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Nasdaq · USD

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PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
Parsed reports
980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 49,949 $47.65 $2,379,939.98
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 3

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,849.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 51,921 $43.37 $2,251,943.57
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,900.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 48,363 $26.39 $1,276,227.03
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,979.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 20:56 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070112 · form4.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,419.786

Read SEC document
December 13, 2016 Filed Dec 13, 2016 18:29 UTC
Wiese Edward AVice President
SaleCommon Stock 3,000 $76.12 $228,366.00
Disclosure

SEC source: 0001127602-16-069853 · form4.xml · nonDerivative · entry 4

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,923.589

Read SEC document
December 13, 2016 Filed Dec 13, 2016 18:29 UTC
Wiese Edward AVice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069853 · form4.xml · nonDerivative · entry 3

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,923.589

Read SEC document
December 13, 2016 Filed Dec 13, 2016 18:29 UTC
Wiese Edward AVice President
GrantCommon Stock 25.428 $68.82 $1,750.04
Disclosure

SEC source: 0001127602-16-069853 · form4.xml · nonDerivative · entry 2

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,923.589

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:56 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 91,883 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-16-070112 · form4.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,883 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:56 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 79,208 $76.44 $6,054,659.52
Disclosure

SEC source: 0001127602-16-070112 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,419.786

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:56 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 91,883 $54.83 $5,038,211.35
Disclosure

SEC source: 0001127602-16-070112 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,627.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 22, 2016 14:55 UTC Amendment
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 79,039 $76.44 $6,041,741.16
Disclosure

SEC source: 0001127602-16-070748 · form4a.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,588.786

F1 · shares: The original Form 4 was timely filed, but the wrong number of securities was reported as being withheld due to an administrative oversight. This Form 4 is being filed to correct the previously timely filed Form 4 which reported incorrect numbers.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:32 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 864 $76.60 $66,182.40
Disclosure

SEC source: 0001127602-16-069856 · form4.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,481.5579

F1 · shares: These shares were withheld to pay for taxes on restricted stock units and awards that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:21 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Tax withholdingCommon Stock 4,507 $76.60 $345,236.20
Disclosure

SEC source: 0001127602-16-069847 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,616.04

F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/09/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:24 UTC
ROGERS BRIAN CDirector · COB, CIO & Vice President
Tax withholdingCommon Stock 4,598 $76.60 $352,206.80
Disclosure

SEC source: 0001127602-16-069850 · form4.xml · nonDerivative · entry 1

ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225,667

F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:29 UTC
Wiese Edward AVice President
Tax withholdingCommon Stock 822 $76.60 $62,965.20
Disclosure

SEC source: 0001127602-16-069853 · form4.xml · nonDerivative · entry 1

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,898.161

F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/09/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:27 UTC
Veiel Eric LVice President
Tax withholdingCommon Stock 2,850 $76.60 $218,310.00
Disclosure

SEC source: 0001127602-16-069852 · form4.xml · nonDerivative · entry 2

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,458.146

F2 · shares: These shares were withheld to pay for taxes on restricted stock units and awards that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:27 UTC
Veiel Eric LVice President
GrantCommon Stock 39.285 $74.24 $2,916.68
Disclosure

SEC source: 0001127602-16-069852 · form4.xml · nonDerivative · entry 1

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,308.146

F1 · shares: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:25 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 4,590 $76.60 $351,594.00
Disclosure

SEC source: 0001127602-16-069851 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,744.786

F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:23 UTC
MORELAND KENNETH VCFO & Vice President
Tax withholdingCommon Stock 1,454 $76.60 $111,376.40
Disclosure

SEC source: 0001127602-16-069849 · form4.xml · nonDerivative · entry 2

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,719.486

F2 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:23 UTC
MORELAND KENNETH VCFO & Vice President
GrantCommon Stock 33.904 $68.82 $2,333.36
Disclosure

SEC source: 0001127602-16-069849 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,173.486

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:22 UTC
Hiebler Jessica MPrincipal Accounting Officer
Tax withholdingCommon Stock 286 $76.60 $21,907.60
Disclosure

SEC source: 0001127602-16-069848 · form4.xml · nonDerivative · entry 2

Hiebler Jessica M · CIK 0001486569 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250.1684

F2 · shares: These shares were withheld to pay for taxes on restricted stock units and awards that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:22 UTC
Hiebler Jessica MPrincipal Accounting Officer
GrantCommon Stock 65.604 $67.30 $4,414.89
Disclosure

SEC source: 0001127602-16-069848 · form4.xml · nonDerivative · entry 1

Hiebler Jessica M · CIK 0001486569 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536.1684

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:19 UTC SaleCommon Stock 4,512 $76.72 $346,155.23
Disclosure

SEC source: 0001127602-16-069846 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,195.423

