TSLA

SEC source: 0001771364-19-000006 · edgardoc.xml · derivative · entry 17

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776

Underlying: Common Stock · 43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023, (which was inadvertently shown as October 1, 2023 on the reporting person's Form 3 filed on March 25, 2019).

F7 · derivative.expiration_date: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023, (which was inadvertently shown as October 1, 2023 on the reporting person's Form 3 filed on March 25, 2019).

SEC source: 0001771364-19-000006 · edgardoc.xml · derivative · entry 16

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

Underlying: Common Stock · 62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F6 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

SEC source: 0001771364-19-000006 · edgardoc.xml · derivative · entry 15

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Stock · 72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F5 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

SEC source: 0001771364-19-000006 · edgardoc.xml · derivative · entry 14

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Stock · 73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

F4 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020.

SEC source: 0001771364-19-000006 · edgardoc.xml · derivative · entry 13

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

F3 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 6

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 5

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 4

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 3

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 2

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000006 · edgardoc.xml · nonDerivative · entry 1

Kirkhorn Zachary · CIK 0001771364 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000007 · edgardoc.xml · derivative · entry 12

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017

Underlying: Common Stock · 73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022.

F6 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022.

SEC source: 0001771364-19-000007 · edgardoc.xml · derivative · entry 11

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019 and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023.

F5 · derivative.expiration_date: 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019 and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023.

SEC source: 0001771364-19-000007 · edgardoc.xml · derivative · entry 10

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Common Stock · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022.

F4 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022.

SEC source: 0001771364-19-000007 · edgardoc.xml · derivative · entry 9

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

F3 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.

SEC source: 0001771364-19-000007 · edgardoc.xml · nonDerivative · entry 4

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000007 · edgardoc.xml · nonDerivative · entry 3

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000007 · edgardoc.xml · nonDerivative · entry 2

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000007 · edgardoc.xml · nonDerivative · entry 1

Taneja Vaibhav · CIK 0001771340 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000008 · edgardoc.xml · derivative · entry 6

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

Underlying: Common Stock · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

F4 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021.

SEC source: 0001771364-19-000008 · edgardoc.xml · derivative · entry 5

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

F3 · derivative.expiration_date: 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2020.

SEC source: 0001771364-19-000008 · edgardoc.xml · nonDerivative · entry 2

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001771364-19-000008 · edgardoc.xml · nonDerivative · entry 1

Guillen Jerome M · CIK 0001584518 · President, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2019.

SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 19

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option.

SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 18

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option.

SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 17

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 12,000 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option.

SEC source: 0001495158-19-000005 · edgardoc.xml · derivative · entry 16

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 9,000 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.

F14 · balance_after: Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 13

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.440 to $185.905 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 12

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.350 to $185.150 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 11

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.240 to $184.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 10

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.210 to $183.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 9

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,965

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.210 to $182.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 8

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,265

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.120 to $181.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 7

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,665

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.120 to $180.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 6

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,465

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.110 to $179.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 5

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,175

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.110 to $178.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 4

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 3

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 2

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001495158-19-000005 · edgardoc.xml · nonDerivative · entry 1

Gracias Antonio J. · CIK 0001495158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.

SEC source: 0001494727-19-000006 · edgardoc.xml · derivative · entry 9

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Underlying: Common Stock · 15,000 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/48th of the shares subject to the option vested on each monthly anniversary beginning on March 13, 2012, such that all shares subject to the Option became fully vested and exercisable as of December 13, 2015.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 8

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,398

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 7

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,498

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.070 to $194.030, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 6

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,298

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.960 to $192.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 5

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,698

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.950 to $191.850, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 4

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,998

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.940 to $190.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 3

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,999

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.940 to $189.900, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 2

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,699

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.930 to $188.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001494727-19-000006 · edgardoc.xml · nonDerivative · entry 1

Straubel Jeffrey B · CIK 0001494727 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

SEC source: 0001494730-19-000002 · edgardoc.xml · derivative · entry 2

Musk Elon · CIK 0001494730 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099,901

Underlying: Common Stock · 175,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Effective August 13, 2012, the reporting person was granted an option to purchase 5,274,901 shares of common stock. 1/10 of the total number of shares subject to this option became and will become vested and exercisable each time: (i) the Issuer's market capitalization increases by $4.0 billion above the initially measured market capitalization of $3.2 billion; and (ii) one of 10 specified performance milestones relating to the development of the Issuer's Model X and Model 3 vehicles and our total production of vehicles is attained, subject to the reporting person's continued service to us at each such vesting event. If any shares have not vested by the end of the term of the option, they will be forfeited and the reporting person will not realize the value of such shares. As of the date of this filing, 4,572,410 of the shares remaining subject to this option are vested and 527,491 of the shares are unvested.