Last 12 months
Inside the activity.
0 purchase rows · 116 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 17 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 23 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 41 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2021 Filed Feb 3, 2021 02:31 UTC |
Rosenberg Noah L.Chief Medical Officer
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007031 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,720 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 10,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On January 31, 2021, a portion of the PRSUs vested upon the 12 month anniversary of the date of grant, following the Issuer's prior confirmation of the satisfaction of a performance criterion related to the full enrollment of the DUPLEX study. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:23 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007028 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,582 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 10,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On January 31, 2021, a portion of the PRSUs vested upon the 12 month anniversary of the date of grant, following the Issuer's prior confirmation of the satisfaction of a performance criterion related to the full enrollment of the DUPLEX study. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:21 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007026 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,055 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 10,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On January 31, 2021, a portion of the PRSUs vested upon the 12 month anniversary of the date of grant, following the Issuer's prior confirmation of the satisfaction of a performance criterion related to the full enrollment of the DUPLEX study. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:20 UTC |
Dube Eric MDirector · Chief Executive Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007025 · doc4.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,079 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 30,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On January 31, 2021, a portion of the PRSUs vested upon the 12 month anniversary of the date of grant, following the Issuer's prior confirmation of the satisfaction of a performance criterion related to the full enrollment of the DUPLEX study. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:19 UTC |
Clague LauraChief Financial Officer
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007024 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,473 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 10,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On January 31, 2021, a portion of the PRSUs vested upon the 12 month anniversary of the date of grant, following the Issuer's prior confirmation of the satisfaction of a performance criterion related to the full enrollment of the DUPLEX study. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:58 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantEmployee stock option (right to buy) · Derivative | 57,500 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005254 · doc4.xml · derivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2031-01-20 F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:58 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005254 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,582 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. F2 · balance_after: Includes 496 shares of the Issuer's common stock acquired by the reporting person on November 30, 2020 pursuant to an employee stock purchase program. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:57 UTC |
Rosenberg Noah L.Chief Medical Officer
|
GrantEmployee stock option (right to buy) · Derivative | 57,500 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005253 · doc4.xml · derivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2031-01-20 F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:57 UTC |
Rosenberg Noah L.Chief Medical Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005253 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,720 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. F2 · balance_after: Includes 165 shares of the Issuer's common stock acquired by the reporting person on November 30, 2020 pursuant to an employee stock purchase program. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:56 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantEmployee stock option (right to buy) · Derivative | 57,500 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005252 · doc4.xml · derivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2031-01-20 F2 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:56 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005252 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,055 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:55 UTC |
Heerma PeterChief Commercial Officer
|
GrantEmployee stock option (right to buy) · Derivative | 57,500 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005251 · doc4.xml · derivative · entry 2 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2031-01-20 F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:55 UTC |
Heerma PeterChief Commercial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005251 · doc4.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,220 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. F2 · balance_after: Includes 891 shares of the Issuer's common stock acquired by the reporting person on November 30, 2020 pursuant to an employee stock purchase program. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:55 UTC |
Clague LauraChief Financial Officer
|
GrantEmployee stock option (right to buy) · Derivative | 57,500 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005250 · doc4.xml · derivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2031-01-20 F2 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:55 UTC |
Clague LauraChief Financial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005250 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,473 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:54 UTC |
Dube Eric MDirector · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 212,600 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005249 · doc4.xml · derivative · entry 2 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,600 Underlying: Common Stock · 212,600 shares Expires 2031-01-20 F2 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 21, 2021 Filed Jan 26, 2021 01:54 UTC |
Dube Eric MDirector · Chief Executive Officer
|
GrantCommon Stock | 57,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005249 · doc4.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,079 F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years. Read SEC document |
| January 21, 2021 Filed Jan 29, 2021 01:00 UTC Amendment |
Dube Eric MDirector · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 212,660 | $0.00 Strike: $26.88 | $0.00 |
DisclosureSEC source: 0001209191-21-005944 · doc4a.xml · derivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,660 Underlying: Common Stock · 212,660 shares Expires 2031-01-20 F1 · kind: This amendment is being filed solely to correct an administrative error in the original Form 4, which reported the number of shares subject to the stock option as 212,600 instead of 212,660. F2 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 23:30 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 688 | $27.01 | $18,582.88 |
DisclosureSEC source: 0001209191-21-002595 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,055 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 23:29 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,438 | $27.01 | $92,860.38 |
DisclosureSEC source: 0001209191-21-002592 · doc4.xml · nonDerivative · entry 2 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,819 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 23:30 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 688 | $26.65 | $18,335.20 |
DisclosureSEC source: 0001209191-21-002595 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,743 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 23:29 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 3,438 | $26.65 | $91,622.70 |
