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Nasdaq · USD

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Tradeweb Markets Inc.

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Tapewire entity
3211
SEC CIK
0001758730
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202609
Apr 202601
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 23:43 UTC
Friedman DouglasGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 36,232 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000260 · form4.xml · derivative · entry 2

Friedman Douglas · CIK 0001771193 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,464

Underlying: Class A common stock · 36,232 shares

Expires 2028-10-26

F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2019 which were deemed achieved on February 21, 2020.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

F5 · balance_after: This amount reflects the options reported on this Form 4 in addition to 136,232 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 23:43 UTC
Friedman DouglasGeneral Counsel and Secretary
GrantClass A common stock 33,004 $0.00 $0.00
Disclosure

SEC source: 0000895345-20-000260 · form4.xml · nonDerivative · entry 1

Friedman Douglas · CIK 0001771193 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on February 13, 2019, subject to the achievement of certain performance goals in respect of calendar year 2019. Those performance goals were deemed achieved at the maximum performance level on February 21, 2020. These RSUs remain unvested and are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date.

F2 · balance_after: This amount includes (i) 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 51,443 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · derivative · entry 6

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,541

Underlying: Class A common stock · 51,443 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 51,443 $50.38 $2,591,904.11
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · nonDerivative · entry 4

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.83, inclusive.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 51,443 $20.59 $1,059,211.37
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · nonDerivative · entry 3

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 45,310 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · derivative · entry 8

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088,889

Underlying: Class A common stock · 45,310 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 400 $50.02 $20,006.00
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 5

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.03, inclusive.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 44,910 $49.69 $2,231,685.68
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 4

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,113

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.01 to $50.00, inclusive.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionClass A common stock 45,310 $20.59 $932,932.90
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 3

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 01:58 UTC
Bruni EnricoManaging Director, Europe/Asia
SaleClass A common stock 4,486 $50.00 $224,315.25
Disclosure

SEC source: 0000895345-20-000236 · form4.xml · nonDerivative · entry 3

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,973

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.06, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This amount includes 42,218 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 59,443 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · derivative · entry 5

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,984

Underlying: Class A common stock · 59,443 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 59,443 $50.03 $2,974,034.34
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · nonDerivative · entry 2

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:42 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 59,443 $20.59 $1,223,931.37
Disclosure

SEC source: 0000895345-20-000244 · form4.xml · nonDerivative · entry 1

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:03 UTC
WARSHAW ROBERT JChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 53,140 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000238 · form4.xml · derivative · entry 4

WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,844

Underlying: Class A common stock · 53,140 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:03 UTC
WARSHAW ROBERT JChief Financial Officer
SaleClass A common stock 1,852 $49.70 $92,036.99
Disclosure

SEC source: 0000895345-20-000238 · form4.xml · nonDerivative · entry 3

WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,628

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.58 to $49.95, inclusive.

F2 · balance_after: This amount includes 24,628 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:03 UTC
WARSHAW ROBERT JChief Financial Officer
SaleClass A common stock 51,288 $48.87 $2,506,680.48
Disclosure

SEC source: 0000895345-20-000238 · form4.xml · nonDerivative · entry 2

WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,480

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.54 to $49.50, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

F2 · balance_after: This amount includes 24,628 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:03 UTC
WARSHAW ROBERT JChief Financial Officer
Exercise / conversionClass A common stock 53,140 $20.59 $1,094,152.60
Disclosure

SEC source: 0000895345-20-000238 · form4.xml · nonDerivative · entry 1

WARSHAW ROBERT J · CIK 0001278872 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 24,628 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 48,297 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · derivative · entry 7

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134,199

Underlying: Class A common stock · 48,297 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 48,297 $49.21 $2,376,632.58
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 2

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:01 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionClass A common stock 48,297 $20.59 $994,435.23
Disclosure

SEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 1

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 306,393 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · derivative · entry 10

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182,496

Underlying: Class A common stock · 306,393 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 306,393 $49.34 $15,117,338.70
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 6

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.00, inclusive.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionClass A common stock 306,393 $20.59 $6,308,631.87
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 5

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,835 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · derivative · entry 9

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,427

Underlying: Class A common stock · 1,835 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 1,835 $50.00 $91,750.00
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 6

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 1,835 $20.59 $37,782.65
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 5

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:58 UTC
Bruni EnricoManaging Director, Europe/Asia
SaleClass A common stock 3,955 $50.00 $197,750.00
Disclosure

SEC source: 0000895345-20-000236 · form4.xml · nonDerivative · entry 2

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,459

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 42,218 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:58 UTC
Bruni EnricoManaging Director, Europe/Asia
SaleClass A common stock 6,763 $48.00 $324,624.00
Disclosure

SEC source: 0000895345-20-000236 · form4.xml · nonDerivative · entry 1

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,414

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 42,218 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 14, 2020 Filed Mar 3, 2020 23:35 UTC Amendment
Bruni EnricoManaging Director, Europe/Asia
OtherClass D common stock · Derivative 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-000288 · form4.xml · derivative · entry 3

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 2,812 shares

Expires not disclosed

F5 · derivative.exercise_price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F6 · kind: Reflects the cancellation for no consideration of a number of shares of Class D Common Stock in connection with the exchange by the reporting person of an equal number of LLC Units for Class A Common Stock.

