Last 12 months
Inside the activity.
251 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 5 | 0 |
| Apr 2026 | 32 | 0 |
| May 2026 | 33 | 1 |
| Jun 2026 | 36 | 0 |
| Jul 2026 | 48 | 1 |
| Aug 2026 | 35 | 0 |
| Sep 2026 | 31 | 0 |
| Oct 2026 | 31 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2026 Filed Jun 9, 2026 10:44 UTC |
Hou Yung-ChinSVP and Deputy Co-COO
|
PurchaseCommon Shares (2330.TW) | 62 | $76.01 | $4,712.62 |
DisclosureSEC source: 0001046179-26-000343 · wk-form4_1781001875.xml · nonDerivative · entry 2 Hou Yung-Chin · CIK 0002113680 · SVP and Deputy Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 7,336 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 10:44 UTC | PurchaseCommon Shares (2330.TW) | 50 | $76.01 | $3,800.50 |
DisclosureSEC source: 0001046179-26-000342 · wk-form4_1781001869.xml · nonDerivative · entry 3 Chuang Juiping · CIK 0002114029 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 4,146 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| June 05, 2026 Filed Jun 9, 2026 10:44 UTC |
He JunVP
|
PurchaseCommon Shares (2330.TW) | 46 | $76.01 | $3,496.46 |
DisclosureSEC source: 0001046179-26-000340 · wk-form4_1781001855.xml · nonDerivative · entry 4 He Jun · CIK 0002113771 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,270 F3 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F4 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F5 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 10:44 UTC | PurchaseCommon Shares (2330.TW) | 46 | $76.01 | $3,496.46 |
DisclosureSEC source: 0001046179-26-000341 · wk-form4_1781001863.xml · nonDerivative · entry 2 Chuang Tzu-Sou · CIK 0002114030 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,714 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| June 05, 2026 Filed Jun 9, 2026 10:40 UTC | PurchaseCommon Shares (2330.TW) | 46 | $76.01 | $3,496.46 |
DisclosureSEC source: 0001046179-26-000339 · wk-form4_1781001598.xml · nonDerivative · entry 2 Chen Pei-Hung · CIK 0002114027 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 1,259 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| June 05, 2026 Filed Jun 9, 2026 10:39 UTC |
Chen Chih-HoController
|
PurchaseCommon Shares (2330.TW) | 32 | $76.01 | $2,432.32 |
DisclosureSEC source: 0001046179-26-000338 · wk-form4_1781001592.xml · nonDerivative · entry 2 Chen Chih-Ho · CIK 0002114026 · Controller 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 106 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 10:39 UTC | PurchaseCommon Shares (2330.TW) | 53 | $76.01 | $4,028.53 |
DisclosureSEC source: 0001046179-26-000337 · wk-form4_1781001584.xml · nonDerivative · entry 2 Chang Tzonz-Sheng · CIK 0002113710 · SVP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,322 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| June 05, 2026 Filed Jun 9, 2026 10:39 UTC |
Cao MinVP
|
PurchaseCommon Shares (2330.TW) | 54 | $76.01 | $4,104.54 |
DisclosureSEC source: 0001046179-26-000336 · wk-form4_1781001578.xml · nonDerivative · entry 2 Cao Min · CIK 0002113031 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,608 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 10:39 UTC |
Chin Yung-PeiEVP and Co-COO
|
PurchaseCommon Shares (2330.TW) | 71 | $76.01 | $5,396.71 |
DisclosureSEC source: 0001046179-26-000335 · wk-form4_1781001570.xml · nonDerivative · entry 2 Chin Yung-Pei · CIK 0002117998 · EVP and Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 8,294 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,392.5207 in New Taiwan dollars, at the rate of NT$31.475 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 22, 2026 Filed May 22, 2026 10:29 UTC |
Mii Yuh-JierEVP and Co-COO
|
OtherEquity Linked Notes · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001046179-26-000290 · wk-form4_1779445783.xml · derivative · entry 5 Mii Yuh-Jier · CIK 0002113729 · EVP and Co-COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: American Depositary Shares (TSM) · 636 shares Expires 2026-09-21 F4 · derivative.exercise_price: The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on September 21, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 70% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 636 American Depositary Shares of the issuer at a strike price of 235.697 per American Depositary Share. [Continued in footnote 5] F5 · derivative.exercise_price: [Continued from footnote 4] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 6] F6 · derivative.exercise_price: [Continued from footnote 5] On May 22, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F4 · price: The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on September 21, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 70% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 636 American Depositary Shares of the issuer at a strike price of 235.697 per American Depositary Share. [Continued in footnote 5] F5 · price: [Continued from footnote 4] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 6] F6 · price: [Continued from footnote 5] On May 22, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F4 · derivative.exercise_date: The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on September 21, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 70% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 636 American Depositary Shares of the issuer at a strike price of 235.697 per American Depositary Share. [Continued in footnote 5] F5 · derivative.exercise_date: [Continued from footnote 4] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 6] F6 · derivative.exercise_date: [Continued from footnote 5] On May 22, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F1 · derivative.underlying: Each American Depositary Share represents five (5) Common Shares. F4 · derivative.underlying: The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on September 21, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 70% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 636 American Depositary Shares of the issuer at a strike price of 235.697 per American Depositary Share. [Continued in footnote 5] F5 · derivative.underlying: [Continued from footnote 4] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 6] F6 · derivative.underlying: [Continued from footnote 5] On May 22, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F4 · derivative.underlying_shares: The Equity Linked Notes are issued by UBS AG that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$150,000. The notes are exercisable and expire on September 21, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. The strike price for each basket component equals 70% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 636 American Depositary Shares of the issuer at a strike price of 235.697 per American Depositary Share. [Continued in footnote 5] F5 · derivative.underlying_shares: [Continued from footnote 4] In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 6] F6 · derivative.underlying_shares: [Continued from footnote 5] On May 22, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. Read SEC document |
| May 20, 2026 Filed May 21, 2026 11:21 UTC | PurchaseAmerican Depositary Shares (TSM) | 7 | $400.00 | $2,800.00 |
DisclosureSEC source: 0001046179-26-000288 · wk-form4_1779362474.xml · nonDerivative · entry 3 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107 F1 · security: Each American Depositary Share represents five (5) Common Shares. Read SEC document |
|
| May 19, 2026 Filed May 19, 2026 10:28 UTC | SaleCommon Shares (2330.TW) | 200,000 | $69.83 | $13,966,000.00 |
DisclosureSEC source: 0001046179-26-000286 · wk-form4_1779186503.xml · nonDerivative · entry 1 Chuang Tzu-Sou · CIK 0002114030 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,495,165 F1 · price: The price was translated from New Taiwan dollars, NT$2,210, at the rate of NT$31.650 to US$1. Read SEC document |
|
| May 19, 2026 Filed May 19, 2026 10:28 UTC | PurchaseCommon Shares (2330.TW) | 1,000 | $69.83 | $69,830.00 |
DisclosureSEC source: 0001046179-26-000285 · wk-form4_1779186496.xml · nonDerivative · entry 2 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,051 F2 · price: The price was translated from New Taiwan dollars, NT$2,210, at the rate of NT$31.650 to US$1. Read SEC document |
|
| May 19, 2026 Filed May 19, 2026 10:28 UTC | PurchaseCommon Shares (2330.TW) | 1,000 | $69.98 | $69,980.00 |
DisclosureSEC source: 0001046179-26-000285 · wk-form4_1779186496.xml · nonDerivative · entry 1 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,051 F1 · price: The price was translated from New Taiwan dollars, NT$2,215, at the rate of NT$31.650 to US$1. Read SEC document |
|
| May 19, 2026 Filed May 21, 2026 11:21 UTC | PurchaseAmerican Depositary Shares (TSM) | 10 | $391.81 | $3,918.06 |
DisclosureSEC source: 0001046179-26-000288 · wk-form4_1779362474.xml · nonDerivative · entry 2 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 F1 · security: Each American Depositary Share represents five (5) Common Shares. Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:29 UTC |
