TREE

SEC source: 0000950103-21-002454 · dp146306_4-lebda.xml · nonDerivative · entry 4

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 5,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

SEC source: 0000950103-21-002453 · dp146307_4-shumate.xml · derivative · entry 3

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested on February 16, 2021 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vested on February 16, 2021 in accordance with the terms of the original award agreement.

SEC source: 0000950103-21-002453 · dp146307_4-shumate.xml · nonDerivative · entry 2

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231

SEC source: 0000950103-21-002453 · dp146307_4-shumate.xml · nonDerivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-21-002454 · dp146306_4-lebda.xml · derivative · entry 8

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 136

Underlying: Common Stock · 135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units vest in three substantially equal annual installments beginning on February 14, 2020, subject to continuing service.

F5 · derivative.expiration_date: These restricted stock units vest in three substantially equal annual installments beginning on February 14, 2020, subject to continuing service.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

SEC source: 0000950103-21-002454 · dp146306_4-lebda.xml · nonDerivative · entry 3

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 5,110

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

F3 · ownership.nature: Disposition by the reporting person's spouse to the Company to satisfy tax withholding requirements in connection with the vesting of restricted stock units; no shares were sold by spouse.

SEC source: 0000950103-21-002454 · dp146306_4-lebda.xml · nonDerivative · entry 2

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 5,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

SEC source: 0000950103-21-000270 · dp144079_4-young.xml · derivative · entry 2

Young Lisa M. · CIK 0001547297 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 3,675 shares

Expires 2031-01-06

F2 · derivative.exercise_date: These stock options vest in three equal annual installments beginning on January 6, 2022, subject to continuing service, in accordance with the terms of the original award agreement.

SEC source: 0000950103-21-000270 · dp144079_4-young.xml · derivative · entry 1

Young Lisa M. · CIK 0001547297 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

Underlying: Common Stock · 1,937 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on January 6, 2022, subject to continuing service, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on January 6, 2022, subject to continuing service, in accordance with the terms of the original award agreement.

SEC source: 0000950103-21-000084 · dp143890_4-olmstead.xml · derivative · entry 3

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

SEC source: 0000950103-21-000084 · dp143890_4-olmstead.xml · nonDerivative · entry 2

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252

SEC source: 0000950103-21-000084 · dp143890_4-olmstead.xml · nonDerivative · entry 1

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-21-000082 · dp143891_4-shumate.xml · derivative · entry 3

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

SEC source: 0000950103-21-000082 · dp143891_4-shumate.xml · nonDerivative · entry 2

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

SEC source: 0000950103-21-000082 · dp143891_4-shumate.xml · nonDerivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-21-000083 · dp143889_4-lebda.xml · derivative · entry 6

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 0

Underlying: Common Stock · 153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

F4 · derivative.expiration_date: These restricted stock units vested on January 4, 2021 in accordance with the terms of the original award agreement.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

SEC source: 0000950103-21-000083 · dp143889_4-lebda.xml · nonDerivative · entry 3

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 5,023

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

F2 · ownership.nature: Disposition by the reporting person's spouse to the Company to satisfy tax withholding requirements in connection with the vesting of restricted stock units; no shares were sold by spouse.

SEC source: 0000950103-21-000083 · dp143889_4-lebda.xml · nonDerivative · entry 2

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 5,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.

SEC source: 0000950103-21-000083 · dp143889_4-lebda.xml · nonDerivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,221

SEC source: 0000950103-20-023930 · dp142569_4-lebda.xml · derivative · entry 2

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,853

Underlying: Common Stock · 125,853 shares

Expires 2030-12-03

F6 · derivative.exercise_date: These options vest in six equal annual installments beginning on December 31, 2021, subject to continuing service.

