Last 12 months
Inside the activity.
17 purchase rows · 44 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 16 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 17 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2024 Filed Nov 6, 2024 21:36 UTC |
Sethuraman NatarajanPresident, Research & Develop.
|
SaleCommon Stock | 5,171 | $18.18 | $94,006.19 |
DisclosureSEC source: 0001689375-24-000064 · wk-form4_1730929001.xml · nonDerivative · entry 2 Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,296 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:36 UTC |
Sethuraman NatarajanPresident, Research & Develop.
|
SaleCommon Stock | 749 | $18.02 | $13,498.48 |
DisclosureSEC source: 0001689375-24-000064 · wk-form4_1730929001.xml · nonDerivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,467 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 16, 2024 Filed Oct 18, 2024 20:31 UTC |
Sethuraman NatarajanPresident, Research & Develop.
|
SaleCommon Stock | 600 | $18.00 | $10,800.00 |
DisclosureSEC source: 0001689375-24-000057 · wk-form4_1729283492.xml · nonDerivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,216 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:32 UTC |
Dowden Nathan JPresident & COO
|
SaleCommon Stock | 847 | $16.00 | $13,552.00 |
DisclosureSEC source: 0001689375-24-000056 · wk-form4_1727728325.xml · nonDerivative · entry 1 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,149 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
SaleCommon Stock | 1,904 | $15.07 | $28,690.23 |
DisclosureSEC source: 0001689375-24-000054 · wk-form4_1726000407.xml · nonDerivative · entry 2 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,996 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 20:32 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 2,642 | $15.09 | $39,862.23 |
DisclosureSEC source: 0001689375-24-000053 · wk-form4_1726000325.xml · nonDerivative · entry 2 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,816 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 20:34 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 3,195 | $14.97 | $47,832.35 |
DisclosureSEC source: 0001689375-24-000055 · wk-form4_1726000485.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,486 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $15.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
SaleCommon Stock | 399 | $15.19 | $6,062.69 |
DisclosureSEC source: 0001689375-24-000054 · wk-form4_1726000407.xml · nonDerivative · entry 1 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 127,900 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:32 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 600 | $15.24 | $9,141.36 |
DisclosureSEC source: 0001689375-24-000053 · wk-form4_1726000325.xml · nonDerivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186,458 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.08 to $15.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2024 Filed Sep 5, 2024 22:48 UTC |
Dowden Nathan JPresident & COO
|
Tax withholdingCommon Stock | 171 | $15.13 | $2,586.55 |
DisclosureSEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 5 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,299 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2024 Filed Sep 5, 2024 22:47 UTC |
Sethuraman NatarajanChief Scientific Officer
|
Tax withholdingCommon Stock | 167 | $15.13 | $2,526.04 |
DisclosureSEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 5 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,058 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2024 Filed Sep 5, 2024 22:49 UTC |
Doshi DipalDirector · CEO
|
Tax withholdingCommon Stock | 826 | $15.13 | $12,494.08 |
DisclosureSEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 5 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,753 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2024 Filed Sep 5, 2024 22:46 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 165 | $15.13 | $2,495.79 |
DisclosureSEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 5 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,681 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 22:48 UTC |
Dowden Nathan JPresident & COO
|
Tax withholdingCommon Stock | 983 | $15.42 | $15,161.20 |
DisclosureSEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 4 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,470 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 22:47 UTC |
Sethuraman NatarajanChief Scientific Officer
|
Tax withholdingCommon Stock | 955 | $15.42 | $14,729.35 |
DisclosureSEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 4 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,225 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 22:49 UTC |
Doshi DipalDirector · CEO
|
Tax withholdingCommon Stock | 4,744 | $15.42 | $73,168.61 |
DisclosureSEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 4 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,579 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 22:46 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 941 | $15.42 | $14,513.42 |
DisclosureSEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 4 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,846 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:48 UTC |
Dowden Nathan JPresident & COO
|
Tax withholdingCommon Stock | 15 | $17.70 | $265.53 |
DisclosureSEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 3 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,453 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:48 UTC |
Dowden Nathan JPresident & COO
|
Tax withholdingCommon Stock | 156 | $16.93 | $2,640.38 |
DisclosureSEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 2 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,468 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:48 UTC |
Dowden Nathan JPresident & COO
|
Tax withholdingCommon Stock | 483 | $15.76 | $7,612.61 |
DisclosureSEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 1 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,624 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:47 UTC |
Sethuraman NatarajanChief Scientific Officer
|
Tax withholdingCommon Stock | 14 | $17.70 | $247.83 |
DisclosureSEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 3 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,180 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:47 UTC |
Sethuraman NatarajanChief Scientific Officer
|
Tax withholdingCommon Stock | 151 | $16.93 | $2,555.75 |
DisclosureSEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 2 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,194 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:47 UTC |
Sethuraman NatarajanChief Scientific Officer
|
Tax withholdingCommon Stock | 469 | $15.76 | $7,391.96 |
DisclosureSEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,345 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:49 UTC |
Doshi DipalDirector · CEO
|
Tax withholdingCommon Stock | 72 | $17.70 | $1,274.54 |
DisclosureSEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 3 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,323 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:49 UTC |
Doshi DipalDirector · CEO
|
Tax withholdingCommon Stock | 752 | $16.93 | $12,727.98 |
DisclosureSEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 2 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,395 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:49 UTC |
Doshi DipalDirector · CEO
|
Tax withholdingCommon Stock | 2,328 | $15.76 | $36,691.84 |
DisclosureSEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,147 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:46 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 14 | $17.70 | $247.83 |
DisclosureSEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 3 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,787 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:46 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 149 | $16.93 | $2,521.90 |
DisclosureSEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 2 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,801 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:46 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 462 | $15.76 | $7,281.63 |
DisclosureSEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,950 F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · derivative · entry 4 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,831 Underlying: Common Stock · 20,000 shares Expires 2029-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. F4 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on November 4, 2020, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
SaleCommon Stock | 502 | $16.70 | $8,382.40 |
DisclosureSEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 3 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,107 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $16.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
SaleCommon Stock | 26,595 | $16.26 | $432,418.74 |
DisclosureSEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 2 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,609 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.67 to $16.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:33 UTC |
Dowden Nathan JPresident & COO
|
Exercise / conversionCommon Stock | 20,000 | $1.74 | $34,800.00 |
DisclosureSEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 1 Dowden Nathan J · CIK 0001873392 · President & COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:43 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 638 | $18.00 | $11,484.00 |
DisclosureSEC source: 0001689375-24-000041 · wk-form4_1721162618.xml · nonDerivative · entry 2 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,814 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 20:42 UTC |
Doshi DipalDirector · CEO
|
SaleCommon Stock | 1,600 | $17.81 | $28,497.28 |
DisclosureSEC source: 0001689375-24-000040 · wk-form4_1721162529.xml · nonDerivative · entry 2 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 334,475 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.47 to $18.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 20:43 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 600 | $18.00 | $10,800.00 |
DisclosureSEC source: 0001689375-24-000041 · wk-form4_1721162618.xml · nonDerivative · entry 1 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,452 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 20:42 UTC |
Doshi DipalDirector · CEO
|
SaleCommon Stock | 300 | $18.00 | $5,400.00 |
DisclosureSEC source: 0001689375-24-000040 · wk-form4_1721162529.xml · nonDerivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 336,075 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 20:34 UTC |
WENTWORTH KORY JAMESChief Financial Officer
|
SaleCommon Stock | 1,758 | $14.95 | $26,282.10 |
