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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 21:48 UTC
WEINRAUCH STEVEEVP, North Am & Vet Strategy
GrantRestricted Stock Unit (RSU) · Derivative 904 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000152 · wk-form4_1684360084.xml · derivative · entry 3

WEINRAUCH STEVE · CIK 0001968590 · EVP, North Am & Vet Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904

Underlying: Common Stock · 904 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 904 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

F3 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 904 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:48 UTC
WEINRAUCH STEVEEVP, North Am & Vet Strategy
Tax withholdingCommon Stock 220 $20.37 $4,481.40
Disclosure

SEC source: 0001371285-23-000152 · wk-form4_1684360084.xml · nonDerivative · entry 2

WEINRAUCH STEVE · CIK 0001968590 · EVP, North Am & Vet Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,032

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:48 UTC
WEINRAUCH STEVEEVP, North Am & Vet Strategy
Exercise / conversionCommon Stock 904 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000152 · wk-form4_1684360084.xml · nonDerivative · entry 1

WEINRAUCH STEVE · CIK 0001968590 · EVP, North Am & Vet Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2023 Filed May 17, 2023 17:51 UTC
RAVAL KALPESHGeneral Manager
GrantRestricted Stock Unit (RSU) · Derivative 972 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000156 · wk-form4_1684360303.xml · derivative · entry 1

RAVAL KALPESH · CIK 0001967118 · General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock · 972 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 972 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F2 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 972 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:54 UTC
GALLAGHER JOHN RGeneral Manager
GrantRestricted Stock Unit (RSU) · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000158 · wk-form4_1684360463.xml · derivative · entry 1

GALLAGHER JOHN R · CIK 0001967117 · General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 460 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F2 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 460 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:46 UTC
MCGIBNEY BRENNAChief Administration Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000150 · wk-form4_1684359978.xml · derivative · entry 5

MCGIBNEY BRENNA · CIK 0001966925 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 696 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

F4 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 696 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:46 UTC
MCGIBNEY BRENNAChief Administration Officer
GrantRestricted Stock Unit (RSU) · Derivative 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000150 · wk-form4_1684359978.xml · derivative · entry 4

MCGIBNEY BRENNA · CIK 0001966925 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696

Underlying: Common Stock · 696 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 696 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

F4 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 696 restricted stock units (RSUs). The RSUs were fully vested on the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:46 UTC
MCGIBNEY BRENNAChief Administration Officer
GrantRestricted Stock Unit (RSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000150 · wk-form4_1684359978.xml · derivative · entry 3

MCGIBNEY BRENNA · CIK 0001966925 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 15, 2023, the reporting person was granted 277 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F3 · derivative.expiration_date: On May 15, 2023, the reporting person was granted 277 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on May 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:46 UTC
MCGIBNEY BRENNAChief Administration Officer
Tax withholdingCommon Stock 372 $20.37 $7,577.64
Disclosure

SEC source: 0001371285-23-000150 · wk-form4_1684359978.xml · nonDerivative · entry 2

MCGIBNEY BRENNA · CIK 0001966925 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:46 UTC
MCGIBNEY BRENNAChief Administration Officer
Exercise / conversionCommon Stock 696 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-23-000150 · wk-form4_1684359978.xml · nonDerivative · entry 1

MCGIBNEY BRENNA · CIK 0001966925 · Chief Administration Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:10 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $25.30 $101,188.00
Disclosure

SEC source: 0001371285-23-000148 · wf-form4_168375299291351.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 829,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.69 to $25.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
April 19, 2023 Filed Apr 20, 2023 20:54 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $35.48 $141,920.00
Disclosure

SEC source: 0001371285-23-000120 · wf-form4_168202405846392.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 833,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 22:01 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $41.20 $164,810.00
Disclosure

SEC source: 0001371285-23-000107 · wf-form4_168081849056200.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 837,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.76 to $43.175 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:31 UTC
Satchu ZayDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 369 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000105 · wf-form4_168064384521421.xml · derivative · entry 2

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,104

Underlying: Common Stock · 369 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:31 UTC
Satchu ZayDirector
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000105 · wf-form4_168064384521421.xml · nonDerivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000104 · wf-form4_168064380552552.xml · derivative · entry 4

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 62 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000104 · wf-form4_168064380552552.xml · derivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 184 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC Exercise / conversionCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000104 · wf-form4_168064380552552.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC Exercise / conversionCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000104 · wf-form4_168064380552552.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000103 · wf-form4_168064377488309.xml · derivative · entry 4

