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Nasdaq · USD

TVTX

Travere Therapeutics, Inc.

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1562
SEC CIK
0001438533
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 116 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202506
Jan 202605
Feb 2026017
Mar 202601
Apr 2026023
May 2026015
Jun 202602
Jul 202600
Aug 202605
Sep 2026041
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 21:20 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
GrantPerformance-based restricted stock units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006369 · doc4.xml · derivative · entry 4

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

F5 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:20 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
GrantEmployee stock option (right to buy) · Derivative 39,360 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006369 · doc4.xml · derivative · entry 3

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

Underlying: Common Stock · 39,360 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:20 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 1,350 $27.40 $36,990.00
Disclosure

SEC source: 0001209191-22-006369 · doc4.xml · nonDerivative · entry 2

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,788

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:20 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
GrantCommon Stock 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006369 · doc4.xml · nonDerivative · entry 1

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,138

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:19 UTC
ROTE WILLIAM E.Senior Vice President, R&D
GrantPerformance-based restricted stock units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006367 · doc4.xml · derivative · entry 5

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F6 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

F6 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:19 UTC
ROTE WILLIAM E.Senior Vice President, R&D
GrantPerformance-based restricted stock units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006367 · doc4.xml · derivative · entry 4

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

F5 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:19 UTC
ROTE WILLIAM E.Senior Vice President, R&D
GrantEmployee stock option (right to buy) · Derivative 39,360 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006367 · doc4.xml · derivative · entry 3

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

Underlying: Common Stock · 39,360 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:19 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 1,125 $27.40 $30,825.00
Disclosure

SEC source: 0001209191-22-006367 · doc4.xml · nonDerivative · entry 2

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,235

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:19 UTC
ROTE WILLIAM E.Senior Vice President, R&D
GrantCommon Stock 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006367 · doc4.xml · nonDerivative · entry 1

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,360

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:18 UTC
Heerma PeterChief Commercial Officer
GrantPerformance-based restricted stock units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006363 · doc4.xml · derivative · entry 5

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F6 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

F6 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:18 UTC
Heerma PeterChief Commercial Officer
GrantPerformance-based restricted stock units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006363 · doc4.xml · derivative · entry 4

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

F5 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:18 UTC
Heerma PeterChief Commercial Officer
GrantEmployee stock option (right to buy) · Derivative 39,360 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006363 · doc4.xml · derivative · entry 3

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

Underlying: Common Stock · 39,360 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:18 UTC
Heerma PeterChief Commercial Officer
SaleCommon Stock 1,125 $27.40 $30,825.00
Disclosure

SEC source: 0001209191-22-006363 · doc4.xml · nonDerivative · entry 2

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,297

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:18 UTC
Heerma PeterChief Commercial Officer
GrantCommon Stock 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006363 · doc4.xml · nonDerivative · entry 1

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,422

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:17 UTC
Clague LauraChief Financial Officer
GrantPerformance-based restricted stock units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006362 · doc4.xml · derivative · entry 5

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F6 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

F6 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:17 UTC
Clague LauraChief Financial Officer
GrantPerformance-based restricted stock units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006362 · doc4.xml · derivative · entry 4

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

F5 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:17 UTC
Clague LauraChief Financial Officer
GrantEmployee stock option (right to buy) · Derivative 39,360 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006362 · doc4.xml · derivative · entry 3

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

Underlying: Common Stock · 39,360 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:17 UTC
Clague LauraChief Financial Officer
SaleCommon Stock 1,238 $27.40 $33,921.20
Disclosure

SEC source: 0001209191-22-006362 · doc4.xml · nonDerivative · entry 2

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,855

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:17 UTC
Clague LauraChief Financial Officer
GrantCommon Stock 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006362 · doc4.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,093

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:16 UTC
Dube Eric MDirector · Chief Executive Officer
GrantPerformance-based restricted stock units · Derivative 37,848 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006357 · doc4.xml · derivative · entry 4

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,848

Underlying: Common Stock · 37,848 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F5 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