DisclosureSEC source: 0001689375-24-000039 · wk-form4_1720643672.xml · nonDerivative · entry 1 WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,412 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:53 UTC |
BAKER BROS. ADVISORS LP10% owner
Baker Bros. Advisors (GP) LLC10% owner
BAKER FELIX10% owner
BAKER JULIAN10% owner
|
PurchaseWarrants to purchase Common Stock · Derivative | 3,081,303 | $14.85 Strike: $0.00 | $45,757,041.42 |
DisclosureSEC source: 0000950170-24-077928 · ownership.xml · derivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,081,303 Underlying: Common Stock · 3,081,303 shares Expires not disclosed F1 · shares: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") purchased 285,700 and 3,081,303 warrants to purchase common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") ("Prefunded Warrants"), respectively, for $14.8499 per warrant in a registered direct offering (the "Offering") pursuant to a securities purchase agreement with the Issuer that closed on June 25, 2024. F2 · derivative.exercise_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F2 · derivative.expiration_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F4 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II directly held by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 20:53 UTC |
BAKER BROS. ADVISORS LP10% owner
Baker Bros. Advisors (GP) LLC10% owner
BAKER FELIX10% owner
BAKER JULIAN10% owner
|
PurchaseWarrants to purchase Common Stock · Derivative | 285,700 | $14.85 Strike: $0.00 | $4,242,616.43 |
DisclosureSEC source: 0000950170-24-077928 · ownership.xml · derivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner BAKER FELIX · CIK 0001087940 · 10% owner BAKER JULIAN · CIK 0001087939 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 285,700 Underlying: Common Stock · 285,700 shares Expires not disclosed F1 · shares: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") purchased 285,700 and 3,081,303 warrants to purchase common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") ("Prefunded Warrants"), respectively, for $14.8499 per warrant in a registered direct offering (the "Offering") pursuant to a securities purchase agreement with the Issuer that closed on June 25, 2024. F2 · derivative.exercise_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F2 · derivative.expiration_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. F3 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II held directly by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:33 UTC |
Chapman GinaDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0001689375-24-000034 · wk-form4_1718397205.xml · derivative · entry 1 Chapman Gina · CIK 0001989220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:34 UTC |
Zeiher Bernhardt GDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0001689375-24-000035 · wk-form4_1718397283.xml · derivative · entry 1 Zeiher Bernhardt G · CIK 0001971421 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:38 UTC |
KIM PETER SDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0001689375-24-000037 · wk-form4_1718397487.xml · derivative · entry 1 KIM PETER S · CIK 0001181180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:39 UTC |
PARMAR KUSHDirector · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0001689375-24-000038 · wk-form4_1718397557.xml · derivative · entry 1 PARMAR KUSH · CIK 0001664281 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:36 UTC |
Thistle MaryDirector
|
GrantStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0001689375-24-000036 · wk-form4_1718397383.xml · derivative · entry 1 Thistle Mary · CIK 0001317917 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:32 UTC |
Doshi DipalDirector · CEO
|
SaleCommon Stock | 1,000 | $16.17 | $16,173.60 |
DisclosureSEC source: 0001689375-24-000033 · wk-form4_1718397122.xml · nonDerivative · entry 1 Doshi Dipal · CIK 0001613084 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 336,375 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.87 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:31 UTC |
KIM PETER SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,918 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001689375-24-000032 · wk-form4_1717619480.xml · derivative · entry 2 KIM PETER S · CIK 0001181180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,918 shares Expires 2032-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option fully vested on June 2, 2023. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:31 UTC |
KIM PETER SDirector
|
Exercise / conversionCommon Stock | 11,918 | $6.06 | $72,223.08 |
DisclosureSEC source: 0001689375-24-000032 · wk-form4_1717619480.xml · nonDerivative · entry 1 KIM PETER S · CIK 0001181180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 20, 2024 21:26 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 9,675 | $15.19 | $146,943.90 |
DisclosureSEC source: 0001689375-24-000031 · wk-form4_1716240336.xml · nonDerivative · entry 3 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,052 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2024 Filed May 20, 2024 21:26 UTC |
Sethuraman NatarajanChief Scientific Officer
|
SaleCommon Stock | 8,305 | $15.14 | $125,750.99 |
DisclosureSEC source: 0001689375-24-000031 · wk-form4_1716240336.xml · nonDerivative · entry 2 Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,727 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.