Tapewire

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Townsquare Media, Inc.

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6737
SEC CIK
0001499832
Parsed reports
230

Last 12 months

Inside the activity.

3 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202602
Feb 202611
Mar 202603
Apr 202600
May 202614
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 16:02 UTC
PRICE STEVENDirector · Chairman and CEO
Disposition to issuerOption to Purchase Class B Common Stock · Derivative 1,824,019 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000185 · t1700023_x12.xml · derivative · entry 1

PRICE STEVEN · CIK 0000938142 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class B Common Stock · 1,824,019 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:57 UTC
Prasad DhruvEVP, Live Events
GrantOptions to Purchase Class B Common Stock · Derivative 100,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000182 · t1700023_x9.xml · derivative · entry 4

Prasad Dhruv · CIK 0001613710 · EVP, Live Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,005

Underlying: Class B Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:57 UTC
Prasad DhruvEVP, Live Events
Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 100,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000182 · t1700023_x9.xml · derivative · entry 3

Prasad Dhruv · CIK 0001613710 · EVP, Live Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,005

Underlying: Class B Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:57 UTC
Prasad DhruvEVP, Live Events
GrantOptions to Purchase Class B Common Stock · Derivative 456,005 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000182 · t1700023_x9.xml · derivative · entry 2

Prasad Dhruv · CIK 0001613710 · EVP, Live Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,005

Underlying: Class B Common Stock · 456,005 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:57 UTC
Prasad DhruvEVP, Live Events
Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 456,005 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000182 · t1700023_x9.xml · derivative · entry 1

Prasad Dhruv · CIK 0001613710 · EVP, Live Events

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class B Common Stock · 456,005 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:48 UTC
Wilson BillEVP and Chief Content Officer
GrantOptions to Purchase Class A Common Stock · Derivative 100,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000174 · t1700023_x1.xml · derivative · entry 4

Wilson Bill · CIK 0001613712 · EVP and Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,005

Underlying: Class A Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:48 UTC
Wilson BillEVP and Chief Content Officer
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 100,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000174 · t1700023_x1.xml · derivative · entry 3

Wilson Bill · CIK 0001613712 · EVP and Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,005

Underlying: Class A Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:48 UTC
Wilson BillEVP and Chief Content Officer
GrantOptions to Purchase Class A Common Stock · Derivative 456,005 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000174 · t1700023_x1.xml · derivative · entry 2

Wilson Bill · CIK 0001613712 · EVP and Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,005

Underlying: Class A Common Stock · 456,005 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:48 UTC
Wilson BillEVP and Chief Content Officer
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 456,005 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000174 · t1700023_x1.xml · derivative · entry 1

Wilson Bill · CIK 0001613712 · EVP and Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 456,005 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:54 UTC GrantOption to Purchase Class A Common Stock · Derivative 26,057 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000179 · t1700023-x6.xml · derivative · entry 2

GINSBERG GARY L · CIK 0001236136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,057

Underlying: Class A Common Stock · 26,057 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: Mr. Ginsberg's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:54 UTC Disposition to issuerOption to Purchase Class A Common Stock · Derivative 26,057 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000179 · t1700023-x6.xml · derivative · entry 1

GINSBERG GARY L · CIK 0001236136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 26,057 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: Mr. Ginsberg's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:00 UTC
Schatz ScottEVP, Finance Op and Tech
GrantOptions to Purchase Class B Common Stock · Derivative 25,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000184 · t1700023_x11.xml · derivative · entry 4

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,002

Underlying: Class B Common Stock · 25,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:00 UTC
Schatz ScottEVP, Finance Op and Tech
Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 25,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000184 · t1700023_x11.xml · derivative · entry 3

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,002

Underlying: Class B Common Stock · 25,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:00 UTC
Schatz ScottEVP, Finance Op and Tech
GrantOptions to Purchase Class B Common Stock · Derivative 228,002 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000184 · t1700023_x11.xml · derivative · entry 2

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,002

Underlying: Class B Common Stock · 228,002 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:00 UTC
Schatz ScottEVP, Finance Op and Tech
Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 228,002 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000184 · t1700023_x11.xml · derivative · entry 1

Schatz Scott · CIK 0001614340 · EVP, Finance Op and Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class B Common Stock · 228,002 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Stewart MarkEVP & CHIEF STRATEGIC OFFICER
GrantOption to Purchase Class A Common Stock · Derivative 65,144 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000181 · t1700023-x8.xml · derivative · entry 2

