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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 23:56 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000234 · wf-form4_166492769403920.xml · derivative · entry 4

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:56 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000234 · wf-form4_166492769403920.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:56 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 27 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000234 · wf-form4_166492769403920.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:56 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000234 · wf-form4_166492769403920.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $61.38 $245,520.00
Disclosure

SEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $62.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
September 28, 2022 Filed Oct 4, 2022 01:17 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
September 28, 2022 Filed Oct 4, 2022 01:17 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
September 28, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
September 28, 2022 Filed Oct 19, 2022 21:20 UTC Amendment
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 23:46 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001371285-22-000222 · wf-form4_166423594789100.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 4,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the total shares on August 8, 2017, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 8, 2020.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 23:46 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,000 $14.95 $59,800.00
Disclosure

SEC source: 0001371285-22-000222 · wf-form4_166423594789100.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 23:10 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $65.57 $262,286.40
Disclosure

SEC source: 0001062993-22-019642 · form4.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.02 to $66.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 29, 2022 Filed Sep 1, 2022 22:13 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $69.34 $277,366.80
Disclosure

SEC source: 0001371285-22-000210 · wf-form4_166207041253284.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.23 to $70.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:48 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000208 · wf-form4_166180967817951.xml · derivative · entry 3

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Underlying: Common Stock · 1,761 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:48 UTC
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 428 $77.49 $33,165.72
Disclosure

SEC source: 0001371285-22-000208 · wf-form4_166180967817951.xml · nonDerivative · entry 2

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:48 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 1,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000208 · wf-form4_166180967817951.xml · nonDerivative · entry 1

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,895 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · derivative · entry 9

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,945

Underlying: Common Stock · 2,895 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,028

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 704 $77.49 $54,552.96
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,298

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 528 $77.49 $40,914.72
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,107

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Tax withholdingCommon Stock 433 $77.49 $33,553.17
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,464

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 17:47 UTC
PLOUF TRICIAChief Operating Officer
Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000205 · wf-form4_166180960611494.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,268

Underlying: Common Stock · 2,927 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · derivative · entry 8

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,028

Underlying: Common Stock · 2,171 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · derivative · entry 7

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 2,376 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Tax withholdingCommon Stock 712 $77.49 $55,172.88
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 6

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,163

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionCommon Stock 2,927 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 5

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Tax withholdingCommon Stock 528 $77.49 $40,914.72
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,948

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionCommon Stock 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Tax withholdingCommon Stock 578 $77.49 $44,789.22
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,305

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC Exercise / conversionCommon Stock 2,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000207 · wf-form4_166180965513332.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,738 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,378

Underlying: Common Stock · 2,738 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,098 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 2,098 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 828 $77.49 $64,161.72
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,833

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 510 $77.49 $39,519.90
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,923

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 366 $77.49 $28,361.34
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,335

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:47 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 487 $77.49 $37,737.63
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 668 $77.49 $51,763.32
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,583

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.