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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 22:58 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 361 $31.27 $11,288.47
Disclosure

SEC source: 0001371285-20-000044 · wf-form4_158284426511690.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:58 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000044 · wf-form4_158284426511690.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,020 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · derivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,060

Underlying: Common Stock · 6,020 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,756

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $31.12 $124,475.60
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 970,222

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.60 to $32.325 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 1,497 $31.27 $46,811.19
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,399

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 6,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 361 $31.27 $11,288.47
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,876

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000043 · wf-form4_158284424369126.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,736 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · derivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,207

Underlying: Common Stock · 2,736 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 313 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · derivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 313 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 734 $31.27 $22,952.18
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 2,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 92 $31.27 $2,876.84
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:56 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 313 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000041 · wf-form4_158284420094419.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,317 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · derivative · entry 10

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,951

Underlying: Common Stock · 8,317 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · derivative · entry 9

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,756

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 2,046 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 6

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,290

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 8,317 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 361 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:11 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,171 $0.00 Strike: $32.60 $0.00
Disclosure

SEC source: 0001371285-20-000036 · wf-form4_158276227955237.xml · derivative · entry 8

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,171 shares

Expires 2020-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU was fully vested on date of grant.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:11 UTC
BEARMAN ASHERChief Strategy Officer
GrantRestricted Stock Unit (RSU) · Derivative 1,171 $0.00 Strike: $32.60 $0.00
Disclosure

SEC source: 0001371285-20-000036 · wf-form4_158276227955237.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171

Underlying: Common Stock · 1,171 shares

Expires 2020-02-24

F1 · shares: These shares were granted by the Issuer, at the election of the Reporting Person, in lieu of a cash bonus. As such, the shares were fully vested on the date of grant, with the net settled amount subject to a 2-year holding period requirement.

F3 · derivative.exercise_date: The RSU was fully vested on date of grant.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:11 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 347 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000036 · wf-form4_158276227955237.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:11 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000036 · wf-form4_158276227955237.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were granted by the Issuer, at the election of the Reporting Person, in lieu of a cash bonus. As such, the shares were fully vested on the date of grant, with the net settled amount subject to a 2-year holding period requirement.

Read SEC document
February 24, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 0 $0.00 Strike: $32.60 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · derivative · entry 8

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2020-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · kind: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · shares: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

Read SEC document
February 24, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
GrantRestricted Stock Unit (RSU) · Derivative 0 $0.00 Strike: $32.60 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2020-02-24

F1 · date: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · kind: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · shares: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

Read SEC document
February 24, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

F1 · date: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · kind: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · shares: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 24, 2020 Filed Apr 28, 2021 21:11 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000137 · wf-form4a_161964429359966.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · kind: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F1 · shares: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:52 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $36.00 $14,400.00
Disclosure

SEC source: 0001371285-20-000034 · wf-form4_158206273670406.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 24, 2018, as amended on February 27, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:12 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $33.22 $132,870.40
Disclosure

SEC source: 0001371285-20-000026 · wf-form4_158145911981545.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 974,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.76 to $33.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 22, 2020 Filed Jan 23, 2020 22:31 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $32.83 $131,338.40
Disclosure

SEC source: 0001371285-20-000021 · wf-form4_157981869465504.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 978,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.12 to $33.395 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 21, 2020 Filed Jan 23, 2020 22:32 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001371285-20-000022 · wf-form4_157981871526563.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 200 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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January 21, 2020 Filed Jan 23, 2020 22:32 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 200 $33.00 $6,600.00
Disclosure

SEC source: 0001371285-20-000022 · wf-form4_157981871526563.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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January 21, 2020 Filed Jan 23, 2020 22:32 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 200 $6.54 $1,308.00
Disclosure

SEC source: 0001371285-20-000022 · wf-form4_157981871526563.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 23, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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January 10, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Griffin Highline Holdings LLC

Disclosed balance after: 5,780

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

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January 10, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
GiftCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578

F1 · kind: Represents transfer of shares to a limited liability company, indirectly, wholly-owned by the reporting person.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 19:10 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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January 08, 2020 Filed Jan 10, 2020 19:10 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 1,600 $37.07 $59,312.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 19:10 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:42 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $36.10 $144,388.80
Disclosure

SEC source: 0001371285-20-000016 · wf-form4_157852332210029.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 982,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.295 to $36.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:32 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 391 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000014 · wf-form4_157809073701203.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 391 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

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December 31, 2019 Filed Jan 3, 2020 22:32 UTC Exercise / conversionCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000014 · wf-form4_157809073701203.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:32 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 888 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000013 · wf-form4_157809071666167.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

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December 31, 2019 Filed Jan 3, 2020 17:32 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000013 · wf-form4_157809071666167.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:30 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 139 $0.00 Strike: $30.97 $0.00
Disclosure

SEC source: 0001371285-20-000008 · wf-form4_157809060980886.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 50% of the total shares on each of September 30, 2019 and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:30 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 783 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000008 · wf-form4_157809060980886.xml · derivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 783 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

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December 31, 2019 Filed Jan 3, 2020 17:30 UTC Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000008 · wf-form4_157809060980886.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:30 UTC Exercise / conversionCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000008 · wf-form4_157809060980886.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:31 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 783 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000011 · wf-form4_157809067333606.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 783 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.