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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 5, 2021 23:39 UTC Exercise / conversionCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000117 · wf-form4_161766592482288.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:38 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000116 · wf-form4_161766576411552.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994

Underlying: Common Stock · 330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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March 31, 2021 Filed Apr 5, 2021 23:38 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 330 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000116 · wf-form4_161766576411552.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 19:11 UTC
PLOUF TRICIAPresident and CFO
SaleCommon Stock 1,500 $87.41 $131,107.50
Disclosure

SEC source: 0001371285-21-000104 · wf-form4_161619545701387.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.33 to $89.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 17, 2021 Filed Mar 19, 2021 23:10 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $91.92 $367,680.00
Disclosure

SEC source: 0001371285-21-000103 · wf-form4_161619543550759.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 960,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:24 UTC SaleCommon Stock 250 $93.06 $23,265.00
Disclosure

SEC source: 0001371285-21-000100 · wf-form4_161601987457867.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,504

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 19, 2020, as amended on May 14, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 15, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 991,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
March 15, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,943

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:01 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $99.27 $397,093.20
Disclosure

SEC source: 0001371285-21-000096 · wf-form4_161481243682681.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 964,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC
Friedman GavinChief People Officer
SaleCommon Stock 6,000 $99.06 $594,354.00
Disclosure

SEC source: 0001371285-21-000095 · wf-form4_161481239373633.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 26, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 972,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
February 26, 2021 Filed Apr 23, 2021 22:41 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000130 · wf-form4_161921768803717.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,943

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
February 26, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 67,162 $4.77 $320,362.74
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 8

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · date: This Form 4 amendment corrects the date of this transaction from 2/25/2021 to 2/26/2021.

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February 26, 2021 Filed Apr 28, 2021 21:15 UTC Amendment
BEARMAN ASHEREVP, Business Development
SaleCommon Stock 7,815 $96.51 $754,241.28
Disclosure

SEC source: 0001371285-21-000140 · wf-form4a_161964453700127.xml · nonDerivative · entry 7

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

F6 · date: This Form 4 amendment corrects the date of this transaction from 2/25/2021 to 2/26/2021.

F7 · shares: Sale was made to cover tax obligations.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.29 to $97.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,686 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 9

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

Underlying: Common Stock · 8,686 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,258

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 2,393 $94.72 $226,664.96
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,967

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 8,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 433 $94.72 $41,013.76
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,674

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Tax withholdingCommon Stock 294 $94.72 $27,847.68
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,325

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:17 UTC
PLOUF TRICIAPresident and CFO
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,686 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

Underlying: Common Stock · 8,686 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,377 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · derivative · entry 8

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010

Underlying: Common Stock · 2,377 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · derivative · entry 7

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Tax withholdingCommon Stock 2,463 $94.72 $233,295.36
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 6

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,754

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionCommon Stock 8,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 5

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Tax withholdingCommon Stock 578 $94.72 $54,748.16
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionCommon Stock 2,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Tax withholdingCommon Stock 311 $94.72 $29,457.92
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,732

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000091 · wf-form4_161464069025850.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionStock Option (right to buy) · Derivative 67,162 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · derivative · entry 12

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,162 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,686 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · derivative · entry 11

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

Underlying: Common Stock · 8,686 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · derivative · entry 10

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Underlying: Common Stock · 2,080 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · derivative · entry 9

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 67,162 $4.77 $320,362.74
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 8

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
SaleCommon Stock 7,815 $96.51 $754,241.28
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 7

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492

F3 · shares: Sale was made to cover tax obligations.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.29 to $97.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 3,358 $94.72 $318,069.76
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 8,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 735 $94.72 $69,619.20
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,979

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 2,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Tax withholdingCommon Stock 454 $94.72 $43,002.88
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:16 UTC
BEARMAN ASHERChief Strategy Officer
Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000087 · wf-form4_161464054964064.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,392 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · derivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,174

Underlying: Common Stock · 8,392 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · derivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,040

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · derivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 3,302 $94.72 $312,765.44
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,943

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 8,392 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:18 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 592 $94.72 $56,074.24
Disclosure

SEC source: 0001371285-21-000090 · wf-form4_161464066623370.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,853

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.