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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000310 · wf-form4_160677859282408.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
Tooth MargaretChief Revenue Officer
Tax withholdingCommon Stock 479 $95.33 $45,663.07
Disclosure

SEC source: 0001371285-20-000310 · wf-form4_160677859282408.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,037

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
Tooth MargaretChief Revenue Officer
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000310 · wf-form4_160677859282408.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · derivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,714

Underlying: Common Stock · 2,079 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · derivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 818 $95.33 $77,979.94
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,132

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 479 $95.33 $45,663.07
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000306 · wf-form4_160677851309524.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,545

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · derivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 366 $95.33 $34,890.78
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,585

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Tax withholdingCommon Stock 296 $95.33 $28,217.68
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,446

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC
RAWLINGS DARRYLDirector · President and CEO
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 92 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 8

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,156

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 7

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 22 $95.33 $2,097.26
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 166 $95.33 $15,824.78
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Tax withholdingCommon Stock 75 $95.33 $7,149.75
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC
Friedman GavinChief People Officer
Exercise / conversionCommon Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,450 $0.00 Strike: $15.46 $0.00
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · derivative · entry 12

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,450 shares

Expires 2026-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,774 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · derivative · entry 11

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,397

Underlying: Common Stock · 30,774 shares

Expires 2027-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,169 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · derivative · entry 10

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,169 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 10,450 $95.72 $1,000,280.27
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 8

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · kind: The sales reported were effected in order to allow the reporting person to enter into a real estate purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.842 to $96.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 10,450 $15.46 $161,557.00
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 30,774 $95.72 $2,945,705.74
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · kind: The sales reported were effected in order to allow the reporting person to enter into a real estate purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.842 to $96.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 30,774 $17.97 $553,008.78
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 7,169 $95.72 $686,220.98
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · kind: The sales reported were effected in order to allow the reporting person to enter into a real estate purchase.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.842 to $96.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 24, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 7,169 $7.78 $55,774.82
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

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November 23, 2020 Filed Nov 25, 2020 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 6,000 $4.05 $24,300.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2020 Filed Nov 25, 2020 19:21 UTC
PLOUF TRICIAChief Financial Officer
Exercise / conversionCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,031 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · derivative · entry 9

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,169

Underlying: Common Stock · 2,031 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

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November 23, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 2,031 $96.35 $195,680.55
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · kind: The sales reported were effected in order to allow the reporting person to enter into a real estate purchase.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.32 to $96.37 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 23, 2020 Filed Nov 26, 2020 00:22 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 2,031 $7.78 $15,801.18
Disclosure

SEC source: 0001371285-20-000298 · wf-form4_160635011375557.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2020 Filed Nov 26, 2020 00:21 UTC SaleCommon Stock 5,000 $94.53 $472,645.00
Disclosure

SEC source: 0001371285-20-000296 · wf-form4_160635007479674.xml · nonDerivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 39,056

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.50 to $94.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

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November 23, 2020 Filed Nov 26, 2020 00:21 UTC SaleCommon Stock 5,000 $94.61 $473,035.00
Disclosure

SEC source: 0001371285-20-000296 · wf-form4_160635007479674.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 44,056

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.56 to $94.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

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November 23, 2020 Filed Dec 7, 2020 22:32 UTC
DOAK MICHAELDirector
SaleCommon Stock 4,858 $96.27 $467,700.06
Disclosure

SEC source: 0001371285-20-000321 · wf-form4_160738033246075.xml · nonDerivative · entry 7

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Griffin Highline Holdings LLC

Disclosed balance after: 2,500

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.23 to $96.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 19, 2020 Filed Nov 23, 2020 18:30 UTC
PLOUF TRICIAChief Financial Officer
SaleCommon Stock 300 $95.10 $28,530.00
Disclosure

SEC source: 0001371285-20-000292 · wf-form4_160617423132377.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,593

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 19, 2020 Filed Nov 23, 2020 23:30 UTC
Friedman GavinChief People Officer
SaleCommon Stock 300 $95.10 $28,530.00
Disclosure

SEC source: 0001371285-20-000291 · wf-form4_160617421048842.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 18, 2020 Filed Nov 20, 2020 22:24 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $94.64 $378,560.00
Disclosure

SEC source: 0001371285-20-000288 · wf-form4_160591105564512.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 906,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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November 18, 2020 Filed Nov 20, 2020 22:24 UTC
DOAK MICHAELDirector
SaleCommon Stock 790 $96.00 $75,836.05
Disclosure

SEC source: 0001371285-20-000287 · wf-form4_160591103668050.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

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November 16, 2020 Filed Nov 18, 2020 22:40 UTC
Tooth MargaretChief Revenue Officer
SaleCommon Stock 500 $86.66 $43,330.00
Disclosure

SEC source: 0001371285-20-000284 · wf-form4_160573922949443.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,297

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 16, 2020 Filed Nov 18, 2020 22:40 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 400 $86.66 $34,664.00
Disclosure

SEC source: 0001371285-20-000283 · wf-form4_160573920540113.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 6, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 06, 2020 Filed Nov 11, 2020 00:19 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001371285-20-000278 · wf-form4_160505394924677.xml · derivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 10,000 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.