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 62 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000103 · wf-form4_168064377488309.xml · derivative · entry 3

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 184 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000103 · wf-form4_168064377488309.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000103 · wf-form4_168064377488309.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:28 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000100 · wf-form4_168064370771777.xml · derivative · entry 4

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 62 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:28 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000100 · wf-form4_168064370771777.xml · derivative · entry 3

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 184 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:28 UTC Exercise / conversionCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000100 · wf-form4_168064370771777.xml · nonDerivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:28 UTC Exercise / conversionCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000100 · wf-form4_168064370771777.xml · nonDerivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
Levitan DanDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 369 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000102 · wf-form4_168064375905345.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,104

Underlying: Common Stock · 369 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC
Levitan DanDirector
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000102 · wf-form4_168064375905345.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:29 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000101 · wf-form4_168064373683136.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552

Underlying: Common Stock · 184 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:29 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000101 · wf-form4_168064373683136.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:58 UTC
DOAK MICHAELDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,750 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001371285-23-000089 · wf-form4_168021350236758.xml · derivative · entry 3

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,782

Underlying: Common Stock · 2,750 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, as amended on February 24, 2023, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:58 UTC
DOAK MICHAELDirector
SaleCommon Stock 2,750 $40.00 $110,000.00
Disclosure

SEC source: 0001371285-23-000089 · wf-form4_168021350236758.xml · nonDerivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,682

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, as amended on February 24, 2023, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 21:58 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 2,750 $8.57 $23,567.50
Disclosure

SEC source: 0001371285-23-000089 · wf-form4_168021350236758.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, as amended on February 24, 2023, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:20 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $55.17 $220,680.00
Disclosure

SEC source: 0001371285-23-000085 · wf-form4_167934723239607.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 841,109

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
February 28, 2023 Filed Feb 28, 2023 21:46 UTC SaleCommon Stock 3,500 $58.85 $205,975.00
Disclosure

SEC source: 0001371285-23-000064 · wf-form4_167762077246156.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,855

Read SEC document
February 28, 2023 Filed Feb 28, 2023 21:42 UTC
RAWLINGS DARRYLDirector · Chief Executive Officer
SaleCommon Stock 4,000 $58.10 $232,413.60
Disclosure

SEC source: 0001371285-23-000057 · wf-form4_167762052687231.xml · nonDerivative · entry 9

RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 845,109

F3 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 11, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:46 UTC
Satchu ZayDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,473 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000065 · wf-form4_167762079734614.xml · derivative · entry 1

Satchu Zay · CIK 0001877362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

Underlying: Common Stock · 1,473 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:46 UTC GrantRestricted Stock Unit (RSU) · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000064 · wf-form4_167762077246156.xml · derivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 245 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:46 UTC GrantRestricted Stock Unit (RSU) · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000064 · wf-form4_167762077246156.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:46 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000063 · wf-form4_167762073725998.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 245 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:46 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000063 · wf-form4_167762073725998.xml · derivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:44 UTC GrantRestricted Stock Unit (RSU) · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000060 · wf-form4_167762064857682.xml · derivative · entry 2

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 245 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 245 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:44 UTC GrantRestricted Stock Unit (RSU) · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000060 · wf-form4_167762064857682.xml · derivative · entry 1

DAVIDSON JACQUELINE L · CIK 0001187326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:45 UTC
Levitan DanDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,473 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000062 · wf-form4_167762069815860.xml · derivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

Underlying: Common Stock · 1,473 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 1,473 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:44 UTC
DOAK MICHAELDirector
GrantRestricted Stock Unit (RSU) · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000061 · wf-form4_167762066684591.xml · derivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 27, 2023, the Reporting Person was granted 736 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 3,305 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · derivative · entry 9

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,914

Underlying: Common Stock · 3,305 shares

Expires 2026-02-28

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2022, the reporting person was granted 13,219 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F4 · derivative.expiration_date: On February 28, 2022, the reporting person was granted 13,219 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · derivative · entry 8

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

Underlying: Common Stock · 440 shares

Expires 2025-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 12, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F3 · derivative.expiration_date: On November 12, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · derivative · entry 7

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Underlying: Common Stock · 440 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F2 · derivative.expiration_date: On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 16:44 UTC
Wolff Andrew D.Chief Financial Officer
Tax withholdingCommon Stock 835 $56.53 $47,202.55
Disclosure

SEC source: 0001371285-23-000059 · wf-form4_167762059984033.xml · nonDerivative · entry 6

Wolff Andrew D. · CIK 0001886466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.