Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2020 Filed Feb 5, 2020 19:21 UTC |
WARSHAW ROBERT JChief Financial Officer
|
SaleClass A common stock | 16,331 | $46.76 | $763,647.36 |
DisclosureSEC source: 0000895345-20-000070 · form4.xml · nonDerivative · entry 3 WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,628 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $46.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes 24,628 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
SaleClass A common stock | 10,668 | $46.73 | $498,565.78 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,867 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $46.97, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
SaleClass A common stock | 19,743 | $46.76 | $923,174.78 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,038 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $46.99, inclusive. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
SaleClass A common stock | 20,849 | $46.79 | $975,601.85 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,185 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.08, inclusive. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
SaleClass A common stock | 11,639 | $46.74 | $543,982.42 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 6 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,867 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.08, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:38 UTC |
Maisey SimonManaging Director, Corp. Dev.
|
GrantClass A common stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000051 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,113 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 24,628 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:38 UTC |
Maisey SimonManaging Director, Corp. Dev.
|
Tax withholdingClass A common stock | 5,036 | $46.18 | $232,562.48 |
DisclosureSEC source: 0000895345-20-000051 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,805 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 24,628 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC |
Bruni EnricoManaging Director, Europe/Asia
|
GrantClass A common stock | 925 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000050 · form4.xml · nonDerivative · entry 2 Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,177 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 42,218 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC |
Bruni EnricoManaging Director, Europe/Asia
|
Tax withholdingClass A common stock | 15,106 | $46.18 | $697,595.08 |
DisclosureSEC source: 0000895345-20-000050 · form4.xml · nonDerivative · entry 1 Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,252 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 42,218 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,300 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · derivative · entry 11 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,683 Underlying: Class A common stock · 2,300 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F13 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
SaleClass A common stock | 2,300 | $47.02 | $108,155.89 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 6 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.05, inclusive. F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionClass A common stock | 2,300 | $20.59 | $47,357.00 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 5 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
GrantClass A common stock | 1,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 4 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 F7 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
Tax withholdingClass A common stock | 16,106 | $46.18 | $743,775.08 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 3 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,268 F5 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of Class A Common Stock held by the reporting person. F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:21 UTC |
WARSHAW ROBERT JChief Financial Officer
|
GrantClass A common stock | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000070 · form4.xml · nonDerivative · entry 2 WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,959 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 24,628 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:21 UTC |
WARSHAW ROBERT JChief Financial Officer
|
Tax withholdingClass A common stock | 14,865 | $46.18 | $686,465.70 |
DisclosureSEC source: 0000895345-20-000070 · form4.xml · nonDerivative · entry 1 WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,118 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 24,628 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · derivative · entry 7 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,232 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
SaleClass A common stock | 1,186 | $46.91 | $55,640.72 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.87 to $47.02, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
SaleClass A common stock | 8,814 | $46.34 | $408,441.64 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,721 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.87 to $46.85, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
GrantClass A common stock | 701 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC |
Friedman DouglasGeneral Counsel and Secretary
|
Tax withholdingClass A common stock | 9,674 | $46.18 | $446,745.32 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,834 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996,992 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
SaleClass A common stock | 9,165 | $46.91 | $429,889.82 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,781 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.83 to $47.02, inclusive. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
SaleClass A common stock | 40,835 | $46.33 | $1,891,816.13 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,946 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.83 to $46.82, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7, 8 and 9 to this Form 4. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
GrantClass A common stock | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,781 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:24 UTC |
Hult WilliamDirector · President
|
Tax withholdingClass A common stock | 84,813 | $46.18 | $3,916,664.34 |
DisclosureSEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,730 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,297 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,592 Underlying: Class A common stock · 2,297 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
SaleClass A common stock | 2,297 | $47.01 | $107,973.01 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,034 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
Exercise / conversionClass A common stock | 2,297 | $20.59 | $47,295.23 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
GrantClass A common stock | 4,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,034 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC |
Olesky LeeDirector · Chief Executive Officer
|
Tax withholdingClass A common stock | 101,776 | $46.18 | $4,700,015.68 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,172 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · derivative · entry 7 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,062 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