Zhang Kevin XiaoqiangSVP and Deputy Co-COO
|
PurchaseCommon Shares (2330.TW) | 66 | $71.82 | $4,740.12 |
DisclosureSEC source: 0001046179-26-000271 · wk-form4_1778498960.xml · nonDerivative · entry 3 Zhang Kevin Xiaoqiang · CIK 0002115263 · SVP and Deputy Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 7,100 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 11:29 UTC | PurchaseCommon Shares (2330.TW) | 44 | $71.82 | $3,160.08 |
DisclosureSEC source: 0001046179-26-000270 · wk-form4_1778498952.xml · nonDerivative · entry 2 Yuan Lipen · CIK 0002114024 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 1,136 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:29 UTC | PurchaseCommon Shares (2330.TW) | 55 | $71.82 | $3,950.10 |
DisclosureSEC source: 0001046179-26-000269 · wk-form4_1778498944.xml · nonDerivative · entry 2 Yoo Chue-San · CIK 0002113775 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,486 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:27 UTC |
Wei Che-ChiaDirector · Chairman and CEO
|
PurchaseCommon Shares (2330.TW) | 160 | $71.82 | $11,491.20 |
DisclosureSEC source: 0001046179-26-000265 · wk-form4_1778498862.xml · nonDerivative · entry 2 Wei Che-Chia · CIK 0002113717 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 17,539 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 11:27 UTC | PurchaseCommon Shares (2330.TW) | 59 | $71.82 | $4,237.38 |
DisclosureSEC source: 0001046179-26-000264 · wk-form4_1778498855.xml · nonDerivative · entry 2 Yeap Choh Fei · CIK 0002113762 · SVP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,328 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:27 UTC | PurchaseCommon Shares (2330.TW) | 60 | $71.82 | $4,309.20 |
DisclosureSEC source: 0001046179-26-000262 · wk-form4_1778498839.xml · nonDerivative · entry 2 Wu Shien-Yang · CIK 0002113784 · SVP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,637 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:27 UTC | PurchaseCommon Shares (2330.TW) | 7 | $71.82 | $502.74 |
DisclosureSEC source: 0001046179-26-000263 · wk-form4_1778498847.xml · nonDerivative · entry 4 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By Immediate Family Member Disclosed balance after: 60 F5 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer's Immediate Family Member, who is a TSMC employee, pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:27 UTC | PurchaseCommon Shares (2330.TW) | 44 | $71.82 | $3,160.08 |
DisclosureSEC source: 0001046179-26-000263 · wk-form4_1778498847.xml · nonDerivative · entry 3 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 145 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:27 UTC | PurchaseCommon Shares (2330.TW) | 57 | $71.82 | $4,093.74 |
DisclosureSEC source: 0001046179-26-000261 · wk-form4_1778498831.xml · nonDerivative · entry 2 Wang Ying-Lang · CIK 0002118010 · SVP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,281 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:03 UTC | PurchaseCommon Shares (2330.TW) | 53 | $71.82 | $3,806.46 |
DisclosureSEC source: 0001046179-26-000255 · wk-form4_1778497433.xml · nonDerivative · entry 2 Liaw Yung-Haw · CIK 0002113705 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,145 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:03 UTC |
Lin Chris Horng-DarVP and CIO
|
PurchaseCommon Shares (2330.TW) | 49 | $71.82 | $3,519.18 |
DisclosureSEC source: 0001046179-26-000254 · wk-form4_1778497426.xml · nonDerivative · entry 3 Lin Chris Horng-Dar · CIK 0002113756 · VP and CIO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,788 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 11:03 UTC | PurchaseCommon Shares (2330.TW) | 48 | $71.82 | $3,447.36 |
DisclosureSEC source: 0001046179-26-000253 · wk-form4_1778497419.xml · nonDerivative · entry 2 Lin Shyue-Shyh · CIK 0002114025 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 159 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:03 UTC | PurchaseCommon Shares (2330.TW) | 54 | $71.82 | $3,878.28 |
DisclosureSEC source: 0001046179-26-000252 · wk-form4_1778497411.xml · nonDerivative · entry 2 Lu Lee-Chung · CIK 0002114032 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,281 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 11:03 UTC |
Mii Yuh-JierEVP and Co-COO
|
PurchaseCommon Shares (2330.TW) | 75 | $71.82 | $5,386.50 |
