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Nasdaq · USD

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PRICE T ROWE GROUP INC

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3212
SEC CIK
0001113169
Parsed reports
980

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2019 Filed Oct 1, 2019 19:43 UTC
DUBLON DINADirector
GrantCommon Stock 19.147 $113.03 $2,164.19
Disclosure

SEC source: 0001562180-19-004981 · primarydocument.xml · nonDerivative · entry 1

DUBLON DINA · CIK 0001160193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866.738

F1 · shares: This is pursuant to the T. Rowe Price Group, Inc. 2017 Non-Employee Director Equity Plan with respect to dividends declared by the issuer on it's Common Stock. These will be accrued and vest when the corresponding grant vests.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionStock Option · Derivative 19,064 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-19-004816 · primarydocument.xml · derivative · entry 5

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,064 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:00 UTC
Robert W. SharpsVice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004816 · primarydocument.xml · nonDerivative · entry 4

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,842.9071

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:00 UTC
Robert W. SharpsVice President
GrantCommon Stock 191.748 $105.72 $20,271.91
Disclosure

SEC source: 0001562180-19-004816 · primarydocument.xml · nonDerivative · entry 3

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,842.9071

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:00 UTC
Robert W. SharpsVice President
SaleCommon Stock 19,064 $118.50 $2,259,026.81
Disclosure

SEC source: 0001562180-19-004816 · primarydocument.xml · nonDerivative · entry 2

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,651.1591

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:00 UTC
Robert W. SharpsVice President
Exercise / conversionCommon Stock 19,064 $69.67 $1,328,204.13
Disclosure

SEC source: 0001562180-19-004816 · primarydocument.xml · nonDerivative · entry 1

Robert W. Sharps · CIK 0001693713 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,715.1591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 19, 2019 12:29 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 30.45 $113.72 $3,462.69
Disclosure

SEC source: 0001562180-19-004876 · primarydocument.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,211.4849

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
September 13, 2019 Filed Sep 19, 2019 12:29 UTC
Oestreicher DavidCorp Secretary and VP
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004876 · primarydocument.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,181.0349

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Option · Derivative 19,064 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · derivative · entry 10

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,064 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Option · Derivative 20,499 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · derivative · entry 9

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,499 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 24.902 $113.78 $2,833.32
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,381.01

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 16,316 $115.62 $1,886,455.92
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 5

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,356.108

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 15,121 $115.62 $1,748,290.02
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,672.108

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 20,499 $70.29 $1,440,782.46
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,793.108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 19,064 $69.67 $1,328,204.13
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,294.108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 10, 2019 12:52 UTC
Stromberg William JDirector · CEO and President
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,230.108

Read SEC document
August 30, 2019 Filed Sep 4, 2019 18:20 UTC
Page SebastienVice President
Tax withholdingCommon Stock 999 $110.62 $110,509.38
Disclosure

SEC source: 0001562180-19-004602 · primarydocument.xml · nonDerivative · entry 1

Page Sebastien · CIK 0001763507 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,303

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionStock Option · Derivative 8,716 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · derivative · entry 11

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,716 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionStock Option · Derivative 1,692 $0.00 Strike: $59.07 $0.00
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · derivative · entry 10

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,692 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionStock Option · Derivative 10,409 $0.00 Strike: $60.80 $0.00
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · derivative · entry 9

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,409 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
GrantCommon Stock 130.55 $108.85 $14,210.39
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 7

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,780.767

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Tax withholdingCommon Stock 6,261 $108.65 $680,257.65
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 6

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,650.217

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Tax withholdingCommon Stock 8,008 $108.65 $870,069.20
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 5

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,911.217

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Tax withholdingCommon Stock 920 $108.65 $99,958.00
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 4

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,919.217

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionCommon Stock 1,692 $59.07 $99,945.26
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 3

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,839.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionCommon Stock 10,409 $60.80 $632,851.59
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 2

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,147.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 20:19 UTC
Veiel Eric LVice President
Exercise / conversionCommon Stock 8,716 $59.07 $514,848.02
Disclosure

SEC source: 0001562180-19-004245 · primarydocument.xml · nonDerivative · entry 1

Veiel Eric L · CIK 0001662745 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,738.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 17:54 UTC
Page SebastienVice President
SaleCommon Stock 4,418 $107.05 $472,953.09
Disclosure

SEC source: 0001562180-19-004199 · primarydocument.xml · nonDerivative · entry 1

Page Sebastien · CIK 0001763507 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,302

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC Exercise / conversionStock Option · Derivative 20,499 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · derivative · entry 7

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,499 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC Exercise / conversionStock Option · Derivative 16,399 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · derivative · entry 6

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 16,399 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC GrantCommon Stock 8.488 $104.63 $888.08
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 5

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,653.646

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC SaleCommon Stock 16,399 $114.41 $1,876,207.95
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 4

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,645.158

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC SaleCommon Stock 20,499 $114.41 $2,345,288.54
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,044.158

F1 · price: The range of prices for this transaction were $113.58 to 114.9350. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC Exercise / conversionCommon Stock 16,399 $77.94 $1,278,208.58
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,543.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 15:37 UTC Exercise / conversionCommon Stock 20,499 $70.29 $1,440,782.46
Disclosure

SEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,144.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:38 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionStock Option · Derivative 20,819 $0.00 Strike: $60.80 $0.00
Disclosure

SEC source: 0001562180-19-004103 · primarydocument.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,819 shares

Expires 2022-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:38 UTC
Stromberg William JDirector · CEO and President
Tax withholdingCommon Stock 15,715 $114.96 $1,806,596.40
Disclosure

SEC source: 0001562180-19-004103 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,230.108

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:38 UTC
Stromberg William JDirector · CEO and President
Exercise / conversionCommon Stock 20,819 $60.80 $1,265,763.97
Disclosure

SEC source: 0001562180-19-004103 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,945.108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:38 UTC
Stromberg William JDirector · CEO and President
GrantCommon Stock 83.487 $104.41 $8,716.73
Disclosure

SEC source: 0001562180-19-004103 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,126.108

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Option · Derivative 4,099 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · derivative · entry 7

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769

Underlying: Common Stock · 4,099 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionStock Option · Derivative 4,099 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · derivative · entry 6

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,099 shares

Expires 2024-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
GrantCommon Stock 20.272 $109.76 $2,225.01
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · nonDerivative · entry 5

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,481.0349

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 3,223 $115.20 $371,289.60
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · nonDerivative · entry 4

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,460.7629

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Tax withholdingCommon Stock 3,211 $115.20 $369,907.20
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · nonDerivative · entry 3

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,683.7629

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 4,099 $77.94 $319,493.69
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · nonDerivative · entry 2

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894.7629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:26 UTC
Oestreicher DavidCorp Secretary and VP
Exercise / conversionCommon Stock 4,099 $78.44 $321,533.35
Disclosure

SEC source: 0001562180-19-004096 · primarydocument.xml · nonDerivative · entry 1

Oestreicher David · CIK 0001662973 · Corp Secretary and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,795.7629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 14:05 UTC Exercise / conversionStock Option · Derivative 3,075 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 19

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,075 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC Exercise / conversionStock Option · Derivative 3,075 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 18

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,075 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC Exercise / conversionStock Option · Derivative 3,250 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 17

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 3,250 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 16

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.