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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2021 Filed Dec 15, 2021 19:21 UTC
LOW MURRAY BDirector
SaleCommon Stock 393 $144.34 $56,725.62
Disclosure

SEC source: 0001371285-21-000318 · wf-form4_163961408736787.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,626

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 01, 2021 Filed Dec 4, 2021 00:04 UTC
Friedman GavinEVP, People and Legal
SaleCommon Stock 379 $125.46 $47,547.67
Disclosure

SEC source: 0001371285-21-000316 · wf-form4_163857626888138.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan offinancial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.33 to $125.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:00 UTC
PLOUF TRICIACo-President
SaleCommon Stock 50 $125.66 $6,283.00
Disclosure

SEC source: 0001371285-21-000312 · wf-form4_163849324196134.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,081

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:00 UTC
PLOUF TRICIACo-President
SaleCommon Stock 50 $125.54 $6,277.00
Disclosure

SEC source: 0001371285-21-000312 · wf-form4_163849324196134.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,131

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:00 UTC
PLOUF TRICIACo-President
SaleCommon Stock 969 $125.03 $121,150.39
Disclosure

SEC source: 0001371285-21-000312 · wf-form4_163849324196134.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,181

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.44 to $125.40 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:00 UTC
PLOUF TRICIACo-President
SaleCommon Stock 1,423 $123.84 $176,230.44
Disclosure

SEC source: 0001371285-21-000312 · wf-form4_163849324196134.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,150

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.41 to $124.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:00 UTC
PLOUF TRICIACo-President
SaleCommon Stock 1,008 $122.93 $123,913.04
Disclosure

SEC source: 0001371285-21-000312 · wf-form4_163849324196134.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,573

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.22 to $123.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 20:02 UTC
Levitan DanDirector
SaleCommon Stock 5,000 $125.00 $625,000.00
Disclosure

SEC source: 0001371285-21-000314 · wf-form4_163849336162777.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 0

Read SEC document
November 30, 2021 Filed Feb 14, 2022 18:36 UTC
Levitan DanDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · nonDerivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 3,000

Read SEC document
November 30, 2021 Filed Feb 14, 2022 18:36 UTC
Levitan DanDirector
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000042 · wf-form5_164488177239614.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,528

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:18 UTC
Tooth MargaretCo-President
SaleCommon Stock 1 $126.00 $126.00
Disclosure

SEC source: 0001371285-21-000306 · wf-form4_163840427442386.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,694

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:18 UTC
Tooth MargaretCo-President
SaleCommon Stock 37 $124.32 $4,599.77
Disclosure

SEC source: 0001371285-21-000306 · wf-form4_163840427442386.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,695

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.12 to $124.5279 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:18 UTC
Tooth MargaretCo-President
SaleCommon Stock 5 $123.50 $617.50
Disclosure

SEC source: 0001371285-21-000306 · wf-form4_163840427442386.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:18 UTC
Tooth MargaretCo-President
SaleCommon Stock 457 $123.09 $56,252.13
Disclosure

SEC source: 0001371285-21-000306 · wf-form4_163840427442386.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,737

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:14 UTC
LOW MURRAY BDirector
SaleCommon Stock 500 $125.22 $62,610.00
Disclosure

SEC source: 0001371285-21-000304 · wf-form4_163840402741620.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,019

F1 · kind: The sale reported is effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:27 UTC
Levitan DanDirector
SaleCommon Stock 5,000 $125.21 $626,040.00
Disclosure

SEC source: 0001371285-21-000310 · wf-form4_163840483984473.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - Levitan Family Foundation

Disclosed balance after: 5,000

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 400 $125.98 $50,390.84
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 959,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.87 to $126.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 1,141 $125.07 $142,706.47
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 959,622

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.83 to $125.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 1,153 $124.31 $143,334.96
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 960,763

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.78 to $124.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 506 $123.12 $62,296.80
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 961,916

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.72 to $123.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 400 $121.35 $48,540.80
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 962,422

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.09 to $121.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:20 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 400 $120.33 $48,133.32
Disclosure

SEC source: 0001371285-21-000308 · wf-form4_163840444020284.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 962,822

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.86 to $120.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 25, 2021 Filed Dec 20, 2021 21:33 UTC
PLOUF TRICIACo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000322 · wf-form4_164005401367896.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Dec 20, 2021 21:33 UTC
PLOUF TRICIACo-President
Tax withholdingCommon Stock 480 $125.23 $60,108.96
Disclosure

SEC source: 0001371285-21-000322 · wf-form4_164005401367896.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,820

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Dec 20, 2021 21:33 UTC
PLOUF TRICIACo-President
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000322 · wf-form4_164005401367896.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Dec 31, 2021 02:32 UTC
Tooth MargaretCo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000326 · wf-form4_164091795390660.xml · derivative · entry 4

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Dec 31, 2021 02:32 UTC
Tooth MargaretCo-President
Tax withholdingCommon Stock 480 $125.23 $60,111.50
Disclosure

SEC source: 0001371285-21-000326 · wf-form4_164091795390660.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Dec 31, 2021 02:32 UTC
Tooth MargaretCo-President
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000326 · wf-form4_164091795390660.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · derivative · entry 35

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F16 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · derivative · entry 34

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F15 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · derivative · entry 33

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F14 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · derivative · entry 32

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F13 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 1,080 $125.03 $135,032.40
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 16

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 15

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 10 $125.22 $1,252.20
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 14

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 13

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 269 $125.22 $33,684.18
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Tax withholdingCommon Stock 123 $125.22 $15,402.06
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 6, 2022 02:26 UTC
Friedman GavinEVP, People and Legal
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000006 · wf-form4_164143599551385.xml · nonDerivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,098 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · derivative · entry 19

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,881

Underlying: Common Stock · 2,098 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · derivative · entry 18

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,525

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · derivative · entry 17

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 825 $125.03 $103,149.75
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 12

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,719

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 2,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 11

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Tax withholdingCommon Stock 592 $125.03 $74,017.76
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 10

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,446

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 480 $125.22 $60,106.94
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,533

F3 · shares: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $125.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
November 25, 2021 Filed Jan 21, 2022 21:59 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000008 · wf-form4_164280232062485.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2021 Filed Jan 24, 2022 20:18 UTC
PLOUF TRICIACo-President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000012 · wf-form4_164307352466988.xml · derivative · entry 16

PLOUF TRICIA · CIK 0001673762 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,542

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.