DisclosureSEC source: 0001046179-26-000251 · wk-form4_1778497401.xml · nonDerivative · entry 3 Mii Yuh-Jier · CIK 0002113729 · EVP and Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 7,887 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:48 UTC |
Huang Jen-ChauSVP and CFO
|
PurchaseCommon Shares (2330.TW) | 30 | $71.82 | $2,154.60 |
DisclosureSEC source: 0001046179-26-000245 · wk-form4_1778496497.xml · nonDerivative · entry 2 Huang Jen-Chau · CIK 0002113699 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 3,466 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:48 UTC | PurchaseCommon Shares (2330.TW) | 56 | $71.82 | $4,021.92 |
DisclosureSEC source: 0001046179-26-000244 · wk-form4_1778496490.xml · nonDerivative · entry 3 Hsu Kuo-Chin · CIK 0002114031 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,515 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:48 UTC | PurchaseCommon Shares (2330.TW) | 53 | $71.82 | $3,806.46 |
DisclosureSEC source: 0001046179-26-000243 · wk-form4_1778496482.xml · nonDerivative · entry 2 Lee Chun-Hsien · CIK 0002113739 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,834 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:47 UTC | PurchaseCommon Shares (2330.TW) | 52 | $71.82 | $3,734.64 |
DisclosureSEC source: 0001046179-26-000241 · wk-form4_1778496466.xml · nonDerivative · entry 2 Jang Syun-Ming · CIK 0002113688 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,747 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:47 UTC | PurchaseCommon Shares (2330.TW) | 42 | $71.82 | $3,016.44 |
DisclosureSEC source: 0001046179-26-000242 · wk-form4_1778496474.xml · nonDerivative · entry 2 Hwang Yuan-Ko · CIK 0002114064 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 139 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
|
| May 08, 2026 Filed May 11, 2026 10:43 UTC |
Hou Yung-ChinSVP and Deputy Co-COO
|
PurchaseCommon Shares (2330.TW) | 66 | $71.82 | $4,740.12 |
DisclosureSEC source: 0001046179-26-000235 · wk-form4_1778496209.xml · nonDerivative · entry 2 Hou Yung-Chin · CIK 0002113680 · SVP and Deputy Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 7,274 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:43 UTC |
Fang Shu-HuaSVP and GC
|
PurchaseCommon Shares (2330.TW) | 59 | $71.82 | $4,237.38 |
DisclosureSEC source: 0001046179-26-000234 · wk-form4_1778496203.xml · nonDerivative · entry 2 Fang Shu-Hua · CIK 0002113698 · SVP and GC 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,486 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:43 UTC | PurchaseCommon Shares (2330.TW) | 48 | $71.82 | $3,447.36 |
DisclosureSEC source: 0001046179-26-000233 · wk-form4_1778496196.xml · nonDerivative · entry 2 Chuang Tzu-Sou · CIK 0002114030 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,668 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:43 UTC | PurchaseCommon Shares (2330.TW) | 51 | $71.82 | $3,662.82 |
DisclosureSEC source: 0001046179-26-000232 · wk-form4_1778496189.xml · nonDerivative · entry 3 Chuang Juiping · CIK 0002114029 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 4,096 F2 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F3 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F4 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:43 UTC |
He JunVP
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PurchaseCommon Shares (2330.TW) | 49 | $71.82 | $3,519.18 |
DisclosureSEC source: 0001046179-26-000231 · wk-form4_1778496183.xml · nonDerivative · entry 4 He Jun · CIK 0002113771 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,224 F3 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F4 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F5 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:40 UTC | PurchaseCommon Shares (2330.TW) | 56 | $71.82 | $4,021.92 |
DisclosureSEC source: 0001046179-26-000225 · wk-form4_1778496030.xml · nonDerivative · entry 2 Chang Tzonz-Sheng · CIK 0002113710 · SVP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 5,269 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:40 UTC |
Cao MinVP
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PurchaseCommon Shares (2330.TW) | 59 | $71.82 | $4,237.38 |
DisclosureSEC source: 0001046179-26-000224 · wk-form4_1778496023.xml · nonDerivative · entry 2 Cao Min · CIK 0002113031 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,554 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:40 UTC | PurchaseCommon Shares (2330.TW) | 49 | $71.82 | $3,519.18 |
