TTMI

SEC source: 0001209191-17-016052 · doc4.xml · nonDerivative · entry 2

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,146

F3 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.33, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016040 · doc4.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,310

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.54, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016050 · doc4.xml · nonDerivative · entry 1

Schull Todd B · CIK 0001387589 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,185

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.55, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016054 · doc4.xml · nonDerivative · entry 2

Titterton Philip · CIK 0001662403 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,289

F3 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.56, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016054 · doc4.xml · nonDerivative · entry 1

Titterton Philip · CIK 0001662403 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,257

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.56, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016052 · doc4.xml · nonDerivative · entry 1

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,002

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.54, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016048 · doc4.xml · nonDerivative · entry 2

SANCHEZ TONY · CIK 0001186164 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,910

F4 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.55, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-016048 · doc4.xml · nonDerivative · entry 1

SANCHEZ TONY · CIK 0001186164 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,965

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.55, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The number of shares beneficially owned was incorrectly reported on the reporting person's Form 4 filed 2/23/17.

SEC source: 0001209191-17-016044 · doc4.xml · nonDerivative · entry 1

Hardwick William Kent · CIK 0001660277 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,314

F1 · shares: Represents the sale of shares sold to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.1828 to $16.2995, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000950103-17-001964 · dp73440_4-chien.xml · nonDerivative · entry 1

Tang Hsiang Chien · CIK 0001489193 · 10% owner

Su Sih (BVI) Ltd · CIK 0001489197 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through 83.4% ownership in Su Sih (BVI) Limited

Disclosed balance after: 8,141,680

F1 · kind: The sale transaction reported on this Form 4 was effected as a sale of 4,000,000 shares of common stock of TTM Technologies, Inc. by Su Sih (BVI) Limited pursuant to Rule 144 under the Securities Act of 1933. Following such transaction, Su Sih (BVI) Limited owns 9,761,874 shares of common stock of TTM Technologies, Inc.

F1 · shares: The sale transaction reported on this Form 4 was effected as a sale of 4,000,000 shares of common stock of TTM Technologies, Inc. by Su Sih (BVI) Limited pursuant to Rule 144 under the Securities Act of 1933. Following such transaction, Su Sih (BVI) Limited owns 9,761,874 shares of common stock of TTM Technologies, Inc.

F1 · price: The sale transaction reported on this Form 4 was effected as a sale of 4,000,000 shares of common stock of TTM Technologies, Inc. by Su Sih (BVI) Limited pursuant to Rule 144 under the Securities Act of 1933. Following such transaction, Su Sih (BVI) Limited owns 9,761,874 shares of common stock of TTM Technologies, Inc.

F1 · ownership.nature: The sale transaction reported on this Form 4 was effected as a sale of 4,000,000 shares of common stock of TTM Technologies, Inc. by Su Sih (BVI) Limited pursuant to Rule 144 under the Securities Act of 1933. Following such transaction, Su Sih (BVI) Limited owns 9,761,874 shares of common stock of TTM Technologies, Inc.

SEC source: 0001209191-17-015350 · doc4.xml · nonDerivative · entry 1

Hardwick William Kent · CIK 0001660277 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.5819 to $16.5901, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013711 · doc4.xml · nonDerivative · entry 2

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,852

F3 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.57 to $16.80, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013705 · doc4.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,260

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $16.87, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013848 · doc4.xml · nonDerivative · entry 2

SANCHEZ TONY · CIK 0001186164 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,141

F3 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $16.87, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013848 · doc4.xml · nonDerivative · entry 1

SANCHEZ TONY · CIK 0001186164 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,627

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $16.87, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013842 · doc4.xml · nonDerivative · entry 1

Hardwick William Kent · CIK 0001660277 · Sr. Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,968

F1 · shares: Represents the sale of shares sold to pay the tax liability incident to the vesting of RSUs.

SEC source: 0001209191-17-013715 · doc4.xml · nonDerivative · entry 1

Titterton Philip · CIK 0001662403 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,358

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.71 to $16.83, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013711 · doc4.xml · nonDerivative · entry 1

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,566

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $16.85, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013706 · doc4.xml · nonDerivative · entry 1

Schull Todd B · CIK 0001387589 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,785

F1 · shares: Represents the sale of shares sold pursuant to a 10b5-1 Sales Plan to pay the tax liability incident to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $16.87, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-013702 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 70,116

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.74 to $16.84, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-012801 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 84,227

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.70 to $16.90, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-011874 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 120,116

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.29 to $17.51, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-010418 · doc4.xml · nonDerivative · entry 1

Chung Tai Keung · CIK 0001489195 · EVP/Asia Pacific Bus Develop.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.3050, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-005685 · doc4.xml · derivative · entry 5

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2019-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of the options vest and become exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.

