TTI

SEC source: 0001562180-22-001648 · primarydocument.xml · nonDerivative · entry 2

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,609

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

SEC source: 0001562180-22-001648 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001646 · primarydocument.xml · derivative · entry 3

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,579

Underlying: Common Stock · 51,789 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-22-001646 · primarydocument.xml · nonDerivative · entry 2

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,333

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

SEC source: 0001562180-22-001646 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001645 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,158

Underlying: Common Stock · 21,579 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 17, 2022. Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-22-001645 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,663

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

SEC source: 0001562180-22-001645 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17,2021. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001644 · primarydocument.xml · derivative · entry 3

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,053

Underlying: Common Stock · 34,526 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-22-001644 · primarydocument.xml · nonDerivative · entry 2

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,333

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

SEC source: 0001562180-22-001644 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001643 · primarydocument.xml · derivative · entry 3

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,632

Underlying: Common Stock · 86,315 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-22-001643 · primarydocument.xml · nonDerivative · entry 2

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,425

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

SEC source: 0001562180-22-001643 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-002800 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,707

F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

F2 · shares: The purpose of this amendment is to correct an error in the calculation of the number of shares withheld for tax withholding purposes and, as a result, the number of shares owned following the transaction that were under-reported. It does not represent a sale by the reporting person.

SEC source: 0001562180-22-002799 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,988

F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

F2 · shares: The purpose of this amendment is to correct an error in the calculation of the number of shares withheld for tax withholding purposes and, as a result, the number of shares owned following the transaction that were under-reported. It does not represent a sale by the reporting person.

SEC source: 0001562180-22-001231 · primarydocument.xml · derivative · entry 1

McGee Sharon D. Booth · CIK 0001907699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

Underlying: Common Stock · 9,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.92.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. The First Amended and Restated 2018 Equity Incentive Plan. One-hundred percent of the award will vest on May 26, 2022, subject to continued service with the Issuer on the respective vesting date. Vested shares will be delivered to the reporting person on the settlement date.

F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. The First Amended and Restated 2018 Equity Incentive Plan. One-hundred percent of the award will vest on May 26, 2022, subject to continued service with the Issuer on the respective vesting date. Vested shares will be delivered to the reporting person on the settlement date.

SEC source: 0001562180-21-006885 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

F1 · shares: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on November 6, 2018.

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,677

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.865 USD to $3.89 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,677

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.745 USD to $3.82 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-21-006886 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,677

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.805 USD to $3.845 USD; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-21-006118 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,320

Underlying: Common Stock · 11,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of the restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of the restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-006118 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,677

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on March 26, 2019.

SEC source: 0001562180-21-006118 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005619 · primarydocument.xml · derivative · entry 7

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 2,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005619 · primarydocument.xml · derivative · entry 6

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

Underlying: Common Stock · 2,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005619 · primarydocument.xml · nonDerivative · entry 4

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,792

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

SEC source: 0001562180-21-005619 · primarydocument.xml · nonDerivative · entry 3

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005619 · primarydocument.xml · nonDerivative · entry 2

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,748

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

SEC source: 0001562180-21-005619 · primarydocument.xml · nonDerivative · entry 1

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005614 · primarydocument.xml · derivative · entry 6

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,582

Underlying: Common Stock · 89,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005614 · primarydocument.xml · derivative · entry 5

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,810

Underlying: Common Stock · 53,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005614 · primarydocument.xml · nonDerivative · entry 4

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,733

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

SEC source: 0001562180-21-005614 · primarydocument.xml · nonDerivative · entry 3

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005614 · primarydocument.xml · nonDerivative · entry 2

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,098

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

SEC source: 0001562180-21-005614 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005611 · primarydocument.xml · derivative · entry 6

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Underlying: Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005611 · primarydocument.xml · derivative · entry 5

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,338

Underlying: Common Stock · 8,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005611 · primarydocument.xml · nonDerivative · entry 4

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,355

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

SEC source: 0001562180-21-005611 · primarydocument.xml · nonDerivative · entry 3

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,412

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

SEC source: 0001562180-21-005611 · primarydocument.xml · nonDerivative · entry 2

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005611 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005613 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,406

Underlying: Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005613 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,114

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

SEC source: 0001562180-21-005613 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005612 · primarydocument.xml · derivative · entry 6

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

Underlying: Common Stock · 2,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005612 · primarydocument.xml · derivative · entry 5

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,819

Underlying: Common Stock · 7,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

SEC source: 0001562180-21-005612 · primarydocument.xml · nonDerivative · entry 4

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,991

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

SEC source: 0001562180-21-005612 · primarydocument.xml · nonDerivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-21-005612 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,363

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.