Last 12 months
Inside the activity.
12 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2024 Filed Jul 20, 2024 01:42 UTC |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
PurchaseClass A Common Stock | 5,850 | $17.00 | $99,450.00 |
DisclosureSEC source: 0001628280-24-032383 · wk-form4_1721439750.xml · nonDerivative · entry 5 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By wife Disclosed balance after: 684,225 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:42 UTC |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
PurchaseClass A Common Stock | 185,426 | $17.00 | $3,152,242.00 |
DisclosureSEC source: 0001628280-24-032383 · wk-form4_1721439750.xml · nonDerivative · entry 4 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,375 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:42 UTC |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
Exercise / conversionClass A Common Stock | 342,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032383 · wk-form4_1721439750.xml · nonDerivative · entry 3 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 492,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F2 · ownership.nature: The shares of Class A common Stock of the Issuer and the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") are owned directly by Bunch Family Holdings LLC ("Bunch Holdings"), a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
Exercise / conversionLLC Units in TWFG Holding Company, LLC · Derivative | 342,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · derivative · entry 9 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,893,810 Underlying: Class A Common Stock · 342,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · derivative.exercise_date: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · derivative.expiration_date: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F2 · ownership.nature: The shares of Class A Common Stock of the Issuer and the Class C LLC Units of TWFG Holding are owned directly by Bunch Holdings, a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
GrantClass C Common Stock | 33,893,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 8 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,893,810 F1 · shares: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F2 · ownership.nature: The shares of Class A Common Stock of the Issuer and the Class C LLC Units of TWFG Holding are owned directly by Bunch Holdings, a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
PurchaseClass A Common Stock | 5,850 | $17.00 | $99,450.00 |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 7 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 695,925 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
PurchaseClass A Common Stock | 5,850 | $17.00 | $99,450.00 |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 6 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 690,075 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
PurchaseClass A Common Stock | 185,426 | $17.00 | $3,152,242.00 |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 5 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By husband Disclosed balance after: 684,225 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
PurchaseClass A Common Stock | 5,850 | $17.00 | $99,450.00 |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 4 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,799 F3 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
Exercise / conversionClass A Common Stock | 342,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 3 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 492,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F2 · ownership.nature: The shares of Class A Common Stock of the Issuer and the Class C LLC Units of TWFG Holding are owned directly by Bunch Holdings, a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:06 UTC |
Benes Julie E.General Counsel and Secretary
|
PurchaseClass A Common Stock | 1,000 | $17.00 | $17,000.00 |
DisclosureSEC source: 0001628280-24-032376 · wk-form4_1721437586.xml · nonDerivative · entry 2 Benes Julie E. · CIK 0002028272 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,058 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:08 UTC |
Bunch Charles AlexanderChf Creative & Marketing Off
|
PurchaseClass A Common Stock | 1,000 | $17.00 | $17,000.00 |
DisclosureSEC source: 0001628280-24-032379 · wk-form4_1721437710.xml · nonDerivative · entry 2 Bunch Charles Alexander · CIK 0002028304 · Chf Creative & Marketing Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,058 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:05 UTC |
Zwinggi Janice E.Chief Financial Officer
|
PurchaseClass A Common Stock | 3,000 | $17.00 | $51,000.00 |
DisclosureSEC source: 0001628280-24-032375 · wk-form4_1721437535.xml · nonDerivative · entry 2 Zwinggi Janice E. · CIK 0002028316 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,823 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:07 UTC |
Nolan Katherine CChief Operating Officer
|
PurchaseClass A Common Stock | 6,250 | $17.00 | $106,250.00 |
DisclosureSEC source: 0001628280-24-032377 · wk-form4_1721437622.xml · nonDerivative · entry 2 Nolan Katherine C · CIK 0001295727 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,485 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:05 UTC |
Wong Janet S.Director
|
PurchaseClass A Common Stock | 2,500 | $17.00 | $42,500.00 |
DisclosureSEC source: 0001628280-24-032374 · wk-form4_1721437496.xml · nonDerivative · entry 2 Wong Janet S. · CIK 0001605432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,029 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:04 UTC |
Ferracone Robin ADirector
|
PurchaseClass A Common Stock | 16,000 | $17.00 | $272,000.00 |
DisclosureSEC source: 0001628280-24-032373 · wk-form4_1721437444.xml · nonDerivative · entry 2 Ferracone Robin A · CIK 0001560444 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,529 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:03 UTC |
DOAK MICHAELDirector
|
