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Nasdaq · USD

TSHA

Taysha Gene Therapies, Inc.

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4549
SEC CIK
0001806310
Parsed reports
120

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202607
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2021 Filed Jul 1, 2021 22:32 UTC
PRASAD SUYASHCMO and Head of R&D
SaleCommon Stock 3,862 $24.46 $94,464.52
Disclosure

SEC source: 0001209191-21-044563 · doc4.xml · nonDerivative · entry 2

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,671

F1 · kind: The sales reported in this Form 4 represents shares required to be sold by the Reporting Person to satisfy tax withholding obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.04 to $24.95, inclusive.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:32 UTC
PRASAD SUYASHCMO and Head of R&D
SaleCommon Stock 35,056 $23.74 $832,229.44
Disclosure

SEC source: 0001209191-21-044563 · doc4.xml · nonDerivative · entry 1

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,533

F1 · kind: The sales reported in this Form 4 represents shares required to be sold by the Reporting Person to satisfy tax withholding obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.04 to $24.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3), (4), (5), (6), (7) and (8).

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:05 UTC GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042112 · doc4.xml · derivative · entry 1

Donenberg Phillip B. · CIK 0001238120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:04 UTC GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042110 · doc4.xml · derivative · entry 1

Nagendran Sukumar · CIK 0001665124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:02 UTC GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042107 · doc4.xml · derivative · entry 1

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:01 UTC GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042106 · doc4.xml · derivative · entry 1

Reape Kathleen · CIK 0001832203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 21:01 UTC GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042101 · doc4.xml · derivative · entry 1

Sepp-Lorenzino Laura · CIK 0001777421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:59 UTC
Manning Paul BDirector · 10% owner
GrantStock Option (right to buy) · Derivative 15,500 $0.00 Strike: $25.04 $0.00
Disclosure

SEC source: 0001209191-21-042087 · doc4.xml · derivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2031-06-17

F1 · derivative.exercise_date: The shares vest on the earlier of June 17, 2022 or the next annual stockholders meeting, subject to continued service as a director though the applicable vesting date.

Read SEC document
May 20, 2021 Filed May 24, 2021 12:39 UTC PurchaseCommon Stock 1,170 $22.35 $26,149.50
Disclosure

SEC source: 0001209191-21-035165 · doc4.xml · nonDerivative · entry 1

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.04 to $22.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2021 Filed May 17, 2021 11:48 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 12,000 $20.98 $251,760.00
Disclosure

SEC source: 0001209191-21-033009 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.81 to $21.225 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Shares held by Mr. Manning jointly with his spouse.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 01:22 UTC
Session R.A. IIDirector · President and CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 199,700 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-21-004573 · doc4.xml · derivative · entry 1

Session R.A. II · CIK 0001701846 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,700

Underlying: Common Stock · 199,700 shares

Expires 2031-01-19

F1 · derivative.exercise_date: 25% of the total number of shares underlying the option shall vest and become exercisable on January 19, 2022 and the remainder shall vest and become exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 01:21 UTC
PRASAD SUYASHCMO and Head of R&D
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-21-004572 · doc4.xml · derivative · entry 1

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-01-19

F1 · derivative.exercise_date: 25% of the total number of shares underlying the option shall vest and become exercisable on January 19, 2022 and the remainder shall vest and become exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 01:20 UTC
Alam KamranChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001209191-21-004571 · doc4.xml · derivative · entry 1

Alam Kamran · CIK 0001793412 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-01-19

F1 · derivative.exercise_date: 25% of the total number of shares underlying the option shall vest and become exercisable on January 19, 2022 and the remainder shall vest and become exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
December 31, 2020 Filed Feb 16, 2021 22:45 UTC
Manning Paul BDirector · 10% owner
GiftCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010878 · doc5.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,195,205

F1 · ownership.nature: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.