SEC source: 0000950103-20-023930 · dp142569_4-lebda.xml · derivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,464

Underlying: Common Stock · 363,464 shares

Expires 2030-12-03

F1 · derivative.exercise_date: The performance based stock option was made in accordance with the reporting person's employment agreement with the Company and has both time and performance based vesting conditions. The "Target Shares" for this option grant is 217,643 shares. Shares will become "Performance Vested" if the volume weighted average closing per share price of the Company's common stock ("VWAP") in any fiscal quarter (measured during the final 30 trading days in each fiscal quarter) commencing with the first fiscal quarter of 2021 through the first fiscal quarter of 2025 exceeds $300.00 (the "Base Price") based on the following schedule:

F2 · derivative.exercise_date: (Continued from F1) (i) if VWAP increase over the Base Price is less than 44%, 0% of Target Shares will Performance Vest; (ii) if VWAP increase over Base Price is 44% over the Base Price, 33% of Target Shares (i.e., 71,822 shares) will Performance Vest; (iii) if VWAP Increase over the Base Price is 88%, 100% of Target Shares (i.e., 217,643 shares) will Performance Vest; and (iv) if VWAP increase over the Base Price is 132% or greater, 167% of Target Shares (i.e., 363,464 shares) will Performance Vest. Linear interpolation of vesting applies if the VWAP increases over the Base Price is between 44% and 132%. The maximum number of shares that may Performance Vest is 363,464 shares.

F3 · derivative.exercise_date: (Continued from F2) If the reporting person's service has not been previously terminated, shares which are Performance Vested will become time-vested and exercisable in three equal annual installments upon the reporting person's continued service through December 31 of each of 2024, 2025 and 2026, except that any shares that are Performance Vested for the first fiscal quarter of 2025 will become time-vested and exercisable in three equal installments upon the reporting person's continued service upon the Company's certification of the achievement of the applicable performance hurdle and on December 31 of each of 2025 and 2026.

F4 · derivative.exercise_date: (Continued from F3) Shares that do not become Performance Vested shall be forfeited without consideration. Similarly, if the reporting person's service is terminated for cause or if he resigns without good reason, then any portion of the performance based stock option that have not yet time-vested shall be forfeited without consideration. After termination of the reporting person's service, any then vested portion of the performance based stock option shall generally remain exercisable until the earliest of (i) the expiration of the 12-month period following such termination of service, (ii) the date of a change of control of the Company if the performance based stock option is not being assumed, replaced, substituted for or otherwise continued after the change of control, or (iii) December 3, 2030.

F5 · derivative.exercise_date: (Continued from F4) If there is a change of control of the Company, or if the reporting person's service is terminated either due to his death or disability, or by us without cause, or by the reporting person for good reason, then the performance based stock option can become partially or fully vested on an accelerated basis based on the measurement of the stock price based performance goals under the applicable circumstances and the deemed satisfaction of time-based vesting conditions.

SEC source: 0001104659-20-126972 · a4.xml · derivative · entry 3

GCI LIBERTY, INC. · CIK 0000808461 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wholly-Owned Subsidiary

Disclosed balance after: 0

Underlying: Common Stock · 642,850 shares

Expires not disclosed

F3 · derivative.exercise_price: As previously disclosed in the Form 4 filed by the reporting person on May 1, 2019, on April 29, 2019, a subsidiary of the reporting person entered into a forward sale transaction (the "2019 Forward") with a financial institution (the "Counterparty") with respect to 642,850 shares (the "2019 Forward Number of Shares") of Common Stock. The subsidiary pledged the 2019 Forward Number of Shares to secure its obligations under the transaction, and retained dividend and voting rights in such pledged shares. The transaction confirmation provided for cash settlement or, at the election of the subsidiary with the consent of the Counterparty, physical settlement. The transaction was scheduled to settle in twenty components over twenty consecutive trading days beginning on May 9, 2022.

F4 · derivative.exercise_price: In the case of cash settlement, on the cash settlement date for the 2019 Forward: (i) if the settlement price (which was to be based on the average of the volume weighted average prices of Common Stock over a period of 20 consecutive valuation dates over 20 trading days commencing on May 9, 2022) exceeded the forward cap price of $254.00 per share (the "2019 Cap Price"), then the subsidiary of the reporting person would have to pay Counterparty an amount equal to the 2019 Forward Number of Shares multiplied by such excess and (ii) if the cash settlement price was greater than or equal to the forward floor price of zero ($0.00) but was less than or equal to the 2019 Cap Price, no amount would be payable by either party.

F5 · derivative.exercise_price: On November 16, 2020, a subsidiary of the reporting person entered into a letter agreement with the Counterparty pursuant to which the 2019 Forward was terminated early and unwound in full. In connection with the termination of the 2019 Forward, the subsidiary agreed to pay the Counterparty a total of $64,037,370 and the Counterparty agreed to return to the subsidiary the 2019 Forward Number of Shares pledged to Counterparty to secure the subsidiary's obligations under the transaction.

