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Nasdaq · USD

TREE

LendingTree, Inc.

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5694
SEC CIK
0001434621
Parsed reports
579

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $373.01 $37,301.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 10

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,267

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 200 $372.89 $74,578.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 9

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $372.64 $37,264.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 8

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $372.55 $37,255.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 7

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $372.42 $37,242.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 6

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 200 $372.36 $74,472.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 5

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 200 $372.35 $74,470.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 4

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $372.20 $37,220.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 3

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,267

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 100 $372.18 $37,218.00
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,367

Read SEC document
April 29, 2019 Filed May 1, 2019 22:55 UTC SaleCommon Stock 27 $372.02 $10,044.54
Disclosure

SEC source: 0001179110-19-005368 · edgar.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Read SEC document
March 29, 2019 Filed Apr 2, 2019 15:38 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 17,505 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001179110-19-004444 · edgar.xml · derivative · entry 3

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,505 shares

Expires 2024-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 15:38 UTC
Shumate CarlaChief Accounting Officer
SaleCommon Stock 17,505 $350.00 $6,126,750.00
Disclosure

SEC source: 0001179110-19-004444 · edgar.xml · nonDerivative · entry 2

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2018.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 15:38 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionCommon Stock 17,505 $26.59 $465,457.95
Disclosure

SEC source: 0001179110-19-004444 · edgar.xml · nonDerivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:14 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 2,495 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001179110-19-004105 · edgar.xml · derivative · entry 3

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,505

Underlying: Common Stock · 2,495 shares

Expires 2024-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:14 UTC
Shumate CarlaChief Accounting Officer
SaleCommon Stock 2,495 $350.00 $873,250.00
Disclosure

SEC source: 0001179110-19-004105 · edgar.xml · nonDerivative · entry 2

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2018.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:14 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionCommon Stock 2,495 $26.59 $66,342.05
Disclosure

SEC source: 0001179110-19-004105 · edgar.xml · nonDerivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004059 · edgar.xml · derivative · entry 2

Davidson Thomas M JR · CIK 0001699014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested in full on March 15, 2019 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vested in full on March 15, 2019 in accordance with the terms of the original award agreement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC Exercise / conversionCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004059 · edgar.xml · nonDerivative · entry 1

Davidson Thomas M JR · CIK 0001699014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004058 · edgar.xml · derivative · entry 2

THOMPSON G KENNEDY · CIK 0001190149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested in full on March 15, 2019 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vested in full on March 15, 2019 in accordance with the terms of the original award agreement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC Exercise / conversionCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004058 · edgar.xml · nonDerivative · entry 1

THOMPSON G KENNEDY · CIK 0001190149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:12 UTC
Salvage NeilPresident
Exercise / conversionOptions to Purchase Common Stock · Derivative 1,305 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001179110-19-003202 · edgar.xml · derivative · entry 5

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,243

Underlying: Common Stock · 1,305 shares

Expires 2024-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:12 UTC
Salvage NeilPresident
SaleCommon Stock 305 $325.00 $99,125.00
Disclosure

SEC source: 0001179110-19-003202 · edgar.xml · nonDerivative · entry 4

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:12 UTC
Salvage NeilPresident
SaleCommon Stock 9 $326.38 $2,937.42
Disclosure

SEC source: 0001179110-19-003202 · edgar.xml · nonDerivative · entry 3

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,130

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:12 UTC
Salvage NeilPresident
SaleCommon Stock 991 $326.45 $323,511.95
Disclosure

SEC source: 0001179110-19-003202 · edgar.xml · nonDerivative · entry 2

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139

Read SEC document
March 01, 2019 Filed Mar 5, 2019 19:12 UTC
Salvage NeilPresident
Exercise / conversionCommon Stock 1,305 $26.59 $34,699.95
Disclosure

SEC source: 0001179110-19-003202 · edgar.xml · nonDerivative · entry 1

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:03 UTC
Salvage NeilPresident
GiftCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002870 · edgar.xml · nonDerivative · entry 4

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:06 UTC
HORAN PETERDirector
SaleCommon Stock 3,482 $303.49 $1,056,752.18
Disclosure

SEC source: 0001179110-19-002874 · edgar.xml · nonDerivative · entry 2

HORAN PETER · CIK 0001442084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,015

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:06 UTC
HORAN PETERDirector
SaleCommon Stock 518 $303.49 $157,207.82
Disclosure

SEC source: 0001179110-19-002874 · edgar.xml · nonDerivative · entry 1

HORAN PETER · CIK 0001442084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,497

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:04 UTC SaleCommon Stock 100 $315.03 $31,503.00
Disclosure

SEC source: 0001179110-19-002872 · edgar.xml · nonDerivative · entry 4

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:04 UTC SaleCommon Stock 700 $315.00 $220,500.00
Disclosure

SEC source: 0001179110-19-002872 · edgar.xml · nonDerivative · entry 3

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,594

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:04 UTC SaleCommon Stock 100 $314.88 $31,488.00
Disclosure

SEC source: 0001179110-19-002872 · edgar.xml · nonDerivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,294

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:04 UTC SaleCommon Stock 75 $314.83 $23,612.25
Disclosure

SEC source: 0001179110-19-002872 · edgar.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,394

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:03 UTC
Salvage NeilPresident
Exercise / conversionOptions to Purchase Common Stock · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001179110-19-002870 · edgar.xml · derivative · entry 5

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,548

Underlying: Common Stock · 5,000 shares

Expires 2024-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:03 UTC
Salvage NeilPresident
GiftCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002870 · edgar.xml · nonDerivative · entry 3