F5 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:16 UTC
Dube Eric MDirector · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 169,552 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006357 · doc4.xml · derivative · entry 3

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,552

Underlying: Common Stock · 169,552 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:16 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 4,813 $27.40 $131,876.20
Disclosure

SEC source: 0001209191-22-006357 · doc4.xml · nonDerivative · entry 2

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,745

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:16 UTC
Dube Eric MDirector · Chief Executive Officer
GrantCommon Stock 37,848 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006357 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,558

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:38 UTC
Calvin SandraVP, Corp Controller and CAO
SaleCommon Stock 934 $24.58 $22,954.64
Disclosure

SEC source: 0001209191-22-005084 · doc4.xml · nonDerivative · entry 1

Calvin Sandra · CIK 0001882909 · VP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,662

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 842 shares of the Issuer's common stock acquired by the reporting person on November 30, 2021 pursuant to an employee stock purchase program.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:37 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 1,875 $24.98 $46,837.50
Disclosure

SEC source: 0001209191-22-005083 · doc4.xml · nonDerivative · entry 1

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,520

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:36 UTC
Heerma PeterChief Commercial Officer
SaleCommon Stock 1,875 $24.98 $46,837.50
Disclosure

SEC source: 0001209191-22-005082 · doc4.xml · nonDerivative · entry 1

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,582

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:35 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 2,250 $24.98 $56,205.00
Disclosure

SEC source: 0001209191-22-005081 · doc4.xml · nonDerivative · entry 1

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,298

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:34 UTC
Clague LauraChief Financial Officer
SaleCommon Stock 2,063 $24.98 $51,533.74
Disclosure

SEC source: 0001209191-22-005080 · doc4.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,253

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:33 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 7,873 $24.98 $196,667.54
Disclosure

SEC source: 0001209191-22-005078 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,710

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 21:07 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 5,000 $27.40 $137,000.00
Disclosure

SEC source: 0001209191-22-003053 · doc4.xml · nonDerivative · entry 2

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,548

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 21:05 UTC
Clague LauraChief Financial Officer
SaleCommon Stock 7,500 $27.40 $205,500.00
Disclosure

SEC source: 0001209191-22-003046 · doc4.xml · nonDerivative · entry 2

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,316

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 21:06 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 2,500 $27.40 $68,500.00
Disclosure

SEC source: 0001209191-22-003050 · doc4.xml · nonDerivative · entry 2

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

F3 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

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January 10, 2022 Filed Jan 12, 2022 21:07 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003053 · doc4.xml · nonDerivative · entry 1

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,548

F1 · kind: On January 4, 2017, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 15,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified performance milestones. On January 10, 2022, PRSUs covering 5,000 shares of the Issuer's common stock vested upon the Issuer's confirmation that the Issuer's fiscal 2021 net reported revenue exceeded $200 million.

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January 10, 2022 Filed Jan 12, 2022 21:05 UTC
Clague LauraChief Financial Officer
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003046 · doc4.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,816

F1 · kind: On July 1, 2015, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 15,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified performance milestones. On January 10, 2022, PRSUs covering 7,500 shares of the Issuer's common stock vested upon the Issuer's confirmation that the Issuer's fiscal 2021 net reported revenue exceeded $200 million.

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January 10, 2022 Filed Jan 12, 2022 21:06 UTC
ROTE WILLIAM E.Senior Vice President, R&D
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003050 · doc4.xml · nonDerivative · entry 1

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,895

F1 · kind: On February 13, 2017, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 15,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified performance milestones. On January 10, 2022, PRSUs covering 5,000 shares of the Issuer's common stock vested upon the Issuer's confirmation that the Issuer's fiscal 2021 net reported revenue exceeded $200 million.

F2 · balance_after: The reporting person's Form 4 filed August 17, 2021 overstated the number of shares of the Issuer's common stock acquired by the reporting person on May 31, 2021 pursuant to an employee stock purchase program in the amount of 399 shares. The number of shares set forth in column 5 above has been adjusted to correct such overstatement and to include 563 shares of the Issuer's common stock acquired by the reporting person on November 30, 2021 pursuant to an employee stock purchase program.

