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Nasdaq · USD

TRDA

Entrada Therapeutics, Inc.

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2163
SEC CIK
0001689375
Parsed reports
242

Last 12 months

Inside the activity.

17 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025163
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202601
May 202612
Jun 202600
Jul 202604
Aug 2026017
Sep 2026012
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2024 Filed Nov 6, 2024 21:36 UTC
Sethuraman NatarajanPresident, Research & Develop.
SaleCommon Stock 5,171 $18.18 $94,006.19
Disclosure

SEC source: 0001689375-24-000064 · wk-form4_1730929001.xml · nonDerivative · entry 2

Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,296

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 21:36 UTC
Sethuraman NatarajanPresident, Research & Develop.
SaleCommon Stock 749 $18.02 $13,498.48
Disclosure

SEC source: 0001689375-24-000064 · wk-form4_1730929001.xml · nonDerivative · entry 1

Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,467

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 16, 2024 Filed Oct 18, 2024 20:31 UTC
Sethuraman NatarajanPresident, Research & Develop.
SaleCommon Stock 600 $18.00 $10,800.00
Disclosure

SEC source: 0001689375-24-000057 · wk-form4_1729283492.xml · nonDerivative · entry 1

Sethuraman Natarajan · CIK 0001873394 · President, Research & Develop.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,216

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

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September 26, 2024 Filed Sep 30, 2024 20:32 UTC
Dowden Nathan JPresident & COO
SaleCommon Stock 847 $16.00 $13,552.00
Disclosure

SEC source: 0001689375-24-000056 · wk-form4_1727728325.xml · nonDerivative · entry 1

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,149

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 20:33 UTC
Dowden Nathan JPresident & COO
SaleCommon Stock 1,904 $15.07 $28,690.23
Disclosure

SEC source: 0001689375-24-000054 · wk-form4_1726000407.xml · nonDerivative · entry 2

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,996

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 20:32 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 2,642 $15.09 $39,862.23
Disclosure

SEC source: 0001689375-24-000053 · wk-form4_1726000325.xml · nonDerivative · entry 2

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,816

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 20:34 UTC
WENTWORTH KORY JAMESChief Financial Officer
SaleCommon Stock 3,195 $14.97 $47,832.35
Disclosure

SEC source: 0001689375-24-000055 · wk-form4_1726000485.xml · nonDerivative · entry 1

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,486

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $15.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:33 UTC
Dowden Nathan JPresident & COO
SaleCommon Stock 399 $15.19 $6,062.69
Disclosure

SEC source: 0001689375-24-000054 · wk-form4_1726000407.xml · nonDerivative · entry 1

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,900

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:32 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 600 $15.24 $9,141.36
Disclosure

SEC source: 0001689375-24-000053 · wk-form4_1726000325.xml · nonDerivative · entry 1

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,458

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.08 to $15.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 22:48 UTC
Dowden Nathan JPresident & COO
Tax withholdingCommon Stock 171 $15.13 $2,586.55
Disclosure

SEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 5

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,299

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 22:47 UTC
Sethuraman NatarajanChief Scientific Officer
Tax withholdingCommon Stock 167 $15.13 $2,526.04
Disclosure

SEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 5

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,058

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 22:49 UTC
Doshi DipalDirector · CEO
Tax withholdingCommon Stock 826 $15.13 $12,494.08
Disclosure

SEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 5

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,753

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 22:46 UTC
WENTWORTH KORY JAMESChief Financial Officer
Tax withholdingCommon Stock 165 $15.13 $2,495.79
Disclosure

SEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 5

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,681

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 22:48 UTC
Dowden Nathan JPresident & COO
Tax withholdingCommon Stock 983 $15.42 $15,161.20
Disclosure

SEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 4

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,470

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 22:47 UTC
Sethuraman NatarajanChief Scientific Officer
Tax withholdingCommon Stock 955 $15.42 $14,729.35
Disclosure

SEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 4

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,225

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 22:49 UTC
Doshi DipalDirector · CEO
Tax withholdingCommon Stock 4,744 $15.42 $73,168.61
Disclosure

SEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 4

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,579

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 22:46 UTC
WENTWORTH KORY JAMESChief Financial Officer
Tax withholdingCommon Stock 941 $15.42 $14,513.42
Disclosure

SEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 4

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,846

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:48 UTC
Dowden Nathan JPresident & COO
Tax withholdingCommon Stock 15 $17.70 $265.53
Disclosure

SEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 3

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,453

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:48 UTC
Dowden Nathan JPresident & COO
Tax withholdingCommon Stock 156 $16.93 $2,640.38
Disclosure

SEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 2

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,468

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:48 UTC
Dowden Nathan JPresident & COO
Tax withholdingCommon Stock 483 $15.76 $7,612.61
Disclosure

SEC source: 0001689375-24-000051 · wk-form4_1725576514.xml · nonDerivative · entry 1