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:03 UTC
Salvage NeilPresident
SaleCommon Stock 5,000 $320.00 $1,600,000.00
Disclosure

SEC source: 0001179110-19-002870 · edgar.xml · nonDerivative · entry 2

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:03 UTC
Salvage NeilPresident
Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001179110-19-002870 · edgar.xml · nonDerivative · entry 1

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:01 UTC
Yens LauraGeneral Counsel & Corp. Sec.
GrantOptions to Purchase Common Stock · Derivative 5,133 $0.00 Strike: $321.00 $0.00
Disclosure

SEC source: 0001179110-19-002869 · edgar.xml · derivative · entry 2

Yens Laura · CIK 0001769376 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

Underlying: Common Stock · 5,133 shares

Expires 2029-02-27

F2 · derivative.exercise_date: These options to purchase common stock vest in three equal annual installments beginning on February 27, 2020, in accordance with the terms of the original award agreement.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:01 UTC
Yens LauraGeneral Counsel & Corp. Sec.
GrantRestricted Stock Units · Derivative 2,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002869 · edgar.xml · derivative · entry 1

Yens Laura · CIK 0001769376 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 2,648 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 27, 2020, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 27, 2020, in accordance with the terms of the original award agreement.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:49 UTC
LEBDA DOUGLAS RDirector · Chairman & CEO · 10% owner
Exercise / conversionRestrictive Stock Units · Derivative 215 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002652 · edgar.xml · derivative · entry 6

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse.

Disclosed balance after: 0

Underlying: Common Stock · 215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 24, 2016, the reporting person's spouse was granted 644 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On February 24, 2016, the reporting person's spouse was granted 644 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:49 UTC
LEBDA DOUGLAS RDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 67 $325.58 $21,813.86
Disclosure

SEC source: 0001179110-19-002652 · edgar.xml · nonDerivative · entry 2

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse.

Disclosed balance after: 4,810

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Disposition by the reporting person's spouse to the Company to satisfy tax withholding requirements in connection with the vesting of restricted stock units; no shares were sold by spouse.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:49 UTC
LEBDA DOUGLAS RDirector · Chairman & CEO · 10% owner
Exercise / conversionCommon Stock 215 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-002652 · edgar.xml · nonDerivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse.

Disclosed balance after: 4,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:52 UTC
LEBDA DOUGLAS RDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 23 $316.65 $7,282.95
Disclosure

SEC source: 0001179110-19-002276 · edgar.xml · nonDerivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 4,662

F1 · kind: Disposition by the spouse ("Spouse") of the reporting person to the Company to satisfy tax withholding requirements in connection with the vesting of restricted stock units; no shares were sold by spouse.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 02:53 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 Strike: $316.65 $0.00
Disclosure

SEC source: 0001179110-19-002277 · edgar.xml · derivative · entry 2

Dalporto Gabriel · CIK 0001543570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning on February 16, 2019 in accordance with the terms in the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in two equal annual installments beginning on February 16, 2019 in accordance with the terms in the original award agreement.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 02:53 UTC Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002277 · edgar.xml · nonDerivative · entry 1

Dalporto Gabriel · CIK 0001543570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2019 Filed Feb 25, 2019 21:37 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 351 $0.00 Strike: $316.65 $0.00
Disclosure

SEC source: 0001179110-19-002502 · edgar.xml · derivative · entry 3

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Underlying: Common Stock · 351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 16, 2019 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 16, 2019 in accordance with the terms of the original award agreement.

Read SEC document
February 16, 2019 Filed Feb 25, 2019 21:37 UTC
Shumate CarlaChief Accounting Officer
Tax withholdingCommon Stock 121 $316.65 $38,314.65
Disclosure

SEC source: 0001179110-19-002502 · edgar.xml · nonDerivative · entry 2

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Read SEC document
February 16, 2019 Filed Feb 25, 2019 21:37 UTC
Shumate CarlaChief Accounting Officer
Exercise / conversionCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002502 · edgar.xml · nonDerivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2019 Filed Feb 25, 2019 21:42 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 Strike: $316.65 $0.00
Disclosure

SEC source: 0001179110-19-002514 · edgar.xml · derivative · entry 2

Dalporto Gabriel · CIK 0001543570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment corrects Table 2, column 3 of the Form 4 that was filed on February 21, 2019.

F1 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning on February 16, 2019 in accordance with the terms in the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in two equal annual installments beginning on February 16, 2019 in accordance with the terms in the original award agreement.

Read SEC document
February 16, 2019 Filed Feb 25, 2019 21:42 UTC Amendment Exercise / conversionCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002514 · edgar.xml · nonDerivative · entry 1

Dalporto Gabriel · CIK 0001543570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: This amendment corrects Table I, column 2 of the Form 4 that was filed on February 21, 2019.

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February 16, 2019 Filed Oct 2, 2020 18:29 UTC Amendment
LEBDA DOUGLAS RDirector · Chairman & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-20-019587 · dp138273_4a-lebda.xml · derivative · entry 9

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 133

Underlying: Common Stock · 65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These restricted stock units vest in three equal installments beginning on February 16, 2019, subject to continuing service.

F7 · derivative.expiration_date: These restricted stock units vest in three equal installments beginning on February 16, 2019, subject to continuing service.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

F3 · ownership.nature: The reporting person's spouse was granted 198 restricted stock units on February 16, 2018 that vest in three equal annual installments beginning on February 16, 2019, in accordance with the terms of the award agreement. This reports the acquisition of shares by the reporting person's spouse with respect to the vesting of the first tranche of the restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.