DisclosureSEC source: 0001209191-21-002592 · doc4.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,257 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 01:55 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 5,549 | $26.02 | $144,384.98 |
DisclosureSEC source: 0001209191-20-063929 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 to $26.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 02, 2020 Filed Dec 5, 2020 00:00 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 7,891 | $23.43 | $184,849.04 |
DisclosureSEC source: 0001209191-20-061869 · doc4.xml · nonDerivative · entry 2 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,216 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.42 to $23.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 25, 2020 Filed Nov 26, 2020 00:00 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 3,750 | $22.72 | $85,200.00 |
DisclosureSEC source: 0001209191-20-060591 · doc4.xml · nonDerivative · entry 3 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| November 24, 2020 Filed Nov 26, 2020 00:00 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 3,750 | $23.86 | $89,475.00 |
DisclosureSEC source: 0001209191-20-060591 · doc4.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,223 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| November 23, 2020 Filed Nov 26, 2020 00:00 UTC |
Clague LauraChief Financial Officer
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060591 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,973 F1 · kind: On May 17, 2017, the reporting person was granted performance restricted stock units (PRSUs) covering 15,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On November 23, 2020, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion. Read SEC document |
| November 19, 2020 Filed Dec 5, 2020 00:00 UTC |
ASELAGE STEVEDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061869 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,107 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 02:00 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 2,500 | $23.96 | $59,900.00 |
DisclosureSEC source: 0001209191-20-058943 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,086 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 02:00 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 7,500 | $23.98 | $179,812.50 |
DisclosureSEC source: 0001209191-20-058945 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $24.485, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 02:00 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 2,500 | $23.98 | $59,950.00 |
DisclosureSEC source: 0001209191-20-058944 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,431 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.74 to $24.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 13, 2020 Filed Nov 14, 2020 02:25 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 2,500 | $23.62 | $59,056.00 |
DisclosureSEC source: 0001209191-20-058418 · doc4.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,586 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 13, 2020 Filed Nov 14, 2020 02:26 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 2,500 | $23.62 | $59,045.50 |
DisclosureSEC source: 0001209191-20-058419 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,931 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 13, 2020 Filed Nov 14, 2020 02:24 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 7,500 | $23.61 | $177,071.25 |
DisclosureSEC source: 0001209191-20-058417 · doc4.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,973 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $24.105, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 02:25 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058418 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,086 F1 · kind: On February 13, 2017, the reporting person was granted performance restricted stock units (PRSUs) covering 15,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On November 11, 2020, a portion of the PRSUs vested upon the Issuer's confirmation that the Issuer had completed a significant acquisition. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 02:26 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058419 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,431 F1 · kind: On January 4, 2017, the reporting person was granted performance restricted stock units (PRSUs) covering 15,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On November 11, 2020, a portion of the PRSUs vested upon the Issuer's confirmation that the Issuer had completed a significant acquisition. Read SEC document |
| November 11, 2020 Filed Nov 14, 2020 02:24 UTC |
Clague LauraChief Financial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058417 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,473 F1 · kind: On May 19, 2016, the reporting person was granted performance restricted stock units (PRSUs) covering 15,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On November 11, 2020, the PRSUs vested upon the Issuer's confirmation that the Issuer had completed a significant acquisition. Read SEC document |
| November 06, 2020 Filed Nov 7, 2020 01:56 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 20,625 | $23.00 | $474,375.00 |
DisclosureSEC source: 0001209191-20-057381 · doc4.xml · nonDerivative · entry 2 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,107 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 05, 2020 Filed Nov 7, 2020 01:56 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 2,500 | $21.26 | $53,150.00 |
DisclosureSEC source: 0001209191-20-057381 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,732 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 00:31 UTC |
Heerma PeterChief Commercial Officer
|
SaleCommon Stock | 2,188 | $19.35 | $42,337.80 |
DisclosureSEC source: 0001209191-20-053925 · doc4.xml · nonDerivative · entry 2 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,329 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:31 UTC |
Heerma PeterChief Commercial Officer
|
SaleCommon Stock | 2,188 | $18.90 | $41,353.20 |
DisclosureSEC source: 0001209191-20-053925 · doc4.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,517 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. F2 · balance_after: Includes 2,705 shares of the Issuer's common stock acquired by the reporting person on May 31, 2020 pursuant to an employee stock purchase program. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 00:00 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,500 | $18.48 | $27,720.00 |
DisclosureSEC source: 0001209191-20-051736 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,086 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 00:00 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,500 | $18.48 | $27,720.00 |
DisclosureSEC source: 0001209191-20-051735 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,431 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 00:00 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 750 | $18.48 | $13,860.00 |
DisclosureSEC source: 0001209191-20-051734 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 00:00 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 1,500 | $18.48 | $27,720.00 |
DisclosureSEC source: 0001209191-20-051732 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 01:20 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 750 | $18.59 | $13,942.50 |
DisclosureSEC source: 0001209191-20-051614 · doc4.xml · nonDerivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 01:20 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,500 | $18.59 | $27,885.00 |
DisclosureSEC source: 0001209191-20-051615 · doc4.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,586 F3 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 01:18 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,500 | $18.59 | $27,885.00 |
DisclosureSEC source: 0001209191-20-051613 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,931 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 01:18 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 1,500 | $18.59 | $27,885.00 |
DisclosureSEC source: 0001209191-20-051612 · doc4.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,973 F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 01:15 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 1,565 | $19.29 | $30,186.03 |
DisclosureSEC source: 0001209191-20-051611 · doc4.xml · nonDerivative · entry 4 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,695 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.