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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 5 $77.49 $387.45
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,504

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 166 $77.49 $12,863.34
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:26 UTC Amendment
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000220 · wf-form4a_166215398497699.xml · derivative · entry 3

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Underlying: Common Stock · 1,761 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:26 UTC Amendment
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 692 $77.49 $53,623.08
Disclosure

SEC source: 0001371285-22-000220 · wf-form4a_166215398497699.xml · nonDerivative · entry 2

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:26 UTC Amendment
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 1,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000220 · wf-form4a_166215398497699.xml · nonDerivative · entry 1

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,895 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · derivative · entry 9

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,945

Underlying: Common Stock · 2,895 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,028

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 1,139 $77.49 $88,261.11
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,269

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 854 $77.49 $66,176.46
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,513

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 701 $77.49 $54,320.49
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,196

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 17:25 UTC Amendment
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000217 · wf-form4a_166215389564791.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 2,927 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · derivative · entry 8

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,028

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · derivative · entry 7

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Tax withholdingCommon Stock 1,151 $77.49 $89,190.99
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 6

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,042

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionCommon Stock 2,927 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 5

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Tax withholdingCommon Stock 854 $77.49 $66,176.46
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,266

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Tax withholdingCommon Stock 934 $77.49 $72,375.66
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,949

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:26 UTC Amendment Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000219 · wf-form4a_166215396268303.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,738 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,378

Underlying: Common Stock · 2,738 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,098 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 2,098 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,077 $77.49 $83,456.73
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 825 $77.49 $63,929.25
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,382

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 592 $77.49 $45,874.08
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,109

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

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August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 788 $77.49 $61,062.12
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,280

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 1,080 $77.49 $83,689.20
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 9 $77.49 $697.41
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,397

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 269 $77.49 $20,844.81
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:48 UTC
Friedman GavinEVP, Legal and Regulatory
SaleCommon Stock 3,000 $72.17 $216,512.70
Disclosure

SEC source: 0001371285-22-000198 · wf-form4_166155048520573.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.91 to $72.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 11, 2022 Filed Aug 15, 2022 22:22 UTC
Friedman GavinEVP, Legal and Regulatory
SaleCommon Stock 1,600 $80.00 $128,000.00
Disclosure

SEC source: 0001371285-22-000196 · wf-form4_166060067381993.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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August 11, 2022 Filed Aug 15, 2022 22:14 UTC
Friedman GavinEVP, Legal and Regulatory
SaleCommon Stock 1,600 $80.00 $128,000.00
Disclosure

SEC source: 0001371285-22-000194 · wf-form4_166059889021420.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.