F3 · kind: As previously disclosed in the Form 4 filed by the reporting person on May 1, 2019, on April 29, 2019, a subsidiary of the reporting person entered into a forward sale transaction (the "2019 Forward") with a financial institution (the "Counterparty") with respect to 642,850 shares (the "2019 Forward Number of Shares") of Common Stock. The subsidiary pledged the 2019 Forward Number of Shares to secure its obligations under the transaction, and retained dividend and voting rights in such pledged shares. The transaction confirmation provided for cash settlement or, at the election of the subsidiary with the consent of the Counterparty, physical settlement. The transaction was scheduled to settle in twenty components over twenty consecutive trading days beginning on May 9, 2022.

F4 · kind: In the case of cash settlement, on the cash settlement date for the 2019 Forward: (i) if the settlement price (which was to be based on the average of the volume weighted average prices of Common Stock over a period of 20 consecutive valuation dates over 20 trading days commencing on May 9, 2022) exceeded the forward cap price of $254.00 per share (the "2019 Cap Price"), then the subsidiary of the reporting person would have to pay Counterparty an amount equal to the 2019 Forward Number of Shares multiplied by such excess and (ii) if the cash settlement price was greater than or equal to the forward floor price of zero ($0.00) but was less than or equal to the 2019 Cap Price, no amount would be payable by either party.

F5 · kind: On November 16, 2020, a subsidiary of the reporting person entered into a letter agreement with the Counterparty pursuant to which the 2019 Forward was terminated early and unwound in full. In connection with the termination of the 2019 Forward, the subsidiary agreed to pay the Counterparty a total of $64,037,370 and the Counterparty agreed to return to the subsidiary the 2019 Forward Number of Shares pledged to Counterparty to secure the subsidiary's obligations under the transaction.

F3 · price: As previously disclosed in the Form 4 filed by the reporting person on May 1, 2019, on April 29, 2019, a subsidiary of the reporting person entered into a forward sale transaction (the "2019 Forward") with a financial institution (the "Counterparty") with respect to 642,850 shares (the "2019 Forward Number of Shares") of Common Stock. The subsidiary pledged the 2019 Forward Number of Shares to secure its obligations under the transaction, and retained dividend and voting rights in such pledged shares. The transaction confirmation provided for cash settlement or, at the election of the subsidiary with the consent of the Counterparty, physical settlement. The transaction was scheduled to settle in twenty components over twenty consecutive trading days beginning on May 9, 2022.

F4 · price: In the case of cash settlement, on the cash settlement date for the 2019 Forward: (i) if the settlement price (which was to be based on the average of the volume weighted average prices of Common Stock over a period of 20 consecutive valuation dates over 20 trading days commencing on May 9, 2022) exceeded the forward cap price of $254.00 per share (the "2019 Cap Price"), then the subsidiary of the reporting person would have to pay Counterparty an amount equal to the 2019 Forward Number of Shares multiplied by such excess and (ii) if the cash settlement price was greater than or equal to the forward floor price of zero ($0.00) but was less than or equal to the 2019 Cap Price, no amount would be payable by either party.

F5 · price: On November 16, 2020, a subsidiary of the reporting person entered into a letter agreement with the Counterparty pursuant to which the 2019 Forward was terminated early and unwound in full. In connection with the termination of the 2019 Forward, the subsidiary agreed to pay the Counterparty a total of $64,037,370 and the Counterparty agreed to return to the subsidiary the 2019 Forward Number of Shares pledged to Counterparty to secure the subsidiary's obligations under the transaction.

F3 · derivative.exercise_date: As previously disclosed in the Form 4 filed by the reporting person on May 1, 2019, on April 29, 2019, a subsidiary of the reporting person entered into a forward sale transaction (the "2019 Forward") with a financial institution (the "Counterparty") with respect to 642,850 shares (the "2019 Forward Number of Shares") of Common Stock. The subsidiary pledged the 2019 Forward Number of Shares to secure its obligations under the transaction, and retained dividend and voting rights in such pledged shares. The transaction confirmation provided for cash settlement or, at the election of the subsidiary with the consent of the Counterparty, physical settlement. The transaction was scheduled to settle in twenty components over twenty consecutive trading days beginning on May 9, 2022.