OtherClass B LLC Units in TWFG Holding Company, LLC · Derivative | 1,820,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032372 · wk-form4_1721437407.xml · derivative · entry 5 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,820,234 Underlying: Class A Common Stock · 1,820,234 shares Expires not disclosed F3 · security: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · security: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.exercise_price: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.exercise_price: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · kind: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · kind: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · price: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · price: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.exercise_date: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.exercise_date: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.expiration_date: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.expiration_date: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F2 · ownership.nature: Griffin Highline Capital, LLC is the managing member of GHC Woodlands Holdings, Inc. ("GHC"). Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital, LLC and has sole voting and dispositive power over the shares held by GHC and Griffin Highline Capital, LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by GHC or Griffin Highline Capital, LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:03 UTC |
DOAK MICHAELDirector
|
OtherClass B LLC Units in TWFG Holding Company, LLC · Derivative | 1,820,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032372 · wk-form4_1721437407.xml · derivative · entry 4 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,820,234 shares Expires not disclosed F3 · security: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · security: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.exercise_price: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.exercise_price: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · kind: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · kind: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · price: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · price: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.exercise_date: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.exercise_date: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · derivative.expiration_date: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · derivative.expiration_date: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F2 · ownership.nature: Griffin Highline Capital, LLC is the managing member of GHC Woodlands Holdings, Inc. ("GHC"). Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital, LLC and has sole voting and dispositive power over the shares held by GHC and Griffin Highline Capital, LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by GHC or Griffin Highline Capital, LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:03 UTC |
DOAK MICHAELDirector
|
OtherClass B Common Stock | 1,820,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032372 · wk-form4_1721437407.xml · nonDerivative · entry 3 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,820,234 F3 · kind: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · kind: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · shares: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · shares: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F3 · price: ( 1/2) Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439) (the "Form S-1")) as part of the Issuer's initial public offering ("IPO"), and immediately prior to the closing of the IPO, (i) the Class B LLC Units of TWFG Holding Company LLC ("TWFG Holding") held by GHC were reclassified as LLC Units of TWFG Holding, and (ii) GHC now holds 1,820,234 LLC Units of TWFG Holdings and a corresponding number of non-economic voting shares of Class B Common Stock of the Issuer. As further described in the Form S-1, from and after the closing of the IPO, GHC will have the right, subject to the terms of the LLC Agreement of TWFG Holding, to require TWFG Holding to redeem all or a portion of its LLC Units for, at the Issuer's election, newly-issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to the VWAP of one share of Class A Common Stock for each LLC Unit redeemed and, upon F4 · price: (2/2) such exchange, an equivalent number of shares of Class B Common Stock of the Issuer held by GHC will be canceled. F2 · ownership.nature: Griffin Highline Capital, LLC is the managing member of GHC Woodlands Holdings, Inc. ("GHC"). Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital, LLC and has sole voting and dispositive power over the shares held by GHC and Griffin Highline Capital, LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by GHC or Griffin Highline Capital, LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2024 Filed Jul 20, 2024 01:03 UTC |
DOAK MICHAELDirector
|
PurchaseClass A Common Stock | 588,235 | $17.00 | $9,999,995.00 |
DisclosureSEC source: 0001628280-24-032372 · wk-form4_1721437407.xml · nonDerivative · entry 2 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 591,764 F1 · kind: Represents shares purchased from the underwriters in the Issuer's initial public offering by Griffin Highline Capital, LLC. F2 · ownership.nature: Griffin Highline Capital, LLC is the managing member of GHC Woodlands Holdings, Inc. ("GHC"). Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital, LLC and has sole voting and dispositive power over the shares held by GHC and Griffin Highline Capital, LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by GHC or Griffin Highline Capital, LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2024 Filed Sep 26, 2024 17:48 UTC Amendment |
Bunch Charles AlexanderChief Creative & Marketing Off
|
PurchaseClass A Common Stock | 72 | $17.00 | $1,224.00 |
DisclosureSEC source: 0002028304-24-000001 · wk-form4a_1727372902.xml · nonDerivative · entry 2 Bunch Charles Alexander · CIK 0002028304 · Chief Creative & Marketing Off 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 72 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F2 · balance_after: The Form 4 filed by the reporting person on July 19, 2024 inadvertently failed to report shares acquired by the reporting person's sons on July 19, 2024. By this amendment, the reporting person corrects such report by reporting such acquisition. Read SEC document |
| July 19, 2024 Filed Sep 26, 2024 17:48 UTC Amendment |
Bunch Charles AlexanderChief Creative & Marketing Off
|
PurchaseClass A Common Stock | 72 | $17.00 | $1,224.00 |
