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Nasdaq · USD

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PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
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980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2017 Filed Nov 30, 2017 20:28 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 16,655 $59.07 $983,799.19
Disclosure

SEC source: 0001127602-17-033527 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,373.4041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 20:17 UTC
MORELAND KENNETH VCFO & Vice President
SaleCommon Stock 15,082 $99.44 $1,499,781.23
Disclosure

SEC source: 0001127602-17-033428 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,182.445

F1 · price: The range of prices for this transaction were $99.34 to $99.62. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:17 UTC
Robert W. SharpsVice President
SaleCommon Stock 5,000 $98.64 $493,214.50
Disclosure

SEC source: 0001127602-17-033412 · form4.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,718.4041

F2 · price: The range of prices for this transaction were $98.630 to $98.655. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:17 UTC
Robert W. SharpsVice President
GrantCommon Stock 12.497 $93.36 $1,166.68
Disclosure

SEC source: 0001127602-17-033412 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,718.4041

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 17:32 UTC
Stromberg William JDirector · CEO and President
SaleCommon Stock 30,000 $97.09 $2,912,829.00
Disclosure

SEC source: 0001127602-17-033276 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 Stromberg Family Trust

Disclosed balance after: 66,000

Read SEC document
November 22, 2017 Filed Nov 29, 2017 18:17 UTC
Robert W. SharpsVice President
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-033412 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,705.9071

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 2,357 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 14

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,536

Underlying: Common Stock · 2,357 shares

Expires 2024-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 2,357 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 13

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Underlying: Common Stock · 2,357 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,150 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 12

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 1,150 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,178 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 11

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Underlying: Common Stock · 1,178 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 3,688 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 10

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 3,688 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 3,689 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · derivative · entry 9

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Underlying: Common Stock · 3,689 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
SaleCommon Stock 14,419 $97.07 $1,399,609.07
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 8

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,264.445

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 2,357 $78.44 $184,887.32
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 7

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,683.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 2,357 $77.94 $183,714.72
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 6

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,326.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 1,150 $70.92 $81,558.00
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 5

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,969.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 1,178 $80.95 $95,358.16
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 4

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,819.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 3,688 $70.29 $259,212.56
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 3

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,641.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 3,689 $69.67 $257,015.58
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 2

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,953.445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:59 UTC
MORELAND KENNETH VCFO & Vice President
GrantCommon Stock 12.497 $93.36 $1,166.68
Disclosure

SEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,264.445

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:56 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 50,569 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-17-033128 · form4.xml · derivative · entry 5

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,569 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:56 UTC
ROGERS BRIAN CNon-Executive Chairman
Tax withholdingCommon Stock 42,850 $97.73 $4,187,730.50
Disclosure

SEC source: 0001127602-17-033128 · form4.xml · nonDerivative · entry 2

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366,553

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:56 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionCommon Stock 50,569 $67.56 $3,416,507.38
Disclosure

SEC source: 0001127602-17-033128 · form4.xml · nonDerivative · entry 1

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 15:44 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 52,048 $0.00 Strike: $48.56 $0.00
Disclosure

SEC source: 0001127602-17-030573 · form4.xml · derivative · entry 7

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,048 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 15:44 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionStock Options (Right to Buy) · Derivative 102,293 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-17-030573 · form4.xml · derivative · entry 6

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,293 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 15:44 UTC
ROGERS BRIAN CNon-Executive Chairman
Tax withholdingCommon Stock 120,832 $93.98 $11,355,791.36
Disclosure

SEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 3

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358,834

Read SEC document
October 27, 2017 Filed Oct 31, 2017 15:44 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionCommon Stock 52,048 $48.56 $2,527,450.88
Disclosure

SEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 2

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 15:44 UTC
ROGERS BRIAN CNon-Executive Chairman
Exercise / conversionCommon Stock 102,293 $54.83 $5,609,021.84
Disclosure

SEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 1

ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 11:52 UTC
Robert W. SharpsVice President
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $48.56 $0.00
Disclosure