Stewart Mark · CIK 0001613775 · EVP & CHIEF STRATEGIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,144

Underlying: Class A Common Stock · 65,144 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Stewart MarkEVP & CHIEF STRATEGIC OFFICER
Disposition to issuerOption to Purchase Class A Common Stock · Derivative 65,144 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000181 · t1700023-x8.xml · derivative · entry 1

Stewart Mark · CIK 0001613775 · EVP & CHIEF STRATEGIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 65,144 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:59 UTC GrantOptions to Purchase Class B Common Stock · Derivative 100,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000183 · t1700023_x10.xml · derivative · entry 4

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,009

Underlying: Class B Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

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January 03, 2017 Filed Jan 5, 2017 20:59 UTC Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 100,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000183 · t1700023_x10.xml · derivative · entry 3

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,009

Underlying: Class B Common Stock · 100,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

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January 03, 2017 Filed Jan 5, 2017 20:59 UTC GrantOptions to Purchase Class B Common Stock · Derivative 912,009 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000183 · t1700023_x10.xml · derivative · entry 2

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,009

Underlying: Class B Common Stock · 912,009 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

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January 03, 2017 Filed Jan 5, 2017 20:59 UTC Disposition to issuerOptions to Purchase Class B Common Stock · Derivative 912,009 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000183 · t1700023_x10.xml · derivative · entry 1

Rosenstein Stuart B · CIK 0001292179 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Class B Common Stock · 912,009 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class B Common Stock were fully vested upon issuance but remain subject to certain transfer restrictions.

F3 · balance_after: In connection with the issuer's initial public offering (the "IPO") in July 2014, the Reporting Person entered into a stockholders' agreement (the "Stockholders' Agreement") with OCM POF IV AIF GAP Holdings, L.P. ("GAP Holdings"), OCM PF/FF Radio Holdings PT, L.P. ("Radio Holdings"), FiveWire Media Ventures, LLC ("FiveWire") and the other members of FiveWire. Pursuant to the Stockholders' Agreement, FiveWire and its members have agreed to support certain nominees of GAP Holdings, Radio Holdings and their affiliates (collectively, "Oaktree"), as directors of the issuer, and have granted to Oaktree an irrevocable proxy to vote the shares of Class B common stock of the issuer into which the securities held by FiveWire and its members were converted at the time of the IPO. As a result, Oaktree may be deemed to form a "group" with FiveWire and its members.

F4 · balance_after: The Reporting Person disclaims beneficial ownership of any securities held by the other parties to the Stockholders' Agreement, except to the extent of his pecuniary interest therein.

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January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Josephs Michael WEVP, Business Dev. and M&A
GrantOptions to Purchase Class A Common Stock · Derivative 35,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000180 · t1700023-x7.xml · derivative · entry 4

Josephs Michael W · CIK 0001649357 · EVP, Business Dev. and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,144

Underlying: Class A Common Stock · 35,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Josephs Michael WEVP, Business Dev. and M&A
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 35,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000180 · t1700023-x7.xml · derivative · entry 3

Josephs Michael W · CIK 0001649357 · EVP, Business Dev. and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,144

Underlying: Class A Common Stock · 35,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Josephs Michael WEVP, Business Dev. and M&A
GrantOptions to Purchase Class A Common Stock · Derivative 65,144 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000180 · t1700023-x7.xml · derivative · entry 2

Josephs Michael W · CIK 0001649357 · EVP, Business Dev. and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,144

Underlying: Class A Common Stock · 65,144 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:55 UTC
Josephs Michael WEVP, Business Dev. and M&A
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 65,144 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000180 · t1700023-x7.xml · derivative · entry 1

Josephs Michael W · CIK 0001649357 · EVP, Business Dev. and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A Common Stock · 65,144 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:53 UTC
Hellum ErikEXECUTIVE VICE PRESIDENT
GrantOption to Purchase Class A Common Stock · Derivative 211,716 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000178 · t1700023-x5.xml · derivative · entry 2

Hellum Erik · CIK 0001613709 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,716

