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2791
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0001318605
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845

Last 12 months

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0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 2026022
Feb 202607
Mar 2026016
Apr 2026016
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionRestricted Stock Unit · Derivative 189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · derivative · entry 11

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267

Underlying: Common Stock · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 2,834 of the restricted units included in this grant commenced vesting in fifteen equal quarterly installments beginning June 5, 2016.

F5 · derivative.expiration_date: 2,834 of the restricted units included in this grant commenced vesting in fifteen equal quarterly installments beginning June 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionRestricted Stock Unit · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · derivative · entry 10

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629

Underlying: Common Stock · 563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 7,318 of the restricted units included in this grant commenced vesting in thirteen equal quarterly installments beginning June 5, 2016.

F4 · derivative.expiration_date: 7,318 of the restricted units included in this grant commenced vesting in thirteen equal quarterly installments beginning June 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionRestricted Stock Unit · Derivative 3,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · derivative · entry 9

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777

Underlying: Common Stock · 3,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 21,555 of the restricted units included in this grant commenced vesting in six equal quarterly installments beginning June 5, 2016.

F3 · derivative.expiration_date: 21,555 of the restricted units included in this grant commenced vesting in six equal quarterly installments beginning June 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · nonDerivative · entry 4

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · nonDerivative · entry 3

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · nonDerivative · entry 2

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 00:42 UTC
FIELD JOHN DOUGLASVP, Engineering
Exercise / conversionCommon Stock 3,593 $0.00 $0.00
Disclosure

SEC source: 0001650649-16-000017 · primary_doc.xml · nonDerivative · entry 1

FIELD JOHN DOUGLAS · CIK 0001650649 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 23:00 UTC
McNeill JonPresident, WW Sales/Service
Exercise / conversionRestricted Stock Unit · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000007 · edgardoc.xml · derivative · entry 3

McNeill Jon · CIK 0001670512 · President, WW Sales/Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

Underlying: Common Stock · 1,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1,060 of the restricted units included in this grant vested on December 5, 2016 and the remaining 7,420 will commence vesting in fourteen equal quarterly installments beginning March 5, 2017.

F3 · derivative.expiration_date: 1,060 of the restricted units included in this grant vested on December 5, 2016 and the remaining 7,420 will commence vesting in fourteen equal quarterly installments beginning March 5, 2017.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 23:00 UTC
McNeill JonPresident, WW Sales/Service
Tax withholdingCommon Stock 402 $185.52 $74,579.04
Disclosure

SEC source: 0001670512-16-000007 · edgardoc.xml · nonDerivative · entry 2

McNeill Jon · CIK 0001670512 · President, WW Sales/Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

F2 · kind: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 23:00 UTC
McNeill JonPresident, WW Sales/Service
Exercise / conversionCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000007 · edgardoc.xml · nonDerivative · entry 1

McNeill Jon · CIK 0001670512 · President, WW Sales/Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on December 5, 2016.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 12

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 101,074

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F9 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 11

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,594

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F9 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 2,505 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 10

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,049

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F9 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 9

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 97,544

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F9 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 4,992 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 8

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJP GF 2006, LLC

Disclosed balance after: 9,983

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F8 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 6,361 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 7

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJGF 06 Prt LP

Disclosed balance after: 0

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 6,361 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 6

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJGF 06 Prt LP

Disclosed balance after: 6,361

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 2,463 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 5

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Part IX LLC

Disclosed balance after: 0

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F6 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 90,941 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 4

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fund IX, LP

Disclosed balance after: 0

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 14,449 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 3

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fd IX Part LP

Disclosed balance after: 56

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 14,449 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 2

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fd IX Part LP

Disclosed balance after: 14,505

F3 · kind: On December 5, 2016, received the shares set forth in column 4 in connection with the distributions described in footnote 1.

F4 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P.

Read SEC document
December 05, 2016 Filed Dec 8, 2016 02:18 UTC OtherCommon Stock 60,645 $0.00 $0.00
Disclosure

SEC source: 0001670512-16-000008 · edgardoc.xml · nonDerivative · entry 1

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By DFJ GF 06 LP

Disclosed balance after: 121,289

F1 · kind: On December 5, 2016, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Funds 2006, L.P.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 33,430 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · derivative · entry 6

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,430 shares

Expires 2016-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48th of the shares subject to the option become vested and exercisable on September 16, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 8,653 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · derivative · entry 5

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,653 shares

Expires 2016-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48th of the shares subject to the option become vested and exercisable on September 16, 2009 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
Exercise / conversionCommon Stock 8,653 $6.63 $57,369.39
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · nonDerivative · entry 4

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised stock options to purchase 42,083 shares of Tesla common stock that were expiring soon. In connection with the exercise, the reporting person sold 33,430 shares to pay related exercise costs and income taxes.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
SaleCommon Stock 25,600 $191.05 $4,890,777.60
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · nonDerivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,225