F4 · derivative.exercise_date: In the case of cash settlement, on the cash settlement date for the 2019 Forward: (i) if the settlement price (which was to be based on the average of the volume weighted average prices of Common Stock over a period of 20 consecutive valuation dates over 20 trading days commencing on May 9, 2022) exceeded the forward cap price of $254.00 per share (the "2019 Cap Price"), then the subsidiary of the reporting person would have to pay Counterparty an amount equal to the 2019 Forward Number of Shares multiplied by such excess and (ii) if the cash settlement price was greater than or equal to the forward floor price of zero ($0.00) but was less than or equal to the 2019 Cap Price, no amount would be payable by either party.

F5 · derivative.exercise_date: On November 16, 2020, a subsidiary of the reporting person entered into a letter agreement with the Counterparty pursuant to which the 2019 Forward was terminated early and unwound in full. In connection with the termination of the 2019 Forward, the subsidiary agreed to pay the Counterparty a total of $64,037,370 and the Counterparty agreed to return to the subsidiary the 2019 Forward Number of Shares pledged to Counterparty to secure the subsidiary's obligations under the transaction.

F3 · derivative.expiration_date: As previously disclosed in the Form 4 filed by the reporting person on May 1, 2019, on April 29, 2019, a subsidiary of the reporting person entered into a forward sale transaction (the "2019 Forward") with a financial institution (the "Counterparty") with respect to 642,850 shares (the "2019 Forward Number of Shares") of Common Stock. The subsidiary pledged the 2019 Forward Number of Shares to secure its obligations under the transaction, and retained dividend and voting rights in such pledged shares. The transaction confirmation provided for cash settlement or, at the election of the subsidiary with the consent of the Counterparty, physical settlement. The transaction was scheduled to settle in twenty components over twenty consecutive trading days beginning on May 9, 2022.

F4 · derivative.expiration_date: In the case of cash settlement, on the cash settlement date for the 2019 Forward: (i) if the settlement price (which was to be based on the average of the volume weighted average prices of Common Stock over a period of 20 consecutive valuation dates over 20 trading days commencing on May 9, 2022) exceeded the forward cap price of $254.00 per share (the "2019 Cap Price"), then the subsidiary of the reporting person would have to pay Counterparty an amount equal to the 2019 Forward Number of Shares multiplied by such excess and (ii) if the cash settlement price was greater than or equal to the forward floor price of zero ($0.00) but was less than or equal to the 2019 Cap Price, no amount would be payable by either party.

F5 · derivative.expiration_date: On November 16, 2020, a subsidiary of the reporting person entered into a letter agreement with the Counterparty pursuant to which the 2019 Forward was terminated early and unwound in full. In connection with the termination of the 2019 Forward, the subsidiary agreed to pay the Counterparty a total of $64,037,370 and the Counterparty agreed to return to the subsidiary the 2019 Forward Number of Shares pledged to Counterparty to secure the subsidiary's obligations under the transaction.

SEC source: 0001104659-20-126972 · a4.xml · nonDerivative · entry 2

GCI LIBERTY, INC. · CIK 0000808461 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wholly-Owned Subsidiary

Disclosed balance after: 0

F2 · shares: These shares of Common Stock were sold pursuant to an underwriting agreement among a subsidiary of the reporting person, the Issuer and certain underwriters pursuant to which the underwriters agreed to sell the shares of Common Stock held by the subsidiary (other than those sold to the Counterparty in a private transaction as described in footnote 1 above) in a registered offering and paid a price of $292.46 per share of Common Stock (the "Block Sale").

SEC source: 0001104659-20-126972 · a4.xml · nonDerivative · entry 1

GCI LIBERTY, INC. · CIK 0000808461 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wholly-Owned Subsidiary

Disclosed balance after: 2,955,984

F1 · shares: These shares of common stock of the Issuer (the "Common Stock") were sold in a private transaction between a subsidiary of the reporting person and the Counterparty (as defined in footnote 3 below), at the same price as the price paid by the underwriters in the Block Sale (defined in footnote 2 below), in order to allow for the Counterparty to close out its hedge positions and complete the unwind of the 2019 Forward (as defined in footnote 3 below).

SEC source: 0000950103-20-021869 · dp140589_4-quinn.xml · derivative · entry 3

Quinn Ryan S. · CIK 0001795029 · Sr. VP and Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vested in a single installment on November 6, 2020 in accordance with the terms of the original award agreement.