Underlying: Class A Common Stock · 211,716 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:53 UTC
Hellum ErikEXECUTIVE VICE PRESIDENT
Disposition to issuerOption to Purchase Class A Common Stock · Derivative 211,716 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000178 · t1700023-x5.xml · derivative · entry 1

Hellum Erik · CIK 0001613709 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 211,716 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:51 UTC
Lebow DavidDirector
GrantOption to Purchase Class A Common Stock · Derivative 26,057 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000177 · t1700023_x4.xml · derivative · entry 2

Lebow David · CIK 0001613711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,057

Underlying: Class A Common Stock · 26,057 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: Mr. Lebow's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:51 UTC
Lebow DavidDirector
Disposition to issuerOption to Purchase Class A Common Stock · Derivative 26,057 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000177 · t1700023_x4.xml · derivative · entry 1

Lebow David · CIK 0001613711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 26,057 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person on July 25, 2014. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: Mr. Lebow's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:50 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
GrantOptions to Purchase Class A Common Stock · Derivative 25,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000176 · t1700023_x3.xml · derivative · entry 4

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,172

Underlying: Class A Common Stock · 25,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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January 03, 2017 Filed Jan 5, 2017 20:50 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 25,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000176 · t1700023_x3.xml · derivative · entry 3

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,172

Underlying: Class A Common Stock · 25,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:50 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
GrantOptions to Purchase Class A Common Stock · Derivative 36,172 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000176 · t1700023_x3.xml · derivative · entry 2

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,172

Underlying: Class A Common Stock · 36,172 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:50 UTC
Yenicay Claire MarieEVP, Inv Rel and Corp Comm
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 36,172 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001571049-17-000176 · t1700023_x3.xml · derivative · entry 1

Yenicay Claire Marie · CIK 0001649349 · EVP, Inv Rel and Corp Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 36,172 shares

Expires 2024-07-25

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the reporting person pursuant to two grants, on July 25, 2014 and August 19, 2015 respectively. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:49 UTC
Kitchen ChristopherEVP and General Counsel
GrantOptions to Purchase Class A Common Stock · Derivative 50,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001571049-17-000175 · t1700023_x2.xml · derivative · entry 2

Kitchen Christopher · CIK 0001650547 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on August 19, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:49 UTC
Kitchen ChristopherEVP and General Counsel
Disposition to issuerOptions to Purchase Class A Common Stock · Derivative 50,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001571049-17-000175 · t1700023_x2.xml · derivative · entry 1

Kitchen Christopher · CIK 0001650547 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2025-08-19

F1 · kind: The transaction reported herein reflects a repricing of options (the "Repricing") that became effective on January 3, 2017. The stock options were originally granted to the Reporting Person on August 19, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no other changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.

F2 · derivative.exercise_date: The Reporting Person's options to purchase Class A Common Stock were fully vested upon issuance, but remain subject to certain transfer restrictions.

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August 16, 2016 Filed Aug 18, 2016 21:00 UTC
GENERAL ELECTRIC COSee Exhibit 99.1
SaleClass C Common Stock · Derivative 3,258,139 $7.20 $23,458,600.80
Disclosure

SEC source: 0001140361-16-077183 · form4.xml · derivative · entry 1

GE Capital US Holdings, Inc. · CIK 0001660492 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,258,139 shares

Expires not disclosed

F1 · security: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: GE Capital Equity Holdings, LLC (formerly known as GE Capital Equity Holdings, Inc.) ("GECEH") sold 2,996,283 shares; GE Business Financial Services Inc. ("GEBFS") sold 144,284 shares; and AN Capital Corporation (formerly known as Antares Capital Corporation) ("AN Capital") sold 117,572 shares.

F1 · derivative.exercise_date: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: Each share of the Class C Common Stock of the Issuer has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock of the Issuer, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F3 · ownership.direct: Indirectly owned by GE Capital-US Holdings, Inc. ("GE Capital-US"). GECEH, GEBFS and AN Capital are either direct or indirect wholly-owned subsidiaries of GE Capital-US. GE Capital-US is an indirect wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by GE Capital-US Holdings, Inc. ("GE Capital-US"). GECEH, GEBFS and AN Capital are either direct or indirect wholly-owned subsidiaries of GE Capital-US. GE Capital-US is an indirect wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

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July 25, 2014 Filed Jul 29, 2014 20:49 UTC OtherClass A Common Units 5,503,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-14-000762 · edgar.xml · nonDerivative · entry 3