SaleClass A common stock | 1,483 | $46.93 | $69,592.00 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 5 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,506 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.87 to $47.02, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
SaleClass A common stock | 8,517 | $46.32 | $394,507.44 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 4 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,989 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.86 to $46.84, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 3 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
GrantClass A common stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 2 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,506 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:22 UTC |
Zucker ScottChief Admin. and Risk Officer
|
Tax withholdingClass A common stock | 10,553 | $46.18 | $487,337.54 |
DisclosureSEC source: 0000895345-20-000071 · form4.xml · nonDerivative · entry 1 Zucker Scott · CIK 0001771197 · Chief Admin. and Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,741 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
OtherClass D common stock · Derivative | 35,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · derivative · entry 10 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 35,367 shares Expires not disclosed F11 · derivative.exercise_price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · kind: Reflects the cancellation for no consideration of a number of shares of Class D Common Stock in connection with the exchange by the reporting person of an equal number of LLC Units for Class A Common Stock. F11 · price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F11 · derivative.exercise_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F11 · derivative.expiration_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionNon-voting common units of Tradeweb Markets LLC · Derivative | 35,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · derivative · entry 9 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 35,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 11 to this Form 4) will be canceled. These exchange rights do not expire. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 11 to this Form 4) will be canceled. These exchange rights do not expire. F10 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 11 to this Form 4) will be canceled. These exchange rights do not expire. F10 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 11 to this Form 4) will be canceled. These exchange rights do not expire. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
SaleClass A common stock | 35,367 | $45.05 | $1,593,392.99 |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 2 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 8 and 9 to this Form 4. F3 · balance_after: This amount includes 31,663 unvested restricted stock units ("RSUs") in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,711 vested RSUs which were settled on February 3, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:36 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionClass A common stock | 35,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 1 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · shares: Represents shares of the issuer's Class A common stock ("Class A Common Stock") that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 10 to this Form 4. F2 · price: Represents shares of the issuer's Class A common stock ("Class A Common Stock") that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 10 to this Form 4. F3 · balance_after: This amount includes 31,663 unvested restricted stock units ("RSUs") in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,711 vested RSUs which were settled on February 3, 2020. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
OtherClass D common stock · Derivative | 6,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · derivative · entry 10 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,367 Underlying: Class A common stock · 6,766 shares Expires not disclosed F9 · derivative.exercise_price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · kind: Reflects the cancellation for no consideration of a number of shares of Class D Common Stock in connection with the exchange by the reporting person of an equal number of LLC Units for Class A Common Stock. F9 · price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F9 · derivative.exercise_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F9 · derivative.expiration_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionNon-voting common units of Tradeweb Markets LLC · Derivative | 6,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · derivative · entry 9 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,367 Underlying: Class A common stock · 6,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 9 to this Form 4) will be canceled. These exchange rights do not expire. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 9 to this Form 4) will be canceled. These exchange rights do not expire. F8 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 9 to this Form 4) will be canceled. These exchange rights do not expire. F8 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 9 to this Form 4) will be canceled. These exchange rights do not expire. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
SaleClass A common stock | 6,766 | $45.02 | $304,618.18 |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · nonDerivative · entry 6 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.09, inclusive. F2 · balance_after: This amount includes 31,664 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,712 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionClass A common stock | 6,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · nonDerivative · entry 5 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · shares: Represents shares of Class A Common Stock that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 8 to this Form 4. F5 · price: Represents shares of Class A Common Stock that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 8 to this Form 4. F2 · balance_after: This amount includes 31,664 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,712 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 39,256 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · derivative · entry 8 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,983 Underlying: Class A common stock · 39,256 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
SaleClass A common stock | 39,256 | $44.54 | $1,748,438.69 |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · nonDerivative · entry 4 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.14 to $44.82, inclusive. F2 · balance_after: This amount includes 31,664 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,712 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 00:58 UTC |
Spencer JamesChief Technology Officer
|
Exercise / conversionClass A common stock | 39,256 | $20.59 | $808,281.04 |
DisclosureSEC source: 0001567619-20-001649 · doc1.xml · nonDerivative · entry 3 Spencer James · CIK 0001771296 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 31,664 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 35,712 vested RSUs which will be settled on February 3, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.