DisclosureSEC source: 0001046179-26-000223 · wk-form4_1778496015.xml · nonDerivative · entry 2 Chen Pei-Hung · CIK 0002114027 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 1,213 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| May 08, 2026 Filed May 11, 2026 10:40 UTC |
Chin Yung-PeiEVP and Co-COO
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PurchaseCommon Shares (2330.TW) | 75 | $71.82 | $5,386.50 |
DisclosureSEC source: 0001046179-26-000222 · wk-form4_1778496007.xml · nonDerivative · entry 2 Chin Yung-Pei · CIK 0002117998 · EVP and Co-COO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 8,223 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| May 08, 2026 Filed May 11, 2026 10:40 UTC |
Chen Chih-HoController
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PurchaseCommon Shares (2330.TW) | 34 | $71.82 | $2,441.88 |
DisclosureSEC source: 0001046179-26-000221 · wk-form4_1778495999.xml · nonDerivative · entry 2 Chen Chih-Ho · CIK 0002114026 · Controller 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 74 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$2,257.1777 in New Taiwan dollars, at the rate of NT$31.429 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 10:06 UTC | PurchaseAmerican Depositary Shares (TSM) | 5 | $390.00 | $1,950.00 |
DisclosureSEC source: 0001046179-26-000209 · wk-form4_1777457195.xml · nonDerivative · entry 4 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90 F1 · security: Each American Depositary Share represents five (5) Common Shares. Read SEC document |
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| April 28, 2026 Filed Apr 29, 2026 10:06 UTC | PurchaseAmerican Depositary Shares (TSM) | 5 | $390.00 | $1,950.00 |
DisclosureSEC source: 0001046179-26-000209 · wk-form4_1777457195.xml · nonDerivative · entry 3 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85 F1 · security: Each American Depositary Share represents five (5) Common Shares. Read SEC document |
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| April 28, 2026 Filed Apr 29, 2026 10:06 UTC | PurchaseAmerican Depositary Shares (TSM) | 10 | $386.00 | $3,860.00 |
DisclosureSEC source: 0001046179-26-000209 · wk-form4_1777457195.xml · nonDerivative · entry 2 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80 F1 · security: Each American Depositary Share represents five (5) Common Shares. Read SEC document |
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| April 24, 2026 Filed Apr 24, 2026 10:42 UTC | OtherEquity Linked Notes · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001046179-26-000207 · wk-form4_1777027327.xml · derivative · entry 5 Tien Bor-Zen · CIK 0002114023 · VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: American Depositary Shares (TSM) · 71 shares Expires 2026-06-03 F3 · derivative.exercise_price: The Equity Linked Notes are issued by Goldman Sachs International that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$20,000. The notes are exercisable and expire on June 3, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. [Continued in footnote 4] F4 · derivative.exercise_price: [Continued from footnote 3] The strike price for each basket component equals 72.30% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 71 American Depositary Shares of the issuer at a strike price of US$278.8973 per American Depositary Share. In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 5] F5 · derivative.exercise_price: [Continued from footnote 4] On April 24, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F3 · price: The Equity Linked Notes are issued by Goldman Sachs International that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$20,000. The notes are exercisable and expire on June 3, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. [Continued in footnote 4] F4 · price: [Continued from footnote 3] The strike price for each basket component equals 72.30% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 71 American Depositary Shares of the issuer at a strike price of US$278.8973 per American Depositary Share. In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 5] F5 · price: [Continued from footnote 4] On April 24, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F3 · derivative.exercise_date: The Equity Linked Notes are issued by Goldman Sachs International that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$20,000. The notes are exercisable and