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TETRA TECHNOLOGIES INC

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570
SEC CIK
0000844965
Parsed reports
507

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202602
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock · Derivative 2,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001644 · primarydocument.xml · derivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,306

Underlying: Common Stock · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.exercise_date: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 639 $2.65 $1,693.35
Disclosure

SEC source: 0001562180-21-001644 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,648

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 2,152 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001644 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionRestricted Stock Unit · Derivative 4,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001643 · primarydocument.xml · derivative · entry 3

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,969

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Tax withholdingCommon Stock 1,330 $2.65 $3,524.50
Disclosure

SEC source: 0001562180-21-001643 · primarydocument.xml · nonDerivative · entry 2

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,661

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21,2019.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:03 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001643 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:47 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 2,595 $2.49 $6,461.55
Disclosure

SEC source: 0001562180-21-001491 · primarydocument.xml · nonDerivative · entry 3

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,198

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:47 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 35,484 $2.49 $88,355.16
Disclosure

SEC source: 0001562180-21-001490 · primarydocument.xml · nonDerivative · entry 3

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,814

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock awards granted on February 22, 2018.

Read SEC document
February 22, 2021 Filed Feb 26, 2021 22:03 UTC Amendment
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 2,131 $2.49 $5,306.19
Disclosure

SEC source: 0001562180-21-001642 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,662

F1 · shares: Corrected to reflect an error in the total reported number of shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018 under the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan.

Read SEC document
February 22, 2021 Filed Feb 26, 2021 22:02 UTC Amendment
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 35,591 $2.49 $88,621.59
Disclosure

SEC source: 0001562180-21-001640 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,707

F1 · shares: Corrected to reflect an error in the total reported number of shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018 under the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock · Derivative 70,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001491 · primarydocument.xml · derivative · entry 4

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,766

Underlying: Common Stock · 70,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20,2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20,2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20,2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 19,113 $2.55 $48,738.15
Disclosure

SEC source: 0001562180-21-001491 · primarydocument.xml · nonDerivative · entry 2

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,793

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock 70,383 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001491 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionCommon Stock · Derivative 70,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001490 · primarydocument.xml · derivative · entry 4

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,892

Underlying: Common Stock · 70,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 17,171 $2.55 $43,786.05
Disclosure

SEC source: 0001562180-21-001490 · primarydocument.xml · nonDerivative · entry 2

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,298

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:47 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionCommon Stock 70,946 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001490 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Murphy Brady MPresident & CEO
Exercise / conversionCommon Stock · Derivative 179,054 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001489 · primarydocument.xml · derivative · entry 3

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,109

Underlying: Common Stock · 179,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Murphy Brady MPresident & CEO
Tax withholdingCommon Stock 43,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001489 · primarydocument.xml · nonDerivative · entry 2

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,237

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Murphy Brady MPresident & CEO
Exercise / conversionCommon Stock 179,054 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001489 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionCommon Stock · Derivative 16,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001487 · primarydocument.xml · derivative · entry 3

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Underlying: Common Stock · 16,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2020. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Tax withholdingCommon Stock 5,009 $2.55 $12,772.95
Disclosure

SEC source: 0001562180-21-001487 · primarydocument.xml · nonDerivative · entry 2

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,507

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:46 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionCommon Stock 16,892 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001487 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionCommon Stock · Derivative 20,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541

Underlying: Common Stock · 20,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
O'Brien Richard DVP-Finance & Global Controller
Tax withholdingCommon Stock 6,011 $2.55 $15,328.05
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,680

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionCommon Stock 20,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001484 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock · Derivative 15,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001482 · primarydocument.xml · derivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,758

Underlying: Common Stock · 15,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 20, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 4,708 $2.55 $12,005.40
Disclosure

SEC source: 0001562180-21-001482 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,135

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:45 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 15,878 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001482 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:40 UTC
SERRANO ELIJIO VSr. Vice President & CFO
GrantRestricted Stock Unit · Derivative 258,947 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001325 · primarydocument.xml · derivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,024

Underlying: Common Stock · 258,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:40 UTC
SANDERSON MATTHEWSenior Vice President
GrantRestricted Stock Unit · Derivative 155,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001324 · primarydocument.xml · derivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,070

Underlying: Common Stock · 155,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:39 UTC
O'Brien Richard DVP-Finance & Global Controller
GrantRestricted Stock Unit · Derivative 64,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001323 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,668

Underlying: Common Stock · 64,737 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:39 UTC
Mucha Jacek MVP Finance, Treasurer
GrantRestricted Stock Unit · Derivative 58,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001322 · primarydocument.xml · derivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,384

Underlying: Common Stock · 58,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:39 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
GrantRestricted Stock Unit · Derivative 103,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001321 · primarydocument.xml · derivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,265

Underlying: Common Stock · 103,579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022, and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:39 UTC
Murphy Brady MPresident & CEO
GrantRestricted Stock Unit · Derivative 647,367 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001320 · primarydocument.xml · derivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,375

Underlying: Common Stock · 647,367 shares

Expires 2031-02-17

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.63.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022 and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 17, 2022 and one-sixth at the completion of each six-month period thereafter until February 17, 2024, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 21:49 UTC
Murphy Brady MPresident & CEO
Tax withholdingCommon Stock 30,591 $2.62 $80,148.42
Disclosure

SEC source: 0001562180-21-001165 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,783

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the inducement restricted stock award granted on February 12, 2018 under the TETRA Technologies, Inc. 2018 Inducement Restricted Stock Plan.

Read SEC document
February 12, 2021 Filed Feb 26, 2021 22:02 UTC Amendment
Murphy Brady MPresident & CEO
Tax withholdingCommon Stock 36,847 $2.62 $96,539.14
Disclosure

SEC source: 0001562180-21-001639 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,981

F1 · shares: Corrected to reflect an error in the total reported number of shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the inducement restricted stock award granted on February 12, 2018 under the TETRA Technologies, Inc. 2018 Inducement Restricted Stock Plan.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionRestricted Stock Unit · Derivative 11,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,959

Underlying: Common Stock · 11,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC
O'Brien Richard DVP-Finance & Global Controller
Tax withholdingCommon Stock 2,757 $0.50 $1,380.15
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,421

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

Read SEC document
September 26, 2020 Filed Sep 28, 2020 21:03 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionCommon Stock 11,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006108 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:01 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 2,131 $0.68 $1,449.08
Disclosure

SEC source: 0001562180-20-005724 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,450

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:59 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 4,131 $0.68 $2,809.08
Disclosure

SEC source: 0001562180-20-005723 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,523

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock · Derivative 17,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005667 · primarydocument.xml · derivative · entry 3

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,811

Underlying: Common Stock · 17,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 4,441 $0.62 $2,732.10
Disclosure

SEC source: 0001562180-20-005667 · primarydocument.xml · nonDerivative · entry 2

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,581

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock 17,936 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005667 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
Moeller Timothy CVP & Chief Procurement Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005666 · primarydocument.xml · derivative · entry 2

Moeller Timothy C · CIK 0001774290 · VP & Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,453

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
Moeller Timothy CVP & Chief Procurement Officer
Exercise / conversionCommon Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005666 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · VP & Chief Procurement Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:24 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 2,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005664 · primarydocument.xml · derivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,458

Underlying: Common Stock · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:24 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 525 $0.62 $322.98
Disclosure

SEC source: 0001562180-20-005664 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,965

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:24 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 2,152 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005664 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:25 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionRestricted Stock Unit · Derivative 34,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005665 · primarydocument.xml · derivative · entry 3

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,239

Underlying: Common Stock · 34,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.