F1 · kind: The reporting person exercised stock options to purchase 42,083 shares of Tesla common stock that were expiring soon. In connection with the exercise, the reporting person sold 33,430 shares to pay related exercise costs and income taxes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.66 to $191.31, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
SaleCommon Stock 7,830 $190.08 $1,488,310.74
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,825

F1 · kind: The reporting person exercised stock options to purchase 42,083 shares of Tesla common stock that were expiring soon. In connection with the exercise, the reporting person sold 33,430 shares to pay related exercise costs and income taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.64 to $190.61, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 20:27 UTC
Straubel Jeffrey BChief Technical Officer
Exercise / conversionCommon Stock 33,430 $6.63 $221,640.90
Disclosure

SEC source: 0001494727-16-000025 · edgardoc.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised stock options to purchase 42,083 shares of Tesla common stock that were expiring soon. In connection with the exercise, the reporting person sold 33,430 shares to pay related exercise costs and income taxes.

Read SEC document
November 21, 2016 Filed Nov 24, 2016 01:44 UTC
Musk ElonDirector · CEO · 10% owner
GrantZero Coupon Convertible Senior Notes due 2020 · Derivative 10,000,000 $0.00 Strike: $300.00 $0.00
Disclosure

SEC source: 0001494730-16-000009 · edgardoc.xml · derivative · entry 3

Musk Elon · CIK 0001494730 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2020-12-01

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F5 · shares: In accordance with the terms of the Merger, $10,000,000 in Zero Coupon Convertible Senior Notes due 2020 were adjusted to become convertible into shares of Tesla common stock instead of SolarCity common stock. The number denoted represents $10,000,000 USD.

F5 · derivative.underlying_shares: In accordance with the terms of the Merger, $10,000,000 in Zero Coupon Convertible Senior Notes due 2020 were adjusted to become convertible into shares of Tesla common stock instead of SolarCity common stock. The number denoted represents $10,000,000 USD.

F5 · balance_after: In accordance with the terms of the Merger, $10,000,000 in Zero Coupon Convertible Senior Notes due 2020 were adjusted to become convertible into shares of Tesla common stock instead of SolarCity common stock. The number denoted represents $10,000,000 USD.

F3 · ownership.nature: The reported shares are held indirectly by The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is a trustee.

Read SEC document
November 21, 2016 Filed Nov 24, 2016 01:44 UTC
Musk ElonDirector · CEO · 10% owner
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,300 $0.00 Strike: $568.28 $0.00
Disclosure

SEC source: 0001494730-16-000009 · edgardoc.xml · derivative · entry 2

Musk Elon · CIK 0001494730 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Common Stock · 3,300 shares

Expires 2016-12-21

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F4 · shares: Received in the Merger in exchange for an employee stock option to acquire 30,000 shares of SolarCity common stock for $62.51 per share. In accordance with the terms of the Merger, each SolarCity stock option that was outstanding immediately prior to the effective time of the merger was converted automatically into a stock option to purchase Tesla common stock.

Read SEC document
November 21, 2016 Filed Nov 24, 2016 01:44 UTC
Musk ElonDirector · CEO · 10% owner
GrantCommon Stock 2,403,024 $0.00 $0.00
Disclosure

SEC source: 0001494730-16-000009 · edgardoc.xml · nonDerivative · entry 1

Musk Elon · CIK 0001494730 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 33,503,668

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 21,845,674 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F3 · ownership.nature: The reported shares are held indirectly by The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is a trustee.

Read SEC document
November 21, 2016 Filed Nov 24, 2016 01:48 UTC
Straubel Jeffrey BChief Technical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,300 $0.00 Strike: $568.28 $0.00
Disclosure

SEC source: 0001494730-16-000010 · edgardoc.xml · derivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Common Stock · 3,300 shares

Expires 2016-12-21

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F4 · shares: Received in the Merger in exchange for an employee stock option to acquire 30,000 shares of SolarCity common stock for $62.51 per share. In accordance with the terms of the Merger, each SolarCity stock option that was outstanding immediately prior to the effective time of the merger was converted automatically into a stock option to purchase Tesla common stock.

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November 21, 2016 Filed Nov 24, 2016 01:48 UTC
Straubel Jeffrey BChief Technical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 110 $0.00 Strike: $248.82 $0.00
Disclosure

SEC source: 0001494730-16-000010 · edgardoc.xml · derivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110

Underlying: Common Stock · 110 shares

Expires 2016-12-21

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F3 · shares: Received in the Merger in exchange for an employee stock option to acquire 1,000 shares of SolarCity common stock for $27.37 per share. In accordance with the terms of the Merger, each SolarCity stock option that was outstanding immediately prior to the effective time of the merger was converted automatically into a stock option to purchase Tesla common stock.