expire on June 3, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. [Continued in footnote 4] F4 · derivative.exercise_date: [Continued from footnote 3] The strike price for each basket component equals 72.30% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 71 American Depositary Shares of the issuer at a strike price of US$278.8973 per American Depositary Share. In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 5] F5 · derivative.exercise_date: [Continued from footnote 4] On April 24, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F1 · derivative.underlying: Each American Depositary Share represents five (5) Common Shares. F3 · derivative.underlying: The Equity Linked Notes are issued by Goldman Sachs International that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$20,000. The notes are exercisable and expire on June 3, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. [Continued in footnote 4] F4 · derivative.underlying: [Continued from footnote 3] The strike price for each basket component equals 72.30% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 71 American Depositary Shares of the issuer at a strike price of US$278.8973 per American Depositary Share. In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 5] F5 · derivative.underlying: [Continued from footnote 4] On April 24, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. F3 · derivative.underlying_shares: The Equity Linked Notes are issued by Goldman Sachs International that reference a basket of equity securities that includes the issuer's American Depositary Shares. The principal amount of the notes is US$20,000. The notes are exercisable and expire on June 3, 2026 (the "Exercisable Date"). Under the terms of the notes, if the notes are not redeemed early and the closing price of the worst-performing basket component is below its strike price on the Exercisable Date, the notes may be settled by delivery of shares or American Depositary Shares of that worst-performing basket component plus cash in lieu of any fractional share. [Continued in footnote 4] F4 · derivative.underlying_shares: [Continued from footnote 3] The strike price for each basket component equals 72.30% of its initial reference level. If the issuer's American Depositary Shares are determined to be the worst-performing basket component, settlement may result in delivery of up to 71 American Depositary Shares of the issuer at a strike price of US$278.8973 per American Depositary Share. In addition, the notes may be redeemed for cash, (i) if, during the observation period prior to the Exercisable Date, the closing price of each basket component has reached its initial reference level at least once, or (ii) if the notes are not redeemed early and the closing price of the worst-performing basket component is at or above its strike price on the Exercisable Date. [Continued in footnote 5] F5 · derivative.underlying_shares: [Continued from footnote 4] On April 24, 2026, during the observation period prior to the Exercisable Date, the notes were redeemed early for cash. Read SEC document |
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| April 09, 2026 Filed Apr 13, 2026 11:41 UTC | PurchaseCommon Shares (2330.TW) | 52 | $57.87 | $3,009.24 |
DisclosureSEC source: 0001046179-26-000196 · wk-form4_1776080484.xml · nonDerivative · entry 2 Yuan Lipen · CIK 0002114024 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 1,092 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$1,837.2789 in New Taiwan dollars, at the rate of NT$31.748 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
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| April 09, 2026 Filed Apr 13, 2026 11:41 UTC | PurchaseCommon Shares (2330.TW) | 65 | $57.87 | $3,761.55 |
DisclosureSEC source: 0001046179-26-000197 · wk-form4_1776080491.xml · nonDerivative · entry 2 Yoo Chue-San · CIK 0002113775 · VP 10b5-1 filing: No plan indicated Ownership: Indirect · By ESPP Trust Disclosed balance after: 6,431 F1 · date: Common Shares purchased by the administrator of the issuer's Employee Stock Purchase Plan ("ESPP") on behalf of the filer pursuant to terms predetermined by the issuer. F2 · price: The price was translated from the average purchase price of NT$1,837.2789 in New Taiwan dollars, at the rate of NT$31.748 to US$1. F3 · balance_after: Common Shares purchased and held under the issuer's Employee Stock Purchase Plan ("ESPP"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.