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PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
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980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 16, 2017 20:29 UTC
Wiese Edward AVice President
GrantCommon Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006563 · form4.xml · nonDerivative · entry 2

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,077.024

F2 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:29 UTC
Wiese Edward AVice President
GrantCommon Stock 36.435 $71.52 $2,605.84
Disclosure

SEC source: 0001127602-17-006563 · form4.xml · nonDerivative · entry 1

Wiese Edward A · CIK 0001631464 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,960.024

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:27 UTC GrantCommon Stock 3.917 $76.22 $298.55
Disclosure

SEC source: 0001127602-17-006561 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,297.34

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:27 UTC GrantCommon Stock 12,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006561 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,293.423

F1 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:25 UTC
MORELAND KENNETH VCFO & Vice President
GrantCommon Stock 3,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006560 · form4.xml · nonDerivative · entry 2

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,213.177

F2 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:25 UTC
MORELAND KENNETH VCFO & Vice President
GrantCommon Stock 41.691 $70.74 $2,949.36
Disclosure

SEC source: 0001127602-17-006560 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,761.177

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:23 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GrantCommon Stock 176.768 $74.93 $13,244.77
Disclosure

SEC source: 0001127602-17-006777 · form4.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,072.811

F2 · price: ESPP - Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the average price noted.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 17:23 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GrantCommon Stock 10,319 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006777 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,896.04

F1 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:12 UTC
Robert W. SharpsVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 21,639 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001127602-17-001011 · form4.xml · derivative · entry 5

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 21,639 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:12 UTC
Robert W. SharpsVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-17-001011 · form4.xml · derivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:12 UTC
Robert W. SharpsVice President
Tax withholdingCommon Stock 35,092 $76.97 $2,701,031.24
Disclosure

SEC source: 0001127602-17-001011 · form4.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,556.0301

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:12 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 21,639 $45.79 $990,921.22
Disclosure

SEC source: 0001127602-17-001011 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,648.0301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:12 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 25,000 $43.37 $1,084,312.50
Disclosure

SEC source: 0001127602-17-001011 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,009.0301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 5, 2017 16:50 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 19.991 $75.56 $1,510.54
Disclosure

SEC source: 0001127602-17-000926 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,608.777

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted average price.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 10:58 UTC GrantCommon Stock 77.36 $75.54 $5,843.77
Disclosure

SEC source: 0001127602-17-000014 · form4.xml · nonDerivative · entry 1

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,784.161

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 10:51 UTC GrantCommon Stock 33.723 $75.54 $2,547.44
Disclosure

SEC source: 0001127602-17-000010 · form4.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,751.217

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 15:50 UTC
BUSH MARY KDirector
GrantCommon Stock 91.416 $75.54 $6,905.56
Disclosure

SEC source: 0001127602-17-000009 · form4.xml · nonDerivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,479.565

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 16:01 UTC GrantCommon Stock 51.028 $75.54 $3,854.66
Disclosure

SEC source: 0001127602-17-000017 · form4.xml · nonDerivative · entry 1

WILSON ALAN D · CIK 0001216704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189.246

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 15:59 UTC GrantCommon Stock 31.096 $75.54 $2,348.99
Disclosure

SEC source: 0001127602-17-000015 · form4.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381.096

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 15:57 UTC GrantCommon Stock 202.723 $75.54 $15,313.70
Disclosure

SEC source: 0001127602-17-000013 · form4.xml · nonDerivative · entry 1

TAYLOR DWIGHT S · CIK 0001246467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,761.416

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 15:55 UTC GrantCommon Stock 18.734 $75.54 $1,415.17
Disclosure

SEC source: 0001127602-17-000012 · form4.xml · nonDerivative · entry 1

SNOWE OLYMPIA J. · CIK 0001579077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,939.366

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 15:53 UTC GrantCommon Stock 34.392 $75.54 $2,597.97
Disclosure

SEC source: 0001127602-17-000011 · form4.xml · nonDerivative · entry 1

MacLellan Robert F. · CIK 0001498935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845.437

F1 · shares: Credited as fully-vested dividend equivalents pursuant to the T. Rowe Price Group Inc. 2007 Non-Employee Director Equity Plan with respect to dividend declared by the issuer on it's Common Stock.

Read SEC document
December 29, 2016 Filed Jan 5, 2017 16:50 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000926 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,588.786

Read SEC document
December 22, 2016 Filed Dec 22, 2016 19:39 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GiftCommon Stock 46,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070790 · form4.xml · nonDerivative · entry 2

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,577.04

Read SEC document
December 21, 2016 Filed Dec 22, 2016 19:39 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
GiftCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070790 · form4.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,977.04

Read SEC document
December 21, 2016 Filed Dec 22, 2016 14:53 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 4

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,195.423

Read SEC document
December 20, 2016 Filed Dec 22, 2016 19:37 UTC
Veiel Eric LVice President
GiftCommon Stock 3,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070789 · form4.xml · nonDerivative · entry 1

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,732.146

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 49,966 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · derivative · entry 7

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,966 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 83,278 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · derivative · entry 6

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,278 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC SaleCommon Stock 133,244 $77.67 $10,349,061.48
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,195.423

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC Exercise / conversionCommon Stock 49,966 $26.39 $1,318,527.79
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,439.423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC Exercise / conversionCommon Stock 83,278 $54.83 $4,566,374.25
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,473.423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,479 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 24

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,569

Underlying: Common Stock · 1,479 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 2,098 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 23

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,098 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 126 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 22

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 3,684 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 21

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,684 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,803 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 20

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,803 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 1,479 $67.56 $99,923.16
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 11

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,177.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 2,098 $47.65 $99,964.25
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 10

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,698.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 126 $43.37 $5,464.94
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 9

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,600.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 3,684 $26.39 $97,215.23
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 8

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,474.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 1,803 $54.83 $98,863.72
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 7

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,790.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 52,048 $0.00 Strike: $48.56 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 19

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,048 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 52,048 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 18

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,048 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 49,949 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 17

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098

Underlying: Common Stock · 49,949 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 51,921 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 16

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 51,921 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 48,363 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · derivative · entry 15

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

Underlying: Common Stock · 48,363 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Tax withholdingCommon Stock 198,958 $76.00 $15,120,808.00
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 6

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,987.04

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 52,048 $48.56 $2,527,450.88
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 5

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,945.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2016 Filed Dec 19, 2016 21:25 UTC
BERNARD EDWARD CDirector · Vice COB & Vice President
Exercise / conversionCommon Stock 52,048 $45.79 $2,383,449.68
Disclosure

SEC source: 0001127602-16-070429 · form4.xml · nonDerivative · entry 4

BERNARD EDWARD C · CIK 0001203065 · Director · Vice COB & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,897.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.