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,624

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:47 UTC
Sethuraman NatarajanChief Scientific Officer
Tax withholdingCommon Stock 14 $17.70 $247.83
Disclosure

SEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 3

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,180

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:47 UTC
Sethuraman NatarajanChief Scientific Officer
Tax withholdingCommon Stock 151 $16.93 $2,555.75
Disclosure

SEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 2

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,194

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:47 UTC
Sethuraman NatarajanChief Scientific Officer
Tax withholdingCommon Stock 469 $15.76 $7,391.96
Disclosure

SEC source: 0001689375-24-000050 · wk-form4_1725576454.xml · nonDerivative · entry 1

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,345

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:49 UTC
Doshi DipalDirector · CEO
Tax withholdingCommon Stock 72 $17.70 $1,274.54
Disclosure

SEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 3

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,323

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:49 UTC
Doshi DipalDirector · CEO
Tax withholdingCommon Stock 752 $16.93 $12,727.98
Disclosure

SEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 2

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,395

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:49 UTC
Doshi DipalDirector · CEO
Tax withholdingCommon Stock 2,328 $15.76 $36,691.84
Disclosure

SEC source: 0001689375-24-000052 · wk-form4_1725576578.xml · nonDerivative · entry 1

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,147

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:46 UTC
WENTWORTH KORY JAMESChief Financial Officer
Tax withholdingCommon Stock 14 $17.70 $247.83
Disclosure

SEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 3

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,787

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $17.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 22:46 UTC
WENTWORTH KORY JAMESChief Financial Officer
Tax withholdingCommon Stock 149 $16.93 $2,521.90
Disclosure

SEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 2

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,801

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.49 to $17.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 03, 2024 Filed Sep 5, 2024 22:46 UTC
WENTWORTH KORY JAMESChief Financial Officer
Tax withholdingCommon Stock 462 $15.76 $7,281.63
Disclosure

SEC source: 0001689375-24-000049 · wk-form4_1725576389.xml · nonDerivative · entry 1

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,950

F1 · shares: Represents shares automatically sold by the Company on behalf of the reporting person pursuant to a mandatory sell-to-cover provision in the award agreement required to cover minimum statutory tax withholding obligations that became due upon the vesting and settlement of restricted stock units reported in this form. The sale does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.49 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 16, 2024 Filed Aug 20, 2024 20:33 UTC
Dowden Nathan JPresident & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · derivative · entry 4

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,831

Underlying: Common Stock · 20,000 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

F4 · derivative.exercise_date: 25% of the option shares shall vest and become exercisable on November 4, 2020, with the remaining 75% vesting in thirty-six (36) equal monthly installments thereafter.

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August 16, 2024 Filed Aug 20, 2024 20:33 UTC
Dowden Nathan JPresident & COO
SaleCommon Stock 502 $16.70 $8,382.40
Disclosure

SEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 3

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,107

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $16.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 20:33 UTC
Dowden Nathan JPresident & COO
SaleCommon Stock 26,595 $16.26 $432,418.74
Disclosure

SEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 2

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,609

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.67 to $16.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 20:33 UTC
Dowden Nathan JPresident & COO
Exercise / conversionCommon Stock 20,000 $1.74 $34,800.00
Disclosure

SEC source: 0001689375-24-000048 · wk-form4_1724186017.xml · nonDerivative · entry 1

Dowden Nathan J · CIK 0001873392 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2024.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:43 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 638 $18.00 $11,484.00
Disclosure

SEC source: 0001689375-24-000041 · wk-form4_1721162618.xml · nonDerivative · entry 2

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,814

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 20:42 UTC
Doshi DipalDirector · CEO
SaleCommon Stock 1,600 $17.81 $28,497.28
Disclosure

SEC source: 0001689375-24-000040 · wk-form4_1721162529.xml · nonDerivative · entry 2

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 334,475

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.47 to $18.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 20:43 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 600 $18.00 $10,800.00
Disclosure

SEC source: 0001689375-24-000041 · wk-form4_1721162618.xml · nonDerivative · entry 1

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,452

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 20:42 UTC
Doshi DipalDirector · CEO
SaleCommon Stock 300 $18.00 $5,400.00
Disclosure

SEC source: 0001689375-24-000040 · wk-form4_1721162529.xml · nonDerivative · entry 1

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,075

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:34 UTC
WENTWORTH KORY JAMESChief Financial Officer
SaleCommon Stock 1,758 $14.95 $26,282.10
Disclosure

SEC source: 0001689375-24-000039 · wk-form4_1720643672.xml · nonDerivative · entry 1

WENTWORTH KORY JAMES · CIK 0001725663 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,412

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:53 UTC
BAKER FELIX10% owner
BAKER JULIAN10% owner
PurchaseWarrants to purchase Common Stock · Derivative 3,081,303 $14.85 Strike: $0.00 $45,757,041.42
Disclosure

SEC source: 0000950170-24-077928 · ownership.xml · derivative · entry 2

BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner

BAKER FELIX · CIK 0001087940 · 10% owner

BAKER JULIAN · CIK 0001087939 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,081,303

Underlying: Common Stock · 3,081,303 shares

Expires not disclosed

F1 · shares: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") purchased 285,700 and 3,081,303 warrants to purchase common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") ("Prefunded Warrants"), respectively, for $14.8499 per warrant in a registered direct offering (the "Offering") pursuant to a securities purchase agreement with the Issuer that closed on June 25, 2024.

