TSLA

SEC source: 0001494727-19-000004 · edgardoc.xml · derivative · entry 11

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable as of the grant date.

SEC source: 0001494727-19-000004 · edgardoc.xml · derivative · entry 10

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,191 shares

Expires 2021-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1,021 of the shares subject to the option became vested and exercisable on February 10, 2011 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the Option became fully vested and exercisable as of December 10, 2014.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 9

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,398

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.770 to $270.080, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 8

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,798

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.730 to $269.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 7

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,398

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.730 to $268.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 6

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,240

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.710 to $267.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 5

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,098

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.690 to $266.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 4

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,998

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.440 to $264.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

SEC source: 0001494727-19-000004 · edgardoc.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

SEC source: 0001584518-19-000005 · edgardoc.xml · derivative · entry 10

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,540

Underlying: Common Stock · 3,127 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

F4 · derivative.exercise_date: 100% of the shares subject to the option became vested and exercisable on June 12, 2013.

SEC source: 0001584518-19-000005 · edgardoc.xml · derivative · entry 9

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 1,561 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

F2 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014.

SEC source: 0001584518-19-000005 · edgardoc.xml · derivative · entry 8

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,228

Underlying: Common Stock · 6,250 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

F3 · derivative.exercise_date: 100% of the shares subject to the option became vested and exercisable on July 12, 2014.

SEC source: 0001584518-19-000005 · edgardoc.xml · derivative · entry 7

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,478

Underlying: Common Stock · 8,333 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

F2 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014.

SEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 5

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

SEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 4

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

SEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 3

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

SEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 2

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

SEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.

SEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 21

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Underlying: Common Stock · 7,200 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 16

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,612

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 15

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.520 to $291.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 14

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,412

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.400 to $290.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 13

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,112

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.200 to $288.995, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 12

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,612

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.000 to $287.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 11

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,412

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.000 to $286.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 10

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,812

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.200 to $283.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 9

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 20

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 400 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

SEC source: 0001495158-19-000003 · edgardoc.xml · derivative · entry 19

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 6,800 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 8

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 7

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.400 to $286.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 6

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.390 to $285.125, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 5

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,712

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.360 to $284.255, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 4

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.340 to $283.330, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 3

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,902

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.310 to $282.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 2

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000003 · edgardoc.xml · nonDerivative · entry 1

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001494732-19-000007 · edgardoc.xml · nonDerivative · entry 2

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144

F3 · kind: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

SEC source: 0001494732-19-000009 · edgardoc.xml · nonDerivative · entry 4

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258

F3 · kind: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

SEC source: 0001494732-19-000007 · edgardoc.xml · derivative · entry 4

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,330

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the total restricted stock units initially subject to this award vested on March 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter.

F4 · derivative.expiration_date: 1/4th of the total restricted stock units initially subject to this award vested on March 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter.

SEC source: 0001494732-19-000007 · edgardoc.xml · nonDerivative · entry 1

Ahuja Deepak · CIK 0001494732 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2019.

F2 · balance_after: Amount of securities beneficially owned includes 65 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2019.

SEC source: 0001494732-19-000009 · edgardoc.xml · derivative · entry 6

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter.

F5 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter.

SEC source: 0001494732-19-000009 · edgardoc.xml · derivative · entry 5

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter.

F4 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter.

SEC source: 0001494732-19-000009 · edgardoc.xml · nonDerivative · entry 3

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2019.

SEC source: 0001494732-19-000009 · edgardoc.xml · nonDerivative · entry 2

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

F3 · kind: PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.

SEC source: 0001494732-19-000009 · edgardoc.xml · nonDerivative · entry 1

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2019.

F2 · balance_after: Amount of securities beneficially owned includes 56 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2019.

SEC source: 0001584518-19-000004 · edgardoc.xml · derivative · entry 3

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,250

Underlying: Common Stock · 1,000 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement.

SEC source: 0001584518-19-000004 · edgardoc.xml · nonDerivative · entry 2

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.