DisclosureSEC source: 0002028304-24-000001 · wk-form4a_1727372902.xml · nonDerivative · entry 1 Bunch Charles Alexander · CIK 0002028304 · Chief Creative & Marketing Off 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 72 F1 · kind: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering. F2 · balance_after: The Form 4 filed by the reporting person on July 19, 2024 inadvertently failed to report shares acquired by the reporting person's sons on July 19, 2024. By this amendment, the reporting person corrects such report by reporting such acquisition. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 21:07 UTC |
Anderson Jonathan JamesDirector
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032378 · wk-form4_1721437657.xml · nonDerivative · entry 1 Anderson Jonathan James · CIK 0002029453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,529 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:42 UTC |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032383 · wk-form4_1721439750.xml · nonDerivative · entry 2 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By wife Disclosed balance after: 150,687 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:01 UTC |
Bunch Michelle CarolineDirector
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032369 · wk-form4_1721437303.xml · nonDerivative · entry 1 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,629 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:06 UTC |
Benes Julie E.General Counsel and Secretary
|
GrantClass A Common Stock | 47,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032376 · wk-form4_1721437586.xml · nonDerivative · entry 1 Benes Julie E. · CIK 0002028272 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,058 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:08 UTC |
Bunch Charles AlexanderChf Creative & Marketing Off
|
GrantClass A Common Stock | 47,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032379 · wk-form4_1721437710.xml · nonDerivative · entry 1 Bunch Charles Alexander · CIK 0002028304 · Chf Creative & Marketing Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,058 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:05 UTC |
Zwinggi Janice E.Chief Financial Officer
|
GrantClass A Common Stock | 58,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032375 · wk-form4_1721437535.xml · nonDerivative · entry 1 Zwinggi Janice E. · CIK 0002028316 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,823 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:07 UTC |
Nolan Katherine CChief Operating Officer
|
GrantClass A Common Stock | 88,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032377 · wk-form4_1721437622.xml · nonDerivative · entry 1 Nolan Katherine C · CIK 0001295727 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,235 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:05 UTC |
Wong Janet S.Director
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032374 · wk-form4_1721437496.xml · nonDerivative · entry 1 Wong Janet S. · CIK 0001605432 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,529 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:04 UTC |
Ferracone Robin ADirector
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032373 · wk-form4_1721437444.xml · nonDerivative · entry 1 Ferracone Robin A · CIK 0001560444 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,529 Read SEC document |
| July 17, 2024 Filed Jul 20, 2024 01:03 UTC |
DOAK MICHAELDirector
|
GrantClass A Common Stock | 3,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-032372 · wk-form4_1721437407.xml · nonDerivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,529 Read SEC document |
| July 17, 2024 Filed Aug 1, 2024 17:26 UTC Amendment |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
GrantClass A Common Stock | 135,205 | $0.00 | $0.00 |
DisclosureSEC source: 0002028282-24-000002 · wk-form4a_1722533171.xml · nonDerivative · entry 1 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,205 Read SEC document |
| July 17, 2024 Filed Aug 1, 2024 17:29 UTC Amendment |
Bunch Michelle CarolineDirector
|
GrantClass A Common Stock | 135,205 | $0.00 | $0.00 |
DisclosureSEC source: 0002028275-24-000003 · wk-form4a_1722533369.xml · nonDerivative · entry 1 Bunch Michelle Caroline · CIK 0002028275 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By husband Disclosed balance after: 135,205 Read SEC document |
| July 19, 2021 Filed Jul 20, 2024 01:42 UTC |
Bunch Richard F. IIIDirector · President and CEO · 10% owner
Bunch Family Holdings, LLC10% owner
|
Exercise / conversionLLC Units in TWFG Holding Company, LLC · Derivative | 342,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-032383 · wk-form4_1721439750.xml · derivative · entry 9 Bunch Richard F. III · CIK 0002028282 · Director · President and CEO · 10% owner Bunch Family Holdings, LLC · CIK 0002028482 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 33,893,810 Underlying: Class A Common Stock · 342,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · derivative.exercise_price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · price: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · derivative.exercise_date: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F1 · derivative.expiration_date: Pursuant to the "reorganization transactions" (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-280439)), as part of the Issuer's initial public offering, (i) the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") held by Bunch Family Holdings LLC ("Bunch Holdings") were reclassified as LLC Units of TWFG Holding, (ii) Bunch Holdings exchanged 342,362 LLC Units of TWFG Holding for 342,362 shares of Class A Common Stock of the Issuer, and (iii) Bunch Holdings continued to hold 33,893,810 LLC Units of TWFG Holdings and was issued a corresponding number of shares of Class C Common Stock of the Issuer. Each LLC Unit of TWFG Holdings held by the Reporting Persons is exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, and upon such exchange, an equivalent number of shares of Class C Common Stock of the Issuer held by the Reporting Persons will be canceled. F2 · ownership.nature: The shares of Class A common Stock of the Issuer and the Class C LLC Units of TWFG Holding Company, LLC ("TWFG Holding") are owned directly by Bunch Family Holdings LLC ("Bunch Holdings"), a ten percent owner of the Issuer, and indirectly by Richard F. Bunch III, who is sole member of Bunch Holdings. Richard F. Bunch III is a director, officer and ten percent owner of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.