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NYSE · USD

TTI

TETRA TECHNOLOGIES INC

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Tapewire entity
570
SEC CIK
0000844965
Parsed reports
507

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202602
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Mar 2, 2022 01:56 UTC Exercise / conversionCommon Stock 2,386 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002071 · primarydocument.xml · nonDerivative · entry 2

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:56 UTC Exercise / conversionCommon Stock 2,703 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002071 · primarydocument.xml · nonDerivative · entry 1

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 34,080 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · derivative · entry 6

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionCommon Stock · Derivative 35,473 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · derivative · entry 5

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,946

Underlying: Common Stock · 35,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 8,638 $2.94 $25,395.72
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · nonDerivative · entry 4

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,041

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 8,299 $2.94 $24,399.06
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · nonDerivative · entry 3

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,679

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionCommon Stock 34,080 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · nonDerivative · entry 2

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:31 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Exercise / conversionCommon Stock 35,473 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002069 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock · Derivative 35,191 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · derivative · entry 6

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,384

Underlying: Common Stock · 35,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock · Derivative 17,937 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · derivative · entry 5

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 4,368 $2.94 $12,841.92
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · nonDerivative · entry 4

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,523

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 8,570 $2.94 $25,195.80
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · nonDerivative · entry 3

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,891

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock 17,937 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · nonDerivative · entry 2

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:28 UTC
SANDERSON MATTHEWSenior Vice President
Exercise / conversionCommon Stock 35,191 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002068 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionRestricted Stock Units · Derivative 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · derivative · entry 3

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,271

Underlying: Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
O'Brien Richard DVP-Finance & Global Controller
Tax withholdingCommon Stock 3,006 $2.94 $8,837.64
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · nonDerivative · entry 2

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,792

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
O'Brien Richard DVP-Finance & Global Controller
Exercise / conversionCommon Stock 10,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002067 · primarydocument.xml · nonDerivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 89,527 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · derivative · entry 6

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,055

Underlying: Common Stock · 89,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 53,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · derivative · entry 5

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Tax withholdingCommon Stock 21,800 $2.94 $64,092.00
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · nonDerivative · entry 4

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,525

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Tax withholdingCommon Stock 15,621 $2.94 $45,925.74
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · nonDerivative · entry 3

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,325

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Exercise / conversionCommon Stock 89,527 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · nonDerivative · entry 2

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Murphy Brady MPresident & CEO
Exercise / conversionCommon Stock 53,810 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002066 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 7,939 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · derivative · entry 6

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Underlying: Common Stock · 7,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 2,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · derivative · entry 5

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: This award fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: This award fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: This award fully vested on February 21, 2019. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 639 $2.94 $1,878.66
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · nonDerivative · entry 4

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,540

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 2,354 $2.94 $6,920.76
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · nonDerivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,179

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 7,939 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 2,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002065 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionRestricted Stock Units · Derivative 8,446 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · derivative · entry 6

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

Underlying: Common Stock · 8,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F6 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionRestricted Stock Units · Derivative 4,485 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · derivative · entry 5

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F1 · kind: Represents vested shares of restricted stock units granted on February 19, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 19, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · derivative.expiration_date: The restricted stock unit award fully vested on February 25, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Tax withholdingCommon Stock 1,052 $2.94 $3,092.88
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · nonDerivative · entry 4

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,231

F4 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Tax withholdingCommon Stock 1,981 $2.94 $5,824.14
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · nonDerivative · entry 3

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,283

F3 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 20, 2020.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionCommon Stock 8,446 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · nonDerivative · entry 2

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 01:27 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
Exercise / conversionCommon Stock 4,485 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002064 · primarydocument.xml · nonDerivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 19, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Represents vested shares of restricted stock units granted on February 19, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:53 UTC
SERRANO ELIJIO VSr. Vice President & CFO
GrantRestricted Stock Units · Derivative 171,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001801 · primarydocument.xml · derivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,116

Underlying: Common Stock · 171,116 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:52 UTC
Murphy Brady MPresident & CEO
GrantRestricted Stock Units · Derivative 462,013 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001799 · primarydocument.xml · derivative · entry 1

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,013

Underlying: Common Stock · 462,013 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:52 UTC
Mucha Jacek MVP Finance, Treasurer
GrantRestricted Stock Units · Derivative 38,502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001796 · primarydocument.xml · derivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,502

Underlying: Common Stock · 38,502 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:52 UTC
O'Brien Richard DVP-Finance & Global Controller
GrantRestricted Stock Units · Derivative 32,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001798 · primarydocument.xml · derivative · entry 1

O'Brien Richard D · CIK 0001770647 · VP-Finance & Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,808

Underlying: Common Stock · 32,808 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:51 UTC GrantRestricted Stock Units · Derivative 2,225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001793 · primarydocument.xml · derivative · entry 2

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:51 UTC GrantRestricted Stock Units · Derivative 41,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001793 · primarydocument.xml · derivative · entry 1

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,068

Underlying: Common Stock · 41,068 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:51 UTC
Moeller Timothy CSVP - Supply Chain & Chemicals
GrantRestricted Stock Units · Derivative 102,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001795 · primarydocument.xml · derivative · entry 1

Moeller Timothy C · CIK 0001774290 · SVP - Supply Chain & Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,670

Underlying: Common Stock · 102,670 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:51 UTC
SANDERSON MATTHEWSenior Vice President
GrantRestricted Stock Units · Derivative 106,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001794 · primarydocument.xml · derivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,948

Underlying: Common Stock · 106,948 shares

Expires 2025-02-28

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.74.

F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2023 and one-sixth at the completion of each six-month period thereafter until fully vested, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 19,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001649 · primarydocument.xml · derivative · entry 3

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,842

Underlying: Common Stock · 19,421 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC
Mucha Jacek MVP Finance, Treasurer
Tax withholdingCommon Stock 4,730 $2.91 $13,764.30
Disclosure

SEC source: 0001562180-22-001649 · primarydocument.xml · nonDerivative · entry 2

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,441

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC
Mucha Jacek MVP Finance, Treasurer
Exercise / conversionCommon Stock 19,421 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001649 · primarydocument.xml · nonDerivative · entry 1

Mucha Jacek M · CIK 0001788797 · VP Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001647 · primarydocument.xml · derivative · entry 3

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,811

Underlying: Common Stock · 6,905 shares

Expires 2024-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC Tax withholdingCommon Stock 2,048 $2.91 $5,959.68
Disclosure

SEC source: 0001562180-22-001647 · primarydocument.xml · nonDerivative · entry 2

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,506

F2 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 17, 2021.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC Exercise / conversionCommon Stock 6,905 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001647 · primarydocument.xml · nonDerivative · entry 1

Boston Shoemake Alicia r · CIK 0001876303 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 23:07 UTC
Murphy Brady MPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 215,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001648 · primarydocument.xml · derivative · entry 3

Murphy Brady M · CIK 0001730264 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,578

Underlying: Common Stock · 215,789 shares

Expires 2031-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 17, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.