 $138.91 $180,587.94
Disclosure

SEC source: 0001209191-21-002198 · doc4.xml · nonDerivative · entry 1

STUELPNAGEL JOHN R · CIK 0001189140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,191

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.33 to $139.29. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · derivative · entry 6

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,515

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: This option, originally for 250,000 shares, of which 135,485 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 200 $141.91 $28,382.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 5

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,468

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.61 to $142.21. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,523 $140.83 $214,486.07
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 4

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,668

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.54 to $141.17. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,277 $139.91 $878,233.27
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 3

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,191

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.49 to $140.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,000 $139.08 $278,160.20
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 2

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,468

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.47 to $139.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:14 UTC
Saxonov SergeDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 10,000 $5.04 $50,400.00
Disclosure

SEC source: 0001209191-21-002195 · doc4.xml · nonDerivative · entry 1

Saxonov Serge · CIK 0001786720 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · derivative · entry 6

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,159

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: This option, originally for 600,000 shares, of which 129,841 shares have been exercised, vested as to one-fourth of the shares on October 8, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 200 $141.91 $28,382.00
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · nonDerivative · entry 5

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,774

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.61 to $142.21. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 1,764 $140.78 $248,330.80
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · nonDerivative · entry 4

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,974

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.48 to $141.18. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 6,036 $139.91 $844,525.13
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · nonDerivative · entry 3

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.48 to $140.45. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
SaleClass A Common Stock 2,000 $139.08 $278,152.20
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · nonDerivative · entry 2

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,774

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.47 to $139.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:13 UTC
McAnear Justin J.Chief Financial Officer
Exercise / conversionClass A Common Stock 10,000 $5.04 $50,400.00
Disclosure

SEC source: 0001209191-21-002193 · doc4.xml · nonDerivative · entry 1

McAnear Justin J. · CIK 0001786386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:12 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 1,200 $141.58 $169,896.48
Disclosure

SEC source: 0001209191-21-002190 · doc4.xml · nonDerivative · entry 4

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,386

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.315 to $142.07. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:12 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 6,825 $140.62 $959,744.47
Disclosure

SEC source: 0001209191-21-002190 · doc4.xml · nonDerivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,586

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.28 to $141.26. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:12 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 22,026 $139.83 $3,079,814.08
Disclosure

SEC source: 0001209191-21-002190 · doc4.xml · nonDerivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,411

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $139.27 to $140.26. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:12 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
SaleClass A Common Stock 3,699 $138.78 $513,345.74
Disclosure

SEC source: 0001209191-21-002190 · doc4.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,437

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $138.265 to $139.19. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 17:11 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 13,333 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001209191-20-065545 · doc4.xml · derivative · entry 4

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,667

Underlying: Class A Common Stock · 13,333 shares

Expires 2028-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 125,000 shares, of which 13,333 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 17:11 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,312 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-065545 · doc4.xml · derivative · entry 3

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Class A Common Stock · 20,312 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option, originally for 25,000 shares, of which 20,312 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 17:11 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionClass A Common Stock 13,333 $5.04 $67,198.32
Disclosure

SEC source: 0001209191-20-065545 · doc4.xml · nonDerivative · entry 2

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 17:11 UTC
CRUTCHFIELD BRADFORDChief Commercial Officer
Exercise / conversionClass A Common Stock 20,312 $1.20 $24,374.40
Disclosure

SEC source: 0001209191-20-065545 · doc4.xml · nonDerivative · entry 1

CRUTCHFIELD BRADFORD · CIK 0001246406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:13 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001209191-20-065242 · doc4.xml · derivative · entry 4

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,000

Underlying: Class A Common Stock · 28,000 shares

Expires 2027-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 200,000 shares, of which 28,000 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:13 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 8,636 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001209191-20-065242 · doc4.xml · derivative · entry 3

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,364

Underlying: Class A Common Stock · 8,636 shares

Expires 2025-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:13 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 28,000 $1.20 $33,600.00
Disclosure

SEC source: 0001209191-20-065242 · doc4.xml · nonDerivative · entry 2

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 23:13 UTC
Hindson Benjamin J.Director · See Remarks · 10% owner
Exercise / conversionClass A Common Stock 8,636 $0.88 $7,599.68
Disclosure

SEC source: 0001209191-20-065242 · doc4.xml · nonDerivative · entry 1

Hindson Benjamin J. · CIK 0001786391 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.