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November 21, 2016 Filed Nov 24, 2016 01:48 UTC
Straubel Jeffrey BChief Technical Officer
GrantCommon Stock 83,407 $0.00 $0.00
Disclosure

SEC source: 0001494730-16-000010 · edgardoc.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,225

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 758,246 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

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November 21, 2016 Filed Nov 23, 2016 17:52 UTC
Musk KimbalDirector
GrantCommon Stock 16,181 $0.00 $0.00
Disclosure

SEC source: 0001494731-16-000026 · edgardoc.xml · nonDerivative · entry 1

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,046

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 147,101 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

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November 21, 2016 Filed Nov 24, 2016 02:15 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 3,300 $0.00 Strike: $568.28 $0.00
Disclosure

SEC source: 0001495158-16-000001 · edgardoc.xml · derivative · entry 3

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: Common Stock · 3,300 shares

Expires 2016-12-21

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F6 · shares: Received in the Merger in exchange for an employee stock option to acquire 30,000 shares of SolarCity common stock for $62.51 per share. In accordance with the terms of the Merger, each SolarCity stock option that was outstanding immediately prior to the effective time of the merger was converted automatically into a stock option to purchase Tesla common stock.

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November 21, 2016 Filed Nov 24, 2016 02:15 UTC GrantCommon Stock 4,253 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000001 · edgardoc.xml · nonDerivative · entry 2

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by VEP II

Disclosed balance after: 50,886

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F4 · shares: Received in exchange for 38,665 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F5 · ownership.nature: The reporting person indirectly beneficially owns a total of 50,886 shares owned through Valor Equity Management II, LP ("VEP II").

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November 21, 2016 Filed Nov 24, 2016 02:15 UTC GrantCommon Stock 17,492 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000001 · edgardoc.xml · nonDerivative · entry 1

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by AJG Growth Fund

Disclosed balance after: 225,506

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 159,023 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F3 · ownership.nature: The reporting person indirectly beneficially owns a total of 225,506 shares owned through AJG Growth Fund LLC ("AJG Growth Fund").

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November 21, 2016 Filed Nov 24, 2016 02:23 UTC
Buss Brad WDirector
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000002 · edgardoc.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 37,277 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 46,759 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 8

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 97,073

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F16 · shares: Received in exchange for 425,088 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F17 · ownership.nature: These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 876 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 7

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJP X, LLC

Disclosed balance after: 876

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F14 · shares: Received in exchange for 7,970 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F15 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 14,975 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 6

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJP GF 2006, LLC

Disclosed balance after: 14,975

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F12 · shares: Received in exchange for 136,138 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F13 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 2,464 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 5

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Part IX LLC

Disclosed balance after: 2,464

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F10 · shares: Received in exchange for 22,403 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F11 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 28,692 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 4

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fund X, L.P.

Disclosed balance after: 28,692

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F8 · shares: Received in exchange for 260,838 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F9 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except tothe extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 90,941 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 3

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fund IX, LP

Disclosed balance after: 90,941

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F6 · shares: Received in exchange for 826,745 shares of SolarCity Corporation's common stock in connection with the Merger. In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F7 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 2

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fd X Part LP

Disclosed balance after: 35

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F4 · shares: Received in exchange for 319 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F5 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 21, 2016 Filed Nov 24, 2016 02:30 UTC GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001495158-16-000003 · edgardoc.xml · nonDerivative · entry 1

Jurvetson Stephen T · CIK 0001314917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by DFJ Fd IX Part LP

Disclosed balance after: 56

F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act.

F2 · shares: Received in exchange for 518 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share.

F3 · ownership.nature: These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. The reporting person is one of several managing directors of the general partner entities of these funds that directly hold shares and as such the reporting person may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.

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November 14, 2016 Filed Nov 16, 2016 23:50 UTC
Branderiz EricVP, Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 19,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001352816-16-000003 · edgardoc.xml · derivative · entry 3

Branderiz Eric · CIK 0001352816 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,230

Underlying: Common Stock · 19,230 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units convert into shares of common stock on a one-for-one basis.

F3 · derivative.expiration_date: 1/4th of the restricted stock units will vest on December 5, 2017 and 1/16th of the units will vest every three months thereafter.

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November 14, 2016 Filed Nov 16, 2016 23:50 UTC
Branderiz EricVP, Chief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 17,026 $0.00 Strike: $181.45 $0.00
Disclosure

SEC source: 0001352816-16-000003 · edgardoc.xml · derivative · entry 2

Branderiz Eric · CIK 0001352816 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

Underlying: Common Stock · 17,026 shares

Expires 2026-11-14

F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable on 10/24/2017 and 1/48th of the shares subject to the option shall become vested and exercisable every month thereafter.

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November 14, 2016 Filed Nov 16, 2016 23:50 UTC
Branderiz EricVP, Chief Accounting Officer
GrantIncentive Stock Option (right to buy) · Derivative 2,204 $0.00 Strike: $181.45 $0.00
Disclosure

SEC source: 0001352816-16-000003 · edgardoc.xml · derivative · entry 1

Branderiz Eric · CIK 0001352816 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Common Stock · 2,204 shares

Expires 2026-11-14

F1 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable on 10/24/2017 and 1/48th of the shares subject to the option shall become vested and exercisable every month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.