F2 · derivative.expiration_date: These restricted stock units vested in a single installment on November 6, 2020 in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-021869 · dp140589_4-quinn.xml · nonDerivative · entry 2

Quinn Ryan S. · CIK 0001795029 · Sr. VP and Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

SEC source: 0000950103-20-021869 · dp140589_4-quinn.xml · nonDerivative · entry 1

Quinn Ryan S. · CIK 0001795029 · Sr. VP and Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person's Form 4 filed on February 11, 2020 inadvertently overstated the number of beneficially owned shares by 10 shares due to an addition error. This Form 4 corrects the number of beneficially owned shares.

SEC source: 0000950103-20-020547 · dp139243_4-salvage.xml · derivative · entry 3

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,328

Underlying: Common Stock · 6,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on October 22, 2018, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on October 22, 2018, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-020547 · dp139243_4-salvage.xml · nonDerivative · entry 2

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,523

SEC source: 0000950103-20-020547 · dp139243_4-salvage.xml · nonDerivative · entry 1

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-019587 · dp138273_4a-lebda.xml · nonDerivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,882

SEC source: 0000950103-20-017152 · dp135858_4-moriarty.xml · derivative · entry 3

Moriarty J D · CIK 0001715878 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units have fully vested, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units have fully vested, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-017152 · dp135858_4-moriarty.xml · nonDerivative · entry 2

Moriarty J D · CIK 0001715878 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

SEC source: 0000950103-20-017152 · dp135858_4-moriarty.xml · nonDerivative · entry 1

Moriarty J D · CIK 0001715878 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-015440 · dp134105_4-olmstead.xml · nonDerivative · entry 3

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

SEC source: 0000950103-20-015440 · dp134105_4-olmstead.xml · nonDerivative · entry 2

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.88 to $336.08, inclusive.

SEC source: 0000950103-20-015440 · dp134105_4-olmstead.xml · nonDerivative · entry 1

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.84 to $335.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.

SEC source: 0000950103-20-015620 · dp134182_4-lebda.xml · derivative · entry 1

LEBDA DOUGLAS R · CIK 0001107090 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Underlying: Common Stock · 1,399 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015621 · dp134184_4-moriarty.xml · derivative · entry 1

Moriarty J D · CIK 0001715878 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481

Underlying: Common Stock · 481 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015619 · dp134185_4-salvage.xml · derivative · entry 1

Salvage Neil · CIK 0001644892 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015617 · dp134187_4-sharma.xml · derivative · entry 1

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Underlying: Common Stock · 243 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015618 · dp134186_4-quinn.xml · derivative · entry 1

Quinn Ryan S. · CIK 0001795029 · Sr. VP and Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015615 · dp134188_4-decristo.xml · derivative · entry 1

DeCristo Valentyna S. · CIK 0001795016 · Sr. VP and Co-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 168 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015614 · dp134181_4-shumate.xml · derivative · entry 1

Shumate Carla · CIK 0001567362 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165

Underlying: Common Stock · 165 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015611 · dp134183_4-olmstead.xml · derivative · entry 1

Olmstead Jill · CIK 0001749916 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

F1 · derivative.expiration_date: These restricted stock units vest in a single installment on August 5, 2021, in accordance with the terms of the original award agreement.

SEC source: 0000950103-20-015005 · dp133712_4a-sharma.xml · derivative · entry 12

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

Underlying: Common Stock · 1,688 shares

Expires 2028-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options vest in three annual installments beginning on July 30, 2019, with 25% of the total award vesting after year 1, another 25% vesting after year 2, and the remaining 50% vesting after year 3. This Form 4 corrects the vesting schedule originally reported on the reporting person's Form 3 filed on May 3, 2019.

SEC source: 0000950103-20-015005 · dp133712_4a-sharma.xml · nonDerivative · entry 10

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020.

SEC source: 0000950103-20-015005 · dp133712_4a-sharma.xml · nonDerivative · entry 9

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020.

SEC source: 0000950103-20-015005 · dp133712_4a-sharma.xml · nonDerivative · entry 8

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020.

SEC source: 0000950103-20-015005 · dp133712_4a-sharma.xml · nonDerivative · entry 7

Sharma Sushil · CIK 0001774897 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2020.