Last 12 months
Inside the activity.
0 purchase rows · 179 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 23 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 25 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 30 |
| Sep 2026 | 0 | 30 |
| Oct 2026 | 0 | 16 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2019 Filed Dec 19, 2019 22:35 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 663 | $8.82 | $5,847.66 |
DisclosureSEC source: 0001214659-19-007812 · marketforms-46872.xml · nonDerivative · entry 2 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 22:35 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 6,875 | $5.95 | $40,906.25 |
DisclosureSEC source: 0001214659-19-007812 · marketforms-46872.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:56 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
SaleCommon Stock | 11,000 | $26.69 | $293,568.00 |
DisclosureSEC source: 0001214659-19-007787 · marketforms-46868.xml · nonDerivative · entry 1 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,033 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.39 to $27.22 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 18:41 UTC |
Finn Patrick JohnChief Commercial Officer
|
SaleCommon Stock | 36,932 | $23.32 | $861,250.55 |
DisclosureSEC source: 0001214659-19-007463 · marketforms-46429.xml · nonDerivative · entry 2 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,664 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.00 to $23.75 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 18:41 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001214659-19-007463 · marketforms-46429.xml · derivative · entry 3 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 33,000 shares Expires 2025-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on September 01, 2016, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 18:41 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 33,000 | $5.95 | $196,350.00 |
DisclosureSEC source: 0001214659-19-007463 · marketforms-46429.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:35 UTC |
Finn Patrick JohnChief Commercial Officer
|
Tax withholdingCommon Stock | 3,868 | $22.85 | $88,383.80 |
DisclosureSEC source: 0001214659-19-007345 · marketforms-46381.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,596 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 18:35 UTC |
THORBURN JAMES MChief Financial Officer
|
Tax withholdingCommon Stock | 3,868 | $22.85 | $88,383.80 |
DisclosureSEC source: 0001214659-19-007344 · marketforms-46380.xml · nonDerivative · entry 1 THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,037 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:34 UTC |
Daniels MarkSVP, Chief Legal Officer
|
Tax withholdingCommon Stock | 2,075 | $22.85 | $47,413.75 |
DisclosureSEC source: 0001214659-19-007343 · marketforms-46379.xml · nonDerivative · entry 1 Daniels Mark · CIK 0001753840 · SVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,230 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:33 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
Tax withholdingCommon Stock | 2,698 | $22.85 | $61,649.30 |
DisclosureSEC source: 0001214659-19-007341 · marketforms-46377.xml · nonDerivative · entry 1 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,033 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:33 UTC |
Leproust Emily M.Director · President & CEO
|
Tax withholdingCommon Stock | 7,901 | $22.85 | $180,537.85 |
DisclosureSEC source: 0001214659-19-007340 · marketforms-46373.xml · nonDerivative · entry 1 Leproust Emily M. · CIK 0001753655 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,290 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:34 UTC |
Green PaulaVP of Human Resources
|
Tax withholdingCommon Stock | 1,038 | $22.85 | $23,718.30 |
DisclosureSEC source: 0001214659-19-007342 · marketforms-46378.xml · nonDerivative · entry 1 Green Paula · CIK 0001753672 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,865 Read SEC document |
| November 20, 2019 Filed Dec 19, 2019 22:32 UTC Amendment |
Finn Patrick JohnChief Commercial Officer
|
Tax withholdingCommon Stock | 3,868 | $22.85 | $88,383.80 |
DisclosureSEC source: 0001214659-19-007810 · marketforms-46879.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,866 F1 · balance_after: The amount of Common Stock beneficially owned following the reported transaction was previously misstated on the Reporting Person's original Form 4. Such beneficial ownership was also subsequently misstated on the Form 4 filed by the Reporting Person on November 29, 2019 following the transactions reported thereunder. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:21 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
SaleCommon Stock | 200 | $21.56 | $4,311.40 |
DisclosureSEC source: 0001209191-19-057258 · doc4.xml · nonDerivative · entry 3 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,731 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $21.55 to $21.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 22:21 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
SaleCommon Stock | 10,800 | $21.01 | $226,951.20 |
DisclosureSEC source: 0001209191-19-057258 · doc4.xml · nonDerivative · entry 2 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,931 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.46 to $21.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:21 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
SaleCommon Stock | 11,000 | $21.48 | $236,302.00 |
DisclosureSEC source: 0001209191-19-057258 · doc4.xml · nonDerivative · entry 1 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,731 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $21.16 to $21.90 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 02:28 UTC |
Peck BillChief Technology Officer
|
Disposition to issuerCommon Stock | 15,637 | $25.10 | $392,465.24 |
DisclosureSEC source: 0001209191-19-055411 · doc4.xml · nonDerivative · entry 3 Peck Bill · CIK 0001756137 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,112 F2 · kind: The transactions reported on this row were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.82 to $25.395 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 02:28 UTC |
Peck BillChief Technology Officer
|
Disposition to issuerCommon Stock | 4,363 | $24.43 | $106,581.98 |