SEC source: 0001127602-17-029906 · form4.xml · derivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 11:52 UTC
Robert W. SharpsVice President
Tax withholdingCommon Stock 22,753 $94.94 $2,160,169.82
Disclosure

SEC source: 0001127602-17-029906 · form4.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,205.9071

Read SEC document
October 13, 2017 Filed Oct 17, 2017 11:52 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 30,000 $48.56 $1,456,800.00
Disclosure

SEC source: 0001127602-17-029906 · form4.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,958.9071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 11:52 UTC
Robert W. SharpsVice President
GrantCommon Stock 12.868 $90.82 $1,168.68
Disclosure

SEC source: 0001127602-17-029906 · form4.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,958.9071

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 18:12 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Options (Right to Buy) · Derivative 46,843 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001127602-17-029802 · form4.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,843 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 18:12 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 34,909 $94.46 $3,297,504.14
Disclosure

SEC source: 0001127602-17-029802 · form4.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,076.738

Read SEC document
October 12, 2017 Filed Oct 13, 2017 18:12 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 6.434 $90.67 $583.34
Disclosure

SEC source: 0001127602-17-029802 · form4.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,985.738

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 18:12 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 46,843 $45.79 $2,145,095.55
Disclosure

SEC source: 0001127602-17-029802 · form4.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,979.304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 5,204 $0.00 Strike: $60.80 $0.00
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · derivative · entry 7

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 5,204 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 5,204 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · derivative · entry 6

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 5,204 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 11,532 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · derivative · entry 5

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Common Stock · 11,532 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Tax withholdingCommon Stock 18,675 $91.75 $1,713,431.25
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 4

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,251.948

Read SEC document
October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 5,204 $60.80 $316,394.87
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 3

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,926.948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 5,204 $59.07 $307,396.64
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 2

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,722.948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2017 Filed Oct 6, 2017 17:41 UTC
MORELAND KENNETH VCFO & Vice President
Exercise / conversionCommon Stock 11,532 $67.56 $779,116.91
Disclosure

SEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,518.948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 02, 2017 Filed Oct 3, 2017 20:35 UTC
MORELAND KENNETH VCFO & Vice President
SaleCommon Stock 13,041 $90.43 $1,179,297.63
Disclosure

SEC source: 0001127602-17-028960 · form4.xml · nonDerivative · entry 2

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,986.948

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October 02, 2017 Filed Oct 3, 2017 20:35 UTC
MORELAND KENNETH VCFO & Vice President
GrantCommon Stock 12.868 $90.67 $1,166.68
Disclosure

SEC source: 0001127602-17-028960 · form4.xml · nonDerivative · entry 1

MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,027.948

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

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September 29, 2017 Filed Oct 3, 2017 11:01 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,163 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0001127602-17-028763 · form4.xml · derivative · entry 3

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,163 shares

Expires 2019-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 29, 2017 Filed Oct 3, 2017 11:01 UTC SaleCommon Stock 4,163 $90.64 $377,321.00
Disclosure

SEC source: 0001127602-17-028763 · form4.xml · nonDerivative · entry 2

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,906.824

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September 29, 2017 Filed Oct 3, 2017 11:01 UTC Exercise / conversionCommon Stock 4,163 $37.20 $154,845.70
Disclosure

SEC source: 0001127602-17-028763 · form4.xml · nonDerivative · entry 1

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,069.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 13:49 UTC GrantCommon Stock 88.12 $90.13 $7,942.26
Disclosure

SEC source: 0001127602-17-028492 · form4.xml · nonDerivative · entry 1

WHITTEMORE ANNE M · CIK 0001014833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,906.824

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

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September 28, 2017 Filed Sep 29, 2017 13:40 UTC GrantCommon Stock 48.612 $90.13 $4,381.40
Disclosure

SEC source: 0001127602-17-028484 · form4.xml · nonDerivative · entry 1

HRABOWSKI FREEMAN A III · CIK 0001050738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,735.265

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. A portion of these shares were credited as fully-vested dividend reinvestment shares and a portion will be accrued and vest when the corresponding grant vests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.