F2 · shares: These shares were sold to pay for taxes on Restricted Stock that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:19 UTC GrantCommon Stock 4.47 $66.34 $296.52
Disclosure

SEC source: 0001127602-16-069846 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,707.423

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Options (Right to Buy) · Derivative 2,409 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · derivative · entry 6

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,409 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Options (Right to Buy) · Derivative 8,327 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · derivative · entry 5

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 8,327 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 8,059 $77.35 $623,363.65
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · nonDerivative · entry 4

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345.5579

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 2,409 $45.79 $110,316.06
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,404.5579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 8,327 $47.65 $396,759.90
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,995.5579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:13 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 19.642 $74.25 $1,458.34
Disclosure

SEC source: 0001127602-16-069500 · form4.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,668.5579

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 19:46 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 102,293 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-16-069483 · form4.xml · derivative · entry 8

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,803

Underlying: Common Stock · 102,293 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 19:46 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GiftCommon Stock 13,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069483 · form4.xml · nonDerivative · entry 4

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,123.04

Read SEC document
December 06, 2016 Filed Dec 8, 2016 19:46 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Tax withholdingCommon Stock 88,161 $76.09 $6,708,170.49
Disclosure

SEC source: 0001127602-16-069483 · form4.xml · nonDerivative · entry 3

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,518.04

Read SEC document
December 06, 2016 Filed Dec 8, 2016 19:46 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 102,293 $54.83 $5,609,021.84
Disclosure

SEC source: 0001127602-16-069483 · form4.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,679.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 19:46 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GrantCommon Stock 205.54 $66.74 $13,717.04
Disclosure

SEC source: 0001127602-16-069483 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,386.04

F1 · price: ESPP - Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the average price noted.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 16:32 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 48,363 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001127602-16-069066 · form4.xml · derivative · entry 7

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,363 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 16:32 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 32,809 $75.48 $2,476,423.32
Disclosure

SEC source: 0001127602-16-069066 · form4.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,334.786

Read SEC document
December 02, 2016 Filed Dec 5, 2016 16:32 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 48,363 $26.39 $1,276,227.03
Disclosure

SEC source: 0001127602-16-069066 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,143.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 16:32 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 15.714 $74.24 $1,166.68
Disclosure

SEC source: 0001127602-16-069066 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,780.786

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:21 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 46.957 $66.43 $3,119.43
Disclosure

SEC source: 0001127602-16-068472 · form4.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,648.9159

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 20:21 UTC
Oestreicher DavidCorp Secretary and VP
GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068472 · form4.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,601.9589

Read SEC document
November 15, 2016 Filed Nov 18, 2016 17:41 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067714 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,765.072

Read SEC document
November 15, 2016 Filed Nov 18, 2016 17:41 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 40.531 $65.30 $2,646.85
Disclosure

SEC source: 0001127602-16-067714 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,765.072

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:48 UTC
Veiel Eric LVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 18,332 $0.00 Strike: $48.05 $0.00
Disclosure

SEC source: 0001127602-16-066801 · form4.xml · derivative · entry 4

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731

Underlying: Common Stock · 18,332 shares

Expires 2017-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:48 UTC
Veiel Eric LVice President
Tax withholdingCommon Stock 14,610 $68.35 $998,593.50
Disclosure

SEC source: 0001127602-16-066801 · form4.xml · nonDerivative · entry 3

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,268.861

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:48 UTC
Veiel Eric LVice President
GrantCommon Stock 444.509 $70.94 $31,532.58
Disclosure

SEC source: 0001127602-16-066801 · form4.xml · nonDerivative · entry 2

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878.861

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 14:48 UTC
Veiel Eric LVice President
Exercise / conversionCommon Stock 18,332 $48.05 $880,867.27
Disclosure

SEC source: 0001127602-16-066801 · form4.xml · nonDerivative · entry 1

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,434.352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2016 Filed Nov 3, 2016 10:14 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065955 · form4.xml · nonDerivative · entry 1

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706.801

F1 · shares: Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this Restricted Stock Unit Award was issued at $63.82 per share, the closing price of TROW shares on November 1, 2016. The forfeiture provisions of the this award will lapse upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.

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November 01, 2016 Filed Nov 3, 2016 10:09 UTC GrantStock Options (Right to Buy) · Derivative 4,350 $0.00 Strike: $63.82 $0.00
Disclosure

SEC source: 0001127602-16-065951 · form4.xml · derivative · entry 3

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Underlying: Common Stock · 4,350 shares

Expires 2026-11-01

F1 · derivative.exercise_date: Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this stock option was issued at $63.82 per share, the closing price of TROW shares on November 1, 2016. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.

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November 01, 2016 Filed Nov 3, 2016 14:07 UTC
BUSH MARY KDirector
GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065949 · form4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,388.149

F1 · shares: Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this restricted stock award was issued at $63.82 per share, the closing price of TROW shares on November 1, 2016. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.