DisclosureSEC source: 0001209191-19-055411 · doc4.xml · nonDerivative · entry 2 Peck Bill · CIK 0001756137 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,749 F2 · kind: The transactions reported on this row were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.81 to $24.805 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 22:50 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,311 | $0.00 Strike: $8.82 | $0.00 |
DisclosureSEC source: 0001209191-19-054663 · doc4.xml · derivative · entry 2 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,117 Underlying: Common Stock · 9,311 shares Expires 2027-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is immediately exercisable. 10% of the shares subject to the option vested on September 29, 2017, 15% of the shares subject to the option vest on September 28, 2018, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 22:50 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 9,311 | $8.82 | $82,123.02 |
DisclosureSEC source: 0001209191-19-054663 · doc4.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:54 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,753 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001209191-19-054258 · doc4.xml · derivative · entry 4 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,875 Underlying: Common Stock · 4,753 shares Expires 2025-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on September 1, 2016, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:54 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,398 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001209191-19-054258 · doc4.xml · derivative · entry 3 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,398 shares Expires 2025-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on February 2, 2016, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:54 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 4,753 | $5.95 | $28,280.35 |
DisclosureSEC source: 0001209191-19-054258 · doc4.xml · nonDerivative · entry 2 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:54 UTC |
Finn Patrick JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 26,398 | $1.19 | $31,413.62 |
DisclosureSEC source: 0001209191-19-054258 · doc4.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:41 UTC |
Finn Patrick JohnSVP, Commercial Operations
|
SaleCommon Stock | 6,236 | $22.43 | $139,884.70 |
DisclosureSEC source: 0001209191-19-054113 · doc4.xml · nonDerivative · entry 3 Finn Patrick John · CIK 0001755970 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,002 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.24 to $23.11 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 16:52 UTC |
BARTHELEMY NICOLASDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 14,573 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-054257 · doc4.xml · derivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,573 Underlying: Common Stock · 14,573 shares Expires 2029-10-23 F1 · derivative.exercise_date: 1/3rd of the shares subject to the option vest and become exercisable on October 24, 2020, and 1/3rd of the shares subject to the option vest and become exercisable on each annual anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:25 UTC |
Finn Patrick JohnChief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 39,710 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055407 · doc4.xml · derivative · entry 2 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,710 Underlying: Common Stock · 39,710 shares Expires 2029-10-23 F2 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:25 UTC |
Finn Patrick JohnChief Commercial Officer
|
GrantCommon Stock | 9,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055407 · doc4.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,734 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 5, 2019 21:29 UTC |
THORBURN JAMES MChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 35,740 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055412 · doc4.xml · derivative · entry 2 THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,740 Underlying: Common Stock · 35,740 shares Expires 2029-10-23 F3 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 5, 2019 21:29 UTC |
THORBURN JAMES MChief Financial Officer
|
GrantCommon Stock | 8,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055412 · doc4.xml · nonDerivative · entry 1 THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,905 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. F2 · balance_after: Includes shares that were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:28 UTC |
Peck BillChief Technology Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,910 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055411 · doc4.xml · derivative · entry 4 Peck Bill · CIK 0001756137 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 Underlying: Common Stock · 11,910 shares Expires 2029-10-23 F6 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:28 UTC |
Peck BillChief Technology Officer
|
GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055411 · doc4.xml · nonDerivative · entry 1 Peck Bill · CIK 0001756137 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,112 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:27 UTC |
Leproust Emily M.Director · President & CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 131,290 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055410 · doc4.xml · derivative · entry 2 Leproust Emily M. · CIK 0001753655 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,290 Underlying: Common Stock · 131,290 shares Expires 2029-10-23 F3 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:27 UTC |
Leproust Emily M.Director · President & CEO
|
GrantCommon Stock | 30,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055410 · doc4.xml · nonDerivative · entry 1 Leproust Emily M. · CIK 0001753655 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,191 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. F2 · balance_after: Includes shares that were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:26 UTC |
Kunz MartinSVP, Operations
|
GrantEmployee Stock Option (right to buy) · Derivative | 31,770 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055409 · doc4.xml · derivative · entry 2 Kunz Martin · CIK 0001766597 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,770 Underlying: Common Stock · 31,770 shares Expires 2029-10-23 F2 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:26 UTC |
Kunz MartinSVP, Operations
|