F5 · price: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire.

F5 · derivative.exercise_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire.

F5 · derivative.expiration_date: Shares of Class D Common Stock have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of LLC Units held. Shares of Class D Common Stock are exchangeable for shares of Class C Common Stock, which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire.

Read SEC document
February 14, 2020 Filed Mar 3, 2020 23:35 UTC Amendment
Bruni EnricoManaging Director, Europe/Asia
Exercise / conversionNon-voting common units of Tradeweb Markets LLC · Derivative 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-000288 · form4.xml · derivative · entry 2

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 5 to this Form 4) will be canceled. These exchange rights do not expire.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 5 to this Form 4) will be canceled. These exchange rights do not expire.

F4 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 5 to this Form 4) will be canceled. These exchange rights do not expire.

F4 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") (or shares of the issuer's Class C common stock ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 5 to this Form 4) will be canceled. These exchange rights do not expire.

Read SEC document
February 14, 2020 Filed Mar 3, 2020 23:35 UTC Amendment
Bruni EnricoManaging Director, Europe/Asia
Exercise / conversionClass A common stock 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-000288 · form4.xml · nonDerivative · entry 1

Bruni Enrico · CIK 0001771187 · Managing Director, Europe/Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · shares: Represents shares of the issuer's Class A common stock ("Class A Common Stock") that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 4 to this Form 4.

F2 · price: Represents shares of the issuer's Class A common stock ("Class A Common Stock") that were obtained in exchange for an equal number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer (the "LLC Units"). The LLC Units may be exchanged for an equal number of shares of Class A Common Stock, as described in footnote 4 to this Form 4.

F3 · balance_after: This amount includes 42,218 unvested restricted stock units ("RSUs") in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 122,218 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · derivative · entry 9

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488,889

Underlying: Class A common stock · 122,218 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 122,218 $47.13 $5,759,743.24
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 4

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.405, inclusive.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionClass A common stock 122,218 $20.59 $2,516,468.62
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 3

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,321 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · derivative · entry 8

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,262

Underlying: Class A common stock · 30,321 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 30,321 $47.07 $1,427,063.93
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 4

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.45, inclusive.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 30,321 $20.59 $624,309.39
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 3

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 75,485 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · derivative · entry 8

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611,107

Underlying: Class A common stock · 75,485 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 75,485 $47.12 $3,556,709.78
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 2

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:47 UTC
Olesky LeeDirector · Chief Executive Officer
Exercise / conversionClass A common stock 75,485 $20.59 $1,554,236.15
Disclosure

SEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 1

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 74,996 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · derivative · entry 7

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,583

Underlying: Class A common stock · 74,996 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 74,996 $47.11 $3,533,391.54
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 2

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:48 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 74,996 $20.59 $1,544,167.64
Disclosure

SEC source: 0000895345-20-000176 · form4.xml · nonDerivative · entry 1

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: This amount includes 31,663 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 00:24 UTC
Hult WilliamDirector · President
SaleClass A common stock 6,313 $46.08 $290,896.73
Disclosure

SEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 8

Hult William · CIK 0001771194 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,181

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.90 to $46.42, inclusive.

F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 00:24 UTC
Hult WilliamDirector · President
SaleClass A common stock 52,544 $45.36 $2,383,196.17
Disclosure

SEC source: 0000895345-20-000072 · form4.xml · nonDerivative · entry 7

Hult William · CIK 0001771194 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,494

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.90 to $45.88, inclusive.

F2 · balance_after: This amount includes 173,181 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 00:26 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 3,016 $46.17 $139,254.45
Disclosure

SEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 7

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,713

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.08 to $46.42, inclusive.

F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 00:26 UTC
Olesky LeeDirector · Chief Executive Officer
SaleClass A common stock 70,456 $45.44 $3,201,577.00
Disclosure

SEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 6

Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,729

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.98, inclusive.

F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 22:36 UTC
Spencer JamesChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,104 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000895345-20-000049 · form4.xml · derivative · entry 12

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,579

Underlying: Class A common stock · 5,104 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F13 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 22:36 UTC
Spencer JamesChief Technology Officer
SaleClass A common stock 5,104 $47.00 $239,899.23
Disclosure

SEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 8

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.02, inclusive.

F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document
February 04, 2020 Filed Feb 4, 2020 22:36 UTC
Spencer JamesChief Technology Officer
Exercise / conversionClass A common stock 5,104 $20.59 $105,091.36
Disclosure

SEC source: 0000895345-20-000049 · form4.xml · nonDerivative · entry 7

Spencer James · CIK 0001771296 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F6 · balance_after: This amount includes 31,663 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.