Tapewire

Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2022 Filed Nov 29, 2022 22:48 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000272 · wf-form4_166976208711787.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,034

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

Underlying: Common Stock · 2,746 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 788 $54.13 $42,654.44
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 1,080 $54.13 $58,460.40
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 2,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 9 $54.13 $487.17
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Tax withholdingCommon Stock 269 $54.13 $14,560.97
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC
Friedman GavinEVP, Legal and Regulatory
Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 23:16 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $60.41 $241,642.40
Disclosure

SEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 865,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
November 14, 2022 Filed Nov 22, 2022 23:16 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 869,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
November 14, 2022 Filed Nov 22, 2022 23:16 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:12 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-22-000262 · wf-form4_166812555018973.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,448

Underlying: Common Stock · 12,000 shares

Expires 2027-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:12 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,000 $17.97 $215,640.00
Disclosure

SEC source: 0001371285-22-000262 · wf-form4_166812555018973.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:34 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $44.16 $176,648.00
Disclosure

SEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.22 to $45.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 01, 2022 Filed Nov 7, 2022 22:34 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
November 01, 2022 Filed Nov 7, 2022 22:34 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 23:00 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-22-000250 · wf-form4_166691161390593.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

Underlying: Common Stock · 4,000 shares

Expires 2027-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 23:00 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,000 $17.97 $71,880.00
Disclosure

SEC source: 0001371285-22-000250 · wf-form4_166691161390593.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:21 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $53.94 $215,740.00
Disclosure

SEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 12, 2022 Filed Oct 19, 2022 21:21 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 861,109

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
October 12, 2022 Filed Oct 19, 2022 21:21 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,043

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:57 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $14.95 $0.00
Disclosure

SEC source: 0001371285-22-000242 · wf-form4_166552540879465.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the total shares on August 8, 2017, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 8, 2020.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:57 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,000 $14.95 $59,800.00
Disclosure

SEC source: 0001371285-22-000242 · wf-form4_166552540879465.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 23:40 UTC
DOAK MICHAELDirector
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-22-000240 · wf-form4_166518602114664.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,232

Underlying: Common Stock · 700 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 23:40 UTC
DOAK MICHAELDirector
SaleCommon Stock 700 $60.50 $42,350.00
Disclosure

SEC source: 0001371285-22-000240 · wf-form4_166518602114664.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 23:40 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 700 $8.57 $5,999.00
Disclosure

SEC source: 0001371285-22-000240 · wf-form4_166518602114664.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 01:17 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $61.38 $245,520.00
Disclosure

SEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $62.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2)

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September 30, 2022 Filed Oct 4, 2022 20:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000237 · wf-form4_166492810370871.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

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September 30, 2022 Filed Oct 4, 2022 20:05 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000237 · wf-form4_166492810370871.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:55 UTC
Satchu ZayDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000228 · wf-form4_166492701214796.xml · derivative · entry 2

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

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September 30, 2022 Filed Oct 4, 2022 19:55 UTC
Satchu ZayDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000228 · wf-form4_166492701214796.xml · nonDerivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 00:17 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000238 · wf-form4_166492880824340.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

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September 30, 2022 Filed Oct 5, 2022 00:17 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000238 · wf-form4_166492880824340.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · derivative · entry 6

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F4 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

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September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · derivative · entry 5

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · derivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 27 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · nonDerivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:03 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000236 · wf-form4_166492802497214.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000226 · wf-form4_166492628263939.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000226 · wf-form4_166492628263939.xml · derivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:33 UTC Exercise / conversionCommon Stock 41 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000226 · wf-form4_166492628263939.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:33 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000226 · wf-form4_166492628263939.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:09 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000235 · wf-form4_166492794221487.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:09 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000235 · wf-form4_166492794221487.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.