GrantCommon Stock | 7,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055409 · doc4.xml · nonDerivative · entry 1 Kunz Martin · CIK 0001766597 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,346 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:26 UTC |
Green PaulaVP of Human Resources
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,800 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055408 · doc4.xml · derivative · entry 2 Green Paula · CIK 0001753672 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Underlying: Common Stock · 27,800 shares Expires 2029-10-23 F3 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:26 UTC |
Green PaulaVP of Human Resources
|
GrantCommon Stock | 6,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055408 · doc4.xml · nonDerivative · entry 1 Green Paula · CIK 0001753672 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,903 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. F2 · balance_after: Includes shares that were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:24 UTC |
Daniels MarkSVP, Chief Legal Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 29,780 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055405 · doc4.xml · derivative · entry 2 Daniels Mark · CIK 0001753840 · SVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,780 Underlying: Common Stock · 29,780 shares Expires 2029-10-23 F2 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:24 UTC |
Daniels MarkSVP, Chief Legal Officer
|
GrantCommon Stock | 6,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055405 · doc4.xml · nonDerivative · entry 1 Daniels Mark · CIK 0001753840 · SVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,305 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:23 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 39,710 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001209191-19-055404 · doc4.xml · derivative · entry 2 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,710 Underlying: Common Stock · 39,710 shares Expires 2029-10-23 F2 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on October 24, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuing service through each vesting date. Read SEC document |
| October 24, 2019 Filed Nov 6, 2019 02:23 UTC |
Banyai WilliamDirector · Chief Operating Officer
|
GrantCommon Stock | 9,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055404 · doc4.xml · nonDerivative · entry 1 Banyai William · CIK 0001753670 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,731 F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on October 24, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 24, 2019 Filed Mar 5, 2021 16:30 UTC Amendment |
BARTHELEMY NICOLASDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 25,361 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001214659-21-002780 · marketforms-51444.xml · derivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,361 Underlying: Common Stock · 25,361 shares Expires 2029-10-23 F1 · shares: The Form 4 originally filed on October 28, 2019 incorrectly reported 14,573 options. F2 · derivative.exercise_date: 1/3rd of the shares subject to the option vest and become exercisable on October 24, 2020, and 1/3rd of the shares subject to the option vest and become exercisable on each annual anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.underlying_shares: The Form 4 originally filed on October 28, 2019 incorrectly reported 14,573 options. F1 · balance_after: The Form 4 originally filed on October 28, 2019 incorrectly reported 14,573 options. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:41 UTC |
Finn Patrick JohnSVP, Commercial Operations
|
SaleCommon Stock | 100 | $23.68 | $2,368.00 |
DisclosureSEC source: 0001209191-19-054113 · doc4.xml · nonDerivative · entry 2 Finn Patrick John · CIK 0001755970 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,238 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:41 UTC |
Finn Patrick JohnSVP, Commercial Operations
|
SaleCommon Stock | 26,664 | $23.09 | $615,791.75 |
DisclosureSEC source: 0001209191-19-054113 · doc4.xml · nonDerivative · entry 1 Finn Patrick John · CIK 0001755970 · SVP, Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.67 to $23.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 00:15 UTC |
Weiss PatrickSVP, R&D GM Data Storage
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,682 | $0.00 Strike: $8.82 | $0.00 |
DisclosureSEC source: 0001209191-19-053541 · doc4.xml · derivative · entry 15 Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,920 Underlying: Common Stock · 3,682 shares Expires 2027-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F9 · derivative.exercise_date: The option is immediately exercisable. 10% of the shares subject to the option vested on September 29, 2017, 15% of the shares subject to the option vested on September 28, 2018, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 00:15 UTC |
Weiss PatrickSVP, R&D GM Data Storage
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,682 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001209191-19-053541 · doc4.xml · derivative · entry 14 Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,935 Underlying: Common Stock · 3,682 shares Expires 2025-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on September 1, 2016, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 00:15 UTC |
Weiss PatrickSVP, R&D GM Data Storage
|
SaleCommon Stock | 1,798 | $24.34 | $43,759.72 |
DisclosureSEC source: 0001209191-19-053541 · doc4.xml · nonDerivative · entry 11 Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,287 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.20 to $24.47 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 00:15 UTC |
Weiss PatrickSVP, R&D GM Data Storage
|
SaleCommon Stock | 1,884 | $23.59 | $44,449.21 |
DisclosureSEC source: 0001209191-19-053541 · doc4.xml · nonDerivative · entry 10 Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,085 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.20 to $24.18 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 00:15 UTC |
Weiss PatrickSVP, R&D GM Data Storage
|
SaleCommon Stock | 1,810 | $24.34 | $44,055.40 |
DisclosureSEC source: 0001209191-19-053541 · doc4.xml · nonDerivative · entry 9 Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,969 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.20 to $24.48 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.