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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 3,305 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 5

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 130 $56.53 $7,348.90
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 4

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 3

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 130 $56.53 $7,348.90
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 2

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionCommon Stock 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 1

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC GrantRestricted Stock Unit (RSU) · Derivative 13,063 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · derivative · entry 12

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,187

Underlying: Common Stock · 13,063 shares

Expires 2026-02-25

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 52,250 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,927 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · derivative · entry 11

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,414

Underlying: Common Stock · 2,927 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,828 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,172 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · derivative · entry 10

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,685

Underlying: Common Stock · 2,172 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On April 3, 2020, the Reporting Person was granted 34,741 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: On April 3, 2020, the Reporting Person was granted 34,741 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,377 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · derivative · entry 9

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,377 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 22, 2019, the Reporting Person was granted 38,020 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: On February 22, 2019, the Reporting Person was granted 38,020 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Tax withholdingCommon Stock 3,608 $56.53 $203,960.24
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 8

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,589

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionCommon Stock 13,063 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 7

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Tax withholdingCommon Stock 712 $56.53 $40,249.36
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 6

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,134

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionCommon Stock 2,927 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 5

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Tax withholdingCommon Stock 525 $56.53 $29,678.25
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 4

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,919

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionCommon Stock 2,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 3

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Tax withholdingCommon Stock 682 $56.53 $38,553.46
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,272

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:43 UTC Exercise / conversionCommon Stock 2,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000058 · wf-form4_167762057748934.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
GrantRestricted Stock Unit (RSU) · Derivative 3,783 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · derivative · entry 13

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,349

Underlying: Common Stock · 3,783 shares

Expires 2026-02-25

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 15,132 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F7 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 15,132 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,738 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · derivative · entry 12

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,902

Underlying: Common Stock · 2,738 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,098 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · derivative · entry 11

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

Underlying: Common Stock · 2,098 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · derivative · entry 10

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 22, 2019, the Reporting Person was granted 24,080 restricted stock unites (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: On February 22, 2019, the Reporting Person was granted 24,080 restricted stock unites (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 921 $56.53 $52,064.13
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 8

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,449

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,783 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 666 $56.53 $37,648.98
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,587

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 531 $56.53 $30,017.43
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,515

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Tax withholdingCommon Stock 446 $56.53 $25,212.38
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,948

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:34 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $58.50 $234,014.00
Disclosure

SEC source: 0001371285-23-000042 · wf-form4_167650046495366.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 849,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.30 to $59.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:20 UTC
PLOUF TRICIAEVP, Pricing
SaleCommon Stock 700 $59.76 $41,829.20
Disclosure

SEC source: 0001371285-23-000033 · wf-form4_167607478987421.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · EVP, Pricing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,023

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:55 UTC
Friedman GavinEVP, Legal and Regulatory
SaleCommon Stock 500 $58.73 $29,365.00
Disclosure

SEC source: 0001371285-23-000031 · wf-form4_167546490783555.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:55 UTC
PLOUF TRICIAEVP, Pricing
SaleCommon Stock 350 $59.03 $20,659.80
Disclosure

SEC source: 0001371285-23-000029 · wf-form4_167538208844630.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · EVP, Pricing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,723

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.01 to $59.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 26, 2023 Filed Jan 30, 2023 23:16 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $54.33 $217,310.80
Disclosure

SEC source: 0001371285-23-000027 · wf-form4_167512059455190.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 853,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $55.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 11, 2023 Filed Jan 13, 2023 16:35 UTC
PLOUF TRICIAChief Operating Officer
SaleCommon Stock 350 $52.57 $18,398.87
Disclosure

SEC source: 0001371285-23-000025 · wf-form4_167364572680620.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,073

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.65 to $53.66 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 09, 2023 Filed Jan 11, 2023 22:37 UTC
Friedman GavinEVP, Legal and Regulatory
SaleCommon Stock 500 $50.00 $25,000.00
Disclosure

SEC source: 0001371285-23-000022 · wf-form4_167347662799818.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,091

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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January 09, 2023 Filed Jan 11, 2023 22:37 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $48.54 $194,172.00
Disclosure

SEC source: 0001371285-23-000023 · wf-form4_167347664771107.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 857,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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January 05, 2023 Filed Jan 9, 2023 22:15 UTC
DOAK MICHAELDirector
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-23-000016 · wf-form4_167330252198928.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,532

Underlying: Common Stock · 700 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.

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January 05, 2023 Filed Jan 9, 2023 22:15 UTC
DOAK MICHAELDirector
SaleCommon Stock 700 $46.00 $32,200.00
Disclosure

SEC source: 0001371285-23-000016 · wf-form4_167330252198928.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:15 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 700 $8.57 $5,999.00
Disclosure

SEC source: 0001371285-23-000016 · wf-form4_167330252198928.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:53 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000010 · wf-form4_167287277302565.xml · derivative · entry 2

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:53 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000010 · wf-form4_167287277302565.xml · nonDerivative · entry 1

Johnson Eric L · CIK 0001835113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:55 UTC
Satchu ZayDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000014 · wf-form4_167287292399778.xml · derivative · entry 2

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:55 UTC
Satchu ZayDirector
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000014 · wf-form4_167287292399778.xml · nonDerivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:55 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000013 · wf-form4_167287286192847.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:55 UTC Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000013 · wf-form4_167287286192847.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:54 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000012 · wf-form4_167287283896794.xml · derivative · entry 6

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F4 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 110 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:54 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000012 · wf-form4_167287283896794.xml · derivative · entry 5

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 165 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:54 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000012 · wf-form4_167287283896794.xml · derivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 28, 2022, the Reporting Person was granted 1,240 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, subject to continued service through each vest date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 17:54 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000012 · wf-form4_167287283896794.xml · nonDerivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.