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January 05, 2022 Filed Jan 6, 2022 21:03 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 2,139 $30.48 $65,196.72
Disclosure

SEC source: 0001209191-22-002156 · doc4.xml · nonDerivative · entry 3

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,583

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.38 to $30.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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January 05, 2022 Filed Jan 6, 2022 21:03 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 10,361 $29.84 $309,172.24
Disclosure

SEC source: 0001209191-22-002156 · doc4.xml · nonDerivative · entry 2

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,722

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.38 to $30.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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January 04, 2022 Filed Jan 6, 2022 21:03 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 4,832 $30.43 $147,037.76
Disclosure

SEC source: 0001209191-22-002156 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,083

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended.

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January 01, 2022 Filed Jan 4, 2022 23:09 UTC
Inrig JulaChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001209191-22-001117 · doc4.xml · derivative · entry 2

Inrig Jula · CIK 0001902368 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-12-31

F1 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

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January 01, 2022 Filed Jan 4, 2022 23:09 UTC
Inrig JulaChief Medical Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001117 · doc4.xml · nonDerivative · entry 1

Inrig Jula · CIK 0001902368 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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November 16, 2021 Filed Nov 18, 2021 21:08 UTC SaleCommon Stock 31,800 $29.39 $934,602.00
Disclosure

SEC source: 0001209191-21-065439 · doc4.xml · nonDerivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,494

F1 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes 19,500 shares previously reported as indirectly held in the name of the Aselage Family Trust.

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November 05, 2021 Filed Nov 9, 2021 21:05 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 10,000 $0.00 Strike: $16.23 $0.00
Disclosure

SEC source: 0001209191-21-063591 · doc4.xml · derivative · entry 4

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

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November 05, 2021 Filed Nov 9, 2021 21:05 UTC SaleCommon Stock 10,000 $26.23 $262,300.00
Disclosure

SEC source: 0001209191-21-063591 · doc4.xml · nonDerivative · entry 2

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,794

F1 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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November 05, 2021 Filed Nov 9, 2021 21:05 UTC Exercise / conversionCommon Stock 10,000 $16.23 $162,300.00
Disclosure

SEC source: 0001209191-21-063591 · doc4.xml · nonDerivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2021 Filed Nov 3, 2021 20:05 UTC SaleCommon Stock 3,500 $30.00 $105,000.00
Disclosure

SEC source: 0001209191-21-062670 · doc4.xml · nonDerivative · entry 6

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,500

F2 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F1 · ownership.nature: The shares are held in the name of the Aselage Family Trust.

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November 01, 2021 Filed Nov 3, 2021 20:05 UTC SaleCommon Stock 5,000 $29.48 $147,400.00
Disclosure

SEC source: 0001209191-21-062670 · doc4.xml · nonDerivative · entry 5

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.065 to $29.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: The shares are held in the name of the Aselage Family Trust.

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October 07, 2021 Filed Oct 8, 2021 20:18 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 60,000 $0.00 Strike: $16.23 $0.00
Disclosure

SEC source: 0001209191-21-060035 · doc4.xml · derivative · entry 4

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 60,000 shares

Expires 2026-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

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October 07, 2021 Filed Oct 8, 2021 20:18 UTC SaleCommon Stock 32,000 $26.26 $840,320.00
Disclosure

SEC source: 0001209191-21-060035 · doc4.xml · nonDerivative · entry 3

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,794

F1 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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October 07, 2021 Filed Oct 8, 2021 20:18 UTC SaleCommon Stock 28,000 $26.23 $734,440.00
Disclosure

SEC source: 0001209191-21-060035 · doc4.xml · nonDerivative · entry 2

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,794

F1 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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October 07, 2021 Filed Oct 8, 2021 20:18 UTC Exercise / conversionCommon Stock 60,000 $16.23 $973,800.00
Disclosure

SEC source: 0001209191-21-060035 · doc4.xml · nonDerivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.