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November 23, 2020 Filed Nov 24, 2020 21:42 UTC GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001209191-20-060227 · doc4.xml · derivative · entry 1

Sepp-Lorenzino Laura · CIK 0001777421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-11-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:41 UTC GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001209191-20-060225 · doc4.xml · derivative · entry 1

Reape Kathleen · CIK 0001832203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-11-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:39 UTC
PRASAD SUYASHCMO and Head of R&D
ConversionSeries B Preferred Stock · Derivative 3,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052463 · doc4.xml · derivative · entry 2

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:39 UTC
PRASAD SUYASHCMO and Head of R&D
ConversionCommon Stock 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052463 · doc4.xml · nonDerivative · entry 1

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:38 UTC ConversionSeries B Preferred Stock · Derivative 1,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052462 · doc4.xml · derivative · entry 4

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by Nolan Capital, LLC (the "LLC"). The Reporting Person is the President of LLC, and is deemed to have sole voting and investment power with respect to the securities.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:38 UTC ConversionSeries A Preferred Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052462 · doc4.xml · derivative · entry 3

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,089,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by Nolan Capital, LLC (the "LLC"). The Reporting Person is the President of LLC, and is deemed to have sole voting and investment power with respect to the securities.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:38 UTC ConversionCommon Stock 1,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052462 · doc4.xml · nonDerivative · entry 2

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,091,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by Nolan Capital, LLC (the "LLC"). The Reporting Person is the President of LLC, and is deemed to have sole voting and investment power with respect to the securities.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:38 UTC ConversionCommon Stock 1,089,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052462 · doc4.xml · nonDerivative · entry 1

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,089,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by Nolan Capital, LLC (the "LLC"). The Reporting Person is the President of LLC, and is deemed to have sole voting and investment power with respect to the securities.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC ConversionSeries B Preferred Stock · Derivative 17,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052460 · doc4.xml · derivative · entry 2

Nagendran Sukumar · CIK 0001665124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-1.0895 basis for no additional consideration, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-1.0895 basis for no additional consideration, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-1.0895 basis for no additional consideration, and had no expiration date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC ConversionCommon Stock 19,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052460 · doc4.xml · nonDerivative · entry 1

Nagendran Sukumar · CIK 0001665124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering, on a one-for-1.0895 basis for no additional consideration, and had no expiration date.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionSeries B Preferred Stock · Derivative 10,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · derivative · entry 6

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 11,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionSeries A Preferred Stock · Derivative 1,843,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · derivative · entry 5

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,008,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionSeries A Preferred Stock · Derivative 3,006,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · derivative · entry 4

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,275,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 11,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · nonDerivative · entry 3

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,020,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 2,008,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,008,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.

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September 28, 2020 Filed Sep 30, 2020 20:37 UTC
Manning Paul BDirector · 10% owner
ConversionCommon Stock 3,275,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052459 · doc4.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,275,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering for no additional consideration, on a one for-1.0895 basis, and had no expiration date.

F2 · ownership.nature: The securities are held by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Trust"). The Reporting Person is the trustee of the Trust and has sole voting and investment power with respect to the shares held by the Trust.

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September 23, 2020 Filed Sep 25, 2020 21:14 UTC
PRASAD SUYASHCMO and Head of R&D
GrantCommon Stock 668,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052116 · doc4.xml · nonDerivative · entry 1

PRASAD SUYASH · CIK 0001679129 · CMO and Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,745

F1 · shares: The shares underlying the RSU vest in 4 equal annual installments on each of June 29, 2021, June 29, 2022, June 29, 2023 and June 29, 2024, subject to the Reporting Person's continuous service as of each such vesting date

F2 · price: Each RSU represents a contingent right to receive one share the Issuer's common stock.

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September 23, 2020 Filed Sep 25, 2020 21:13 UTC GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-20-052115 · doc4.xml · derivative · entry 1

Nolan Sean P. · CIK 0001569926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

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September 23, 2020 Filed Sep 25, 2020 21:12 UTC GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-20-052114 · doc4.xml · derivative · entry 1

Nagendran Sukumar · CIK 0001665124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

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September 23, 2020 Filed Sep 25, 2020 21:11 UTC
Manning Paul BDirector · 10% owner
GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-20-052113 · doc4.xml · derivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

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September 23, 2020 Filed Sep 25, 2020 21:09 UTC GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-20-052112 · doc4.xml · derivative · entry 1

Donenberg Phillip B. · CIK 0001238120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2030-09-23

F1 · derivative.exercise_date: The shares subject to the Option vest in 36 equal monthly installments, subject to the Reporting Person continuing to provide service through each such date.

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September 23, 2020 Filed Sep 25, 2020 21:08 UTC
Alam KamranChief Financial Officer
GrantCommon Stock 331,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-052110 · doc4.xml · nonDerivative · entry 1

Alam Kamran · CIK 0001793412 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,121

F1 · shares: The shares underlying the RSU vest in 4 equal annual installments on each of August 17, 2021, August 17, 2022, August 17, 2023 and August 17, 2024, subject to the Reporting Person's continuous service as of each such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.