F2 · derivative.exercise_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.

F2 · derivative.expiration_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.

F4 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds.

F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

F6 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II directly held by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 20:53 UTC
BAKER FELIX10% owner
BAKER JULIAN10% owner
PurchaseWarrants to purchase Common Stock · Derivative 285,700 $14.85 Strike: $0.00 $4,242,616.43
Disclosure

SEC source: 0000950170-24-077928 · ownership.xml · derivative · entry 1

BAKER BROS. ADVISORS LP · CIK 0001263508 · 10% owner

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · 10% owner

BAKER FELIX · CIK 0001087940 · 10% owner

BAKER JULIAN · CIK 0001087939 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 285,700

Underlying: Common Stock · 285,700 shares

Expires not disclosed

F1 · shares: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") purchased 285,700 and 3,081,303 warrants to purchase common stock ("Common Stock") of Entrada Therapeutics, Inc. (the "Issuer") ("Prefunded Warrants"), respectively, for $14.8499 per warrant in a registered direct offering (the "Offering") pursuant to a securities purchase agreement with the Issuer that closed on June 25, 2024.

F2 · derivative.exercise_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.

F2 · derivative.expiration_date: The Prefunded Warrants have no expiration date and are exercisable at an exercise price of $0.0001 per share immediately at any time at the option of the holder on a 1-for-1 basis into Common Stock to the extent that immediately prior to or after giving effect to such exercise the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 4.99% of the outstanding shares of Common Stock (the "Maximum Percentage"). By written notice to the Issuer, the Funds may from time to time increase or decrease the Maximum Percentage applicable to that Fund to any other percentage not in excess of 19.99%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer.

F3 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II held directly by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667.

F4 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds.

F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 16:33 UTC
Chapman GinaDirector
GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001689375-24-000034 · wk-form4_1718397205.xml · derivative · entry 1

Chapman Gina · CIK 0001989220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 16:34 UTC GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001689375-24-000035 · wk-form4_1718397283.xml · derivative · entry 1

Zeiher Bernhardt G · CIK 0001971421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 16:38 UTC
KIM PETER SDirector
GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001689375-24-000037 · wk-form4_1718397487.xml · derivative · entry 1

KIM PETER S · CIK 0001181180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:39 UTC
PARMAR KUSHDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001689375-24-000038 · wk-form4_1718397557.xml · derivative · entry 1

PARMAR KUSH · CIK 0001664281 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:36 UTC
Thistle MaryDirector
GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001689375-24-000036 · wk-form4_1718397383.xml · derivative · entry 1

Thistle Mary · CIK 0001317917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The shares subject to this option shall vest and become exercisable on the earlier of (i) the one-year anniversary of June 13, 2024 or (ii) the Issuer's next annual meeting of stockholders.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:32 UTC
Doshi DipalDirector · CEO
SaleCommon Stock 1,000 $16.17 $16,173.60
Disclosure

SEC source: 0001689375-24-000033 · wk-form4_1718397122.xml · nonDerivative · entry 1

Doshi Dipal · CIK 0001613084 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,375

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.87 to $16.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 16:31 UTC
KIM PETER SDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 11,918 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001689375-24-000032 · wk-form4_1717619480.xml · derivative · entry 2

KIM PETER S · CIK 0001181180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,918 shares

Expires 2032-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option fully vested on June 2, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 16:31 UTC
KIM PETER SDirector
Exercise / conversionCommon Stock 11,918 $6.06 $72,223.08
Disclosure

SEC source: 0001689375-24-000032 · wk-form4_1717619480.xml · nonDerivative · entry 1

KIM PETER S · CIK 0001181180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 20, 2024 21:26 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 9,675 $15.19 $146,943.90
Disclosure

SEC source: 0001689375-24-000031 · wk-form4_1716240336.xml · nonDerivative · entry 3

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,052

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 17, 2024 Filed May 20, 2024 21:26 UTC
Sethuraman NatarajanChief Scientific Officer
SaleCommon Stock 8,305 $15.14 $125,750.99
Disclosure

SEC source: 0001689375-24-000031 · wk-form4_1716240336.xml · nonDerivative · entry 2

Sethuraman Natarajan · CIK 0001873394 · Chief Scientific Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,727

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.