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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · derivative · entry 15

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Tax withholdingCommon Stock 854 $125.03 $106,775.62
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · nonDerivative · entry 10

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,857

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · nonDerivative · entry 9

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Tax withholdingCommon Stock 701 $125.03 $87,646.03
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · nonDerivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · nonDerivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC Amendment
PLOUF TRICIACo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000011 · wf-form4a_164307350575601.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC Amendment
PLOUF TRICIACo-President
SaleCommon Stock 480 $125.23 $60,108.96
Disclosure

SEC source: 0001371285-22-000011 · wf-form4a_164307350575601.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,820

F2 · kind: This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.

F3 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.0651 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC Amendment
PLOUF TRICIACo-President
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000011 · wf-form4a_164307350575601.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · derivative · entry 16

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,542

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · derivative · entry 15

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Tax withholdingCommon Stock 854 $125.03 $106,775.62
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · nonDerivative · entry 10

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,341

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · nonDerivative · entry 9

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Tax withholdingCommon Stock 934 $125.03 $116,778.02
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · nonDerivative · entry 8

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,024

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC
Tooth MargaretCo-President
Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000016 · wf-form4_164375462674260.xml · nonDerivative · entry 7

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC Amendment
Tooth MargaretCo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000015 · wf-form4a_164375460765686.xml · derivative · entry 4

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC Amendment
Tooth MargaretCo-President
SaleCommon Stock 480 $125.23 $60,111.50
Disclosure

SEC source: 0001371285-22-000015 · wf-form4a_164375460765686.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433

F2 · kind: This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.

F3 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
November 25, 2021 Filed Feb 1, 2022 22:30 UTC Amendment
Tooth MargaretCo-President
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000015 · wf-form4a_164375460765686.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · derivative · entry 18

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,542

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,079 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · derivative · entry 17

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,397

Underlying: Common Stock · 2,079 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · derivative · entry 16

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 1,093 $125.03 $136,657.79
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 12

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,356

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 11

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Tax withholdingCommon Stock 1,046 $125.03 $130,781.38
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 10

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,278

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 2,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 9

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
SaleCommon Stock 614 $125.23 $76,890.05
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 8

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,245

F3 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.2128 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:14 UTC
BEARMAN ASHEREVP, Business Development
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000034 · wf-form5_164487680503529.xml · nonDerivative · entry 7

BEARMAN ASHER · CIK 0001622728 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · derivative · entry 35

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F20 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · derivative · entry 34

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F19 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · derivative · entry 33

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F18 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · derivative · entry 32

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F17 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 1,080 $125.03 $135,032.40
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 16

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 15

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
SaleCommon Stock 10 $125.22 $1,252.20
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 14

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

F3 · kind: This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.

F4 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

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November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 13

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
SaleCommon Stock 269 $125.23 $33,686.47
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

F3 · kind: This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.

F4 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
SaleCommon Stock 123 $125.23 $15,403.19
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

F3 · kind: This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.

F4 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 25, 2021 Filed Feb 14, 2022 22:13 UTC Amendment
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000033 · wf-form4a_164487673376562.xml · nonDerivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:21 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $130.03 $65,015.00
Disclosure

SEC source: 0001371285-21-000302 · wf-form4_163719488260819.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,519

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 12, 2021 Filed Nov 16, 2021 20:54 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000300 · wf-form4_163711408192768.xml · derivative · entry 5

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,088

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU was fully vested on date of grant.

F3 · derivative.expiration_date: The RSU was fully vested on date of grant.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:54 UTC
Wolff Andrew D.Chief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 7,044 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000300 · wf-form4_163711408192768.xml · derivative · entry 4

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,233

Underlying: Common Stock · 7,044 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On November 12, 2021, the Reporting Person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 12, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F4 · derivative.expiration_date: On November 12, 2021, the Reporting Person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 12, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:54 UTC
Wolff Andrew D.Chief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000300 · wf-form4_163711408192768.xml · derivative · entry 3

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

Underlying: Common Stock · 145 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU was fully vested on date of grant.

F3 · derivative.expiration_date: The RSU was fully vested on date of grant.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:54 UTC
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 34 $129.99 $4,419.66
Disclosure

SEC source: 0001371285-21-000300 · wf-form4_163711408192768.xml · nonDerivative · entry 2

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:54 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000300 · wf-form4_163711408192768.xml · nonDerivative · entry 1

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:22 UTC
Satchu ZayDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 201 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000294 · wf-form4_163711215135129.xml · derivative · entry 3

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Stock · 201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 12, 2021, the Reporting Person was granted 493 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 201 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

F2 · derivative.expiration_date: On November 12, 2021, the Reporting Person was granted 493 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 201 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:22 UTC
Satchu ZayDirector
GrantRestricted Stock Unit (RSU) · Derivative 493 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000294 · wf-form4_163711215135129.xml · derivative · entry 2

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493

Underlying: Common Stock · 493 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 12, 2021, the Reporting Person was granted 493 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 201 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

F2 · derivative.expiration_date: On November 12, 2021, the Reporting Person was granted 493 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 201 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:22 UTC
Satchu ZayDirector
Exercise / conversionCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000294 · wf-form4_163711215135129.xml · nonDerivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 17, 2021 01:25 UTC SaleCommon Stock 518 $128.00 $66,304.00
Disclosure

SEC source: 0001371285-21-000296 · wf-form4_163711231204566.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,478

Read SEC document
November 12, 2021 Filed Nov 17, 2021 01:25 UTC SaleCommon Stock 2,950 $125.05 $368,898.39
Disclosure

SEC source: 0001371285-21-000296 · wf-form4_163711231204566.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,996

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 20:29 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000298 · wf-form4_163711255070081.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39

Underlying: Common Stock · 45 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 12, 2021, the Reporting Person was granted 84 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 45 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

F2 · derivative.expiration_date: On November 12, 2021, the Reporting Person was granted 84 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 45 shares on the Transaction Date and the remaining shares shall vest on December 31, 2021, subject to continued service through the vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.