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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 16, 2021 20:29 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000298 · wf-form4_163711255070081.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 12, 2021, the Reporting Person was granted 84 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 45 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

F2 · derivative.expiration_date: On November 12, 2021, the Reporting Person was granted 84 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 45 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

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November 12, 2021 Filed Nov 16, 2021 20:29 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000298 · wf-form4_163711255070081.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 01:03 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 1,300 $124.30 $161,592.21
Disclosure

SEC source: 0001371285-21-000292 · wf-form4_163702453469594.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 963,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.01 to $124.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 01:03 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 2,082 $123.53 $257,194.46
Disclosure

SEC source: 0001371285-21-000292 · wf-form4_163702453469594.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 964,522

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.99 to $123.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 01:03 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 518 $122.44 $63,424.44
Disclosure

SEC source: 0001371285-21-000292 · wf-form4_163702453469594.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 966,604

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.96 to $122.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 01:03 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 100 $120.80 $12,080.00
Disclosure

SEC source: 0001371285-21-000292 · wf-form4_163702453469594.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 967,122

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
November 10, 2021 Filed Nov 13, 2021 00:34 UTC SaleCommon Stock 1,532 $125.00 $191,500.00
Disclosure

SEC source: 0001371285-21-000290 · wf-form4_163676368178110.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,946

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:07 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $116.00 $58,000.00
Disclosure

SEC source: 0001371285-21-000288 · wf-form4_163642005670695.xml · nonDerivative · entry 5

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,974

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:07 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $115.00 $57,500.00
Disclosure

SEC source: 0001371285-21-000288 · wf-form4_163642005670695.xml · nonDerivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,474

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:07 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $114.00 $57,000.00
Disclosure

SEC source: 0001371285-21-000288 · wf-form4_163642005670695.xml · nonDerivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,974

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:07 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $113.00 $56,500.00
Disclosure

SEC source: 0001371285-21-000288 · wf-form4_163642005670695.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,474

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 20:07 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $112.00 $56,000.00
Disclosure

SEC source: 0001371285-21-000288 · wf-form4_163642005670695.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,974

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 22:45 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 400 $102.69 $41,076.00
Disclosure

SEC source: 0001371285-21-000286 · wf-form4_163597949694602.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan offinancial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 23:17 UTC
Tooth MargaretCo-President
SaleCommon Stock 500 $101.18 $50,590.00
Disclosure

SEC source: 0001371285-21-000277 · wf-form4_163580864288078.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,194

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 22:58 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $109.60 $438,400.00
Disclosure

SEC source: 0001371285-21-000275 · wf-form4_163537551150315.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 967,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:02 UTC
PLOUF TRICIACo-President and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-21-000273 · wf-form4_163520290926755.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:02 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 1,626 $105.29 $171,198.45
Disclosure

SEC source: 0001371285-21-000273 · wf-form4_163520290926755.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,581

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:02 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 1,874 $104.22 $195,312.97
Disclosure

SEC source: 0001371285-21-000273 · wf-form4_163520290926755.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,207

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.75 to $104.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:02 UTC
PLOUF TRICIACo-President and CFO
Exercise / conversionCommon Stock 3,500 $8.74 $30,590.00
Disclosure

SEC source: 0001371285-21-000273 · wf-form4_163520290926755.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:59 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $111.00 $55,500.00
Disclosure

SEC source: 0001371285-21-000271 · wf-form4_163520272781387.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,474

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:59 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $110.00 $55,000.00
Disclosure

SEC source: 0001371285-21-000271 · wf-form4_163520272781387.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,974

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 23:29 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $83.78 $335,129.20
Disclosure

SEC source: 0001371285-21-000269 · wf-form4_163408134374354.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 971,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:38 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 400 $78.30 $31,320.00
Disclosure

SEC source: 0001371285-21-000265 · wf-form4_163346990014091.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan offinancial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:56 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000257 · wf-form4_163339895479474.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:56 UTC Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000257 · wf-form4_163339895479474.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
Exercise / conversionStock Option (right to buy) · Derivative 2,256 $0.00 Strike: $7.78 $0.00
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

Underlying: Common Stock · 2,256 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully vested.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 105 $81.51 $8,558.55
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,581

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 600 $80.51 $48,307.98
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,686

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.39 to $80.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 539 $78.65 $42,391.76
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,286

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $78.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 690 $80.94 $55,845.91
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,825

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.55 to $81.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 739 $80.07 $59,174.39
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,515

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.49 to $80.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
SaleCommon Stock 827 $78.68 $65,069.27
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,254

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $79.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 30, 2021 Filed Oct 4, 2021 21:58 UTC
PLOUF TRICIACo-President and CFO
Exercise / conversionCommon Stock 2,256 $7.78 $17,551.68
Disclosure

SEC source: 0001371285-21-000261 · wf-form4_163339908842160.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Co-President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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September 30, 2021 Filed Oct 5, 2021 01:59 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000263 · wf-form4_163339912426319.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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September 30, 2021 Filed Oct 5, 2021 01:59 UTC Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000263 · wf-form4_163339912426319.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:58 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000262 · wf-form4_163339910580513.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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September 30, 2021 Filed Oct 4, 2021 21:58 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000262 · wf-form4_163339910580513.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:57 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000259 · wf-form4_163339905326495.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,402 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

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September 30, 2021 Filed Oct 4, 2021 21:57 UTC Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000259 · wf-form4_163339905326495.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:57 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000258 · wf-form4_163339902503865.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:57 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000258 · wf-form4_163339902503865.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:58 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000260 · wf-form4_163339907095350.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:58 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000260 · wf-form4_163339907095350.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 17:39 UTC
LOW MURRAY BDirector
Exercise / conversionStock Option (right to buy) · Derivative 8,750 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001371285-21-000256 · wf-form4_163312435683698.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 17:39 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 8,750 $4.05 $35,437.50
Disclosure

SEC source: 0001371285-21-000256 · wf-form4_163312435683698.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 21:33 UTC
Tooth MargaretCo-President
SaleCommon Stock 300 $85.29 $25,587.00
Disclosure

SEC source: 0001062993-21-009015 · form4.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,694

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 21:41 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $83.97 $335,888.00
Disclosure

SEC source: 0001371285-21-000252 · wf-form4_163243327963012.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 975,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.105 to $85.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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September 07, 2021 Filed Sep 9, 2021 23:32 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $86.56 $346,242.80
Disclosure

SEC source: 0001371285-21-000250 · wf-form4_163123033678822.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 979,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.48 to $90.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:02 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 400 $92.00 $36,800.00
Disclosure

SEC source: 0001371285-21-000248 · wf-form4_163070651417324.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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August 30, 2021 Filed Sep 1, 2021 23:16 UTC
DOAK MICHAELDirector
SaleCommon Stock 2,500 $94.91 $237,283.25
Disclosure

SEC source: 0001371285-21-000246 · wf-form4_163053819819822.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Griffin Highline Holdings LLC

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.