MSD CAPITAL L P · CIK 0001105497 · 10% owner

DELL MICHAEL S · CIK 0000908724 · 10% owner

SOF INVESTMENTS LP · CIK 0001267944 · 10% owner

SOF Investments, L.P. - Private V · CIK 0001614908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · price: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · ownership.nature: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), SOF Investments, L.P. ("SOF Investments"), SOF Investments, L.P. - Private V ("SOF Investments Private V") and Michael S. Dell. The securities reported herein are owned directly by SOF Investments, which owns 189,493 Class C Common Stock of the Issuer, and SOF Investments Private V, which owns 1,446,848 Class C Common Stock of the Issuer. MSD Capital is the general partner of SOF Investments and SOF Investments Private V and may be deemed to beneficially own securities owned by SOF Investments and SOF Investments Private V. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. [footnote cont'd]

F3 · ownership.nature: [continuation] Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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July 25, 2014 Filed Jul 29, 2014 20:49 UTC OtherClass A Preferred Units 5,503,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-14-000762 · edgar.xml · nonDerivative · entry 2

MSD CAPITAL L P · CIK 0001105497 · 10% owner

DELL MICHAEL S · CIK 0000908724 · 10% owner

SOF INVESTMENTS LP · CIK 0001267944 · 10% owner

SOF Investments, L.P. - Private V · CIK 0001614908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · price: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · ownership.nature: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), SOF Investments, L.P. ("SOF Investments"), SOF Investments, L.P. - Private V ("SOF Investments Private V") and Michael S. Dell. The securities reported herein are owned directly by SOF Investments, which owns 189,493 Class C Common Stock of the Issuer, and SOF Investments Private V, which owns 1,446,848 Class C Common Stock of the Issuer. MSD Capital is the general partner of SOF Investments and SOF Investments Private V and may be deemed to beneficially own securities owned by SOF Investments and SOF Investments Private V. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. [footnote cont'd]

F3 · ownership.nature: [continuation] Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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July 25, 2014 Filed Jul 29, 2014 20:49 UTC OtherClass C Common Stock 1,636,341 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-14-000762 · edgar.xml · nonDerivative · entry 1

MSD CAPITAL L P · CIK 0001105497 · 10% owner

DELL MICHAEL S · CIK 0000908724 · 10% owner

SOF INVESTMENTS LP · CIK 0001267944 · 10% owner

SOF Investments, L.P. - Private V · CIK 0001614908 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,636,341

F1 · kind: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · price: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F1 · ownership.nature: In connection with the Issuer's initial public offering on July 25, 2014, Townsquare Media, LLC was converted (the "Conversion") into a Delaware corporation named Townsquare Media, Inc. (the "Issuer"). As part of the Conversion, the Reporting Persons' Class A Common Units and Class A Preferred Units in the LLC were converted into Class C common stock in the Issuer, at a conversion rate based on the price of the IPO and pursuant to the terms of the limited liability company agreement of the LLC. The Class C common stock is convertible at any time into an equal number of shares of the Issuer's Class A common stock.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), SOF Investments, L.P. ("SOF Investments"), SOF Investments, L.P. - Private V ("SOF Investments Private V") and Michael S. Dell. The securities reported herein are owned directly by SOF Investments, which owns 189,493 Class C Common Stock of the Issuer, and SOF Investments Private V, which owns 1,446,848 Class C Common Stock of the Issuer. MSD Capital is the general partner of SOF Investments and SOF Investments Private V and may be deemed to beneficially own securities owned by SOF Investments and SOF Investments Private V. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. [footnote cont'd]

F3 · ownership.nature: [continuation] Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F5 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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July 25, 2014 Filed Jul 30, 2014 01:56 UTC
GEI, Inc.10% owner
OtherClass C Common Stock · Derivative 3,258,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 3

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 3,258,139

Underlying: Class A Common Stock · 3,258,139 shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

Read SEC document
July 25, 2014 Filed Jul 30, 2014 01:56 UTC
GEI, Inc.10% owner
OtherClass A Preferred Units · Derivative 10,958,912.512 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

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July 25, 2014 Filed Jul 30, 2014 01:56 UTC
GEI, Inc.10% owner
OtherClass A Common Units · Derivative 10,958,912.512 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.