SEC source: 0001209191-17-005685 · doc4.xml · derivative · entry 4

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2019-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of the options vested and became exercisable on the first, second and third anniversaries of the date of grant, beginning on August 5, 2010.

SEC source: 0001209191-17-005685 · doc4.xml · nonDerivative · entry 3

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

F2 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-17-005685 · doc4.xml · nonDerivative · entry 2

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-17-005685 · doc4.xml · nonDerivative · entry 1

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-17-005683 · doc4.xml · nonDerivative · entry 1

Schull Todd B · CIK 0001387589 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,385

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-17-004505 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 173,116

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-17-009869 · doc5.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 123,116

F1 · kind: The transaction represents a bona fide charitable gift to a donor-advised fund.

SEC source: 0000950103-16-018086 · dp70475_4-ssthc.xml · nonDerivative · entry 1

Tang Hsiang Chien · CIK 0001489193 · 10% owner

Su Sih (BVI) Ltd · CIK 0001489197 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through 83.4% ownership in Su Sih (BVI) Limited

Disclosed balance after: 11,477,793

F1 · kind: The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of TTM Technologies, Inc. in which Su Sih (BVI) Limited was the selling stockholder who sold 13,800,000 shares of common stock of TTM Technologies, Inc. at $11.01125 per share.

F1 · price: The sale transaction reported on this Form 4 was effected as part of an underwritten public offering of common stock of TTM Technologies, Inc. in which Su Sih (BVI) Limited was the selling stockholder who sold 13,800,000 shares of common stock of TTM Technologies, Inc. at $11.01125 per share.

SEC source: 0001209191-16-148335 · doc4.xml · nonDerivative · entry 1

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.19 to 13.49, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-16-147835 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kenton K. Alder Family Living Trust

Disclosed balance after: 176,116

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.12 to $13.46, inclusive. The reporting person undertakes to provide to TTM Technologies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-16-147417 · doc4.xml · nonDerivative · entry 1

Schull Todd B · CIK 0001387589 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,385

F1 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-16-146961 · doc4.xml · derivative · entry 3

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2016-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fourth of the options vested and became exercisable on the first, second, third and fourth anniversaries of the date of grant, beginning on November 1, 2007.

SEC source: 0001209191-16-146961 · doc4.xml · nonDerivative · entry 2

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,178

F2 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-16-146961 · doc4.xml · nonDerivative · entry 1

Soder Douglas L · CIK 0001380201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-16-146959 · doc4.xml · derivative · entry 3

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,209 shares

Expires 2016-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fourth of the options vested and became exercisable on the first, second, third and fourth anniversaries of the date of grant, beginning on November 1, 2007.

SEC source: 0001209191-16-146959 · doc4.xml · nonDerivative · entry 2

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,267

F2 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-16-146959 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-16-146574 · doc4.xml · derivative · entry 2

ENGLAND JULIE SPICER · CIK 0001122572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-10-20

F2 · derivative.exercise_date: One-fourth of the options vest and become exercisable on each anniversary of the date of grant beginning on October 20, 2017.

SEC source: 0001209191-16-146574 · doc4.xml · nonDerivative · entry 1

ENGLAND JULIE SPICER · CIK 0001122572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors.

SEC source: 0001209191-16-145547 · doc4.xml · derivative · entry 7

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2019-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.

SEC source: 0001209191-16-145547 · doc4.xml · derivative · entry 6

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2019-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on August 5, 2010.

SEC source: 0001209191-16-145547 · doc4.xml · derivative · entry 5

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 13, 2009.

SEC source: 0001209191-16-145547 · doc4.xml · nonDerivative · entry 4

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,267

F2 · shares: The shares were sold pursuant to a 10b5-1 Sales Plan.

SEC source: 0001209191-16-145547 · doc4.xml · nonDerivative · entry 3

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-16-145547 · doc4.xml · nonDerivative · entry 2

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.

SEC source: 0001209191-16-145547 · doc4.xml · nonDerivative · entry 1

ALDER KENTON K · CIK 0001259430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised pursuant to a 10b5-1 Plan.