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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $66.86 $267,426.40
Disclosure

SEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 865,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:59 UTC SaleCommon Stock 6,907 $72.02 $497,447.67
Disclosure

SEC source: 0001371285-22-000189 · wf-form4_166016876063560.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,507

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.52 to $73.405 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 08, 2022 Filed Aug 11, 2022 22:09 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $66.86 $267,426.40
Disclosure

SEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 865,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 22:09 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 869,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 22:09 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,196

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
August 08, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 869,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
August 08, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,196

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:50 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001371285-22-000185 · wf-form4_165956340994025.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 12,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the total shares on August 8, 2017, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 8, 2020.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:50 UTC
RAWLINGS DARRYLDirector · CEO
Exercise / conversionCommon Stock 12,000 $14.95 $179,400.00
Disclosure

SEC source: 0001371285-22-000185 · wf-form4_165956340994025.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:35 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $64.21 $256,836.00
Disclosure

SEC source: 0001371285-22-000177 · wf-form4_165904409573104.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.99 to $65.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 07, 2022 Filed Jul 11, 2022 20:57 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $66.11 $264,440.00
Disclosure

SEC source: 0001371285-22-000175 · wf-form4_165757302677484.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:38 UTC
DOAK MICHAELDirector
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-22-000173 · wf-form4_165722990234866.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,932

Underlying: Common Stock · 700 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:38 UTC
DOAK MICHAELDirector
SaleCommon Stock 700 $60.00 $42,000.00
Disclosure

SEC source: 0001371285-22-000173 · wf-form4_165722990234866.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:38 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 700 $8.57 $5,999.00
Disclosure

SEC source: 0001371285-22-000173 · wf-form4_165722990234866.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000167 · wf-form4_165705543279372.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000167 · wf-form4_165705543279372.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:12 UTC
Satchu ZayDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000171 · wf-form4_165705552276621.xml · derivative · entry 2

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:12 UTC
Satchu ZayDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000171 · wf-form4_165705552276621.xml · nonDerivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:11 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000170 · wf-form4_165705550376160.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:11 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000170 · wf-form4_165705550376160.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · derivative · entry 6

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Stock · 28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F4 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · derivative · entry 5

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83

Underlying: Common Stock · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · derivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · nonDerivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000169 · wf-form4_165705548380466.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000165 · wf-form4_165705538375313.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83

Underlying: Common Stock · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000165 · wf-form4_165705538375313.xml · derivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

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June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionCommon Stock 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000165 · wf-form4_165705538375313.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:10 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000165 · wf-form4_165705538375313.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000168 · wf-form4_165705545575921.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:11 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000168 · wf-form4_165705545575921.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:10 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000166 · wf-form4_165705540977261.xml · derivative · entry 4

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Stock · 28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:10 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000166 · wf-form4_165705540977261.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:10 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000166 · wf-form4_165705540977261.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:10 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000166 · wf-form4_165705540977261.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 21, 2022 Filed Jun 24, 2022 21:46 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $53.10 $212,416.00
Disclosure

SEC source: 0001371285-22-000157 · wf-form4_165610715377295.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 865,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 22:26 UTC
RAWLINGS DARRYLDirector · CEO
SaleCommon Stock 4,000 $66.52 $266,080.40
Disclosure

SEC source: 0001371285-22-000152 · wf-form4_165455436612025.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 869,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:25 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000149 · wf-form4_165368667449807.xml · nonDerivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 873,109

Read SEC document
May 26, 2022 Filed May 27, 2022 21:25 UTC
RAWLINGS DARRYLDirector · CEO
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000149 · wf-form4_165368667449807.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,196

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,894 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · derivative · entry 9

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,840

Underlying: Common Stock · 2,894 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,199

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 1,138 $63.20 $71,921.60
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,115

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 854 $63.20 $53,972.80
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,359

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 701 $63.20 $44,303.20
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,042

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:24 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000148 · wf-form4_165368663702486.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:25 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,926 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000150 · wf-form4_165368671652513.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,195

